PIMCO Funds Advisors definition

PIMCO Funds Advisors or the "Investment Manager") acts as the Fund's investment manager pursuant to an Investment Management Agreement by and between the Fund and the Investment Manager, dated as of June 28, 2002 (the "Investment Management Agreement"). Pacific Investment Management Company LLC ("PIMCO," or the "Portfolio Manager") acts as the Fund's portfolio manager pursuant to a Portfolio Management Agreement by and between the Investment Manager and PIMCO, as accepted and agreed to by the Fund, dated as of June 28, 2002. State Street Bank & Trust Co. acts as the custodian (the "Custodian") of the Fund's cash and portfolio assets pursuant to a Custodian Agreement, dated as of June 28, 2002 (the "Custodian Agreement"). PFPC Inc. acts as the Fund's transfer agent, registrar, shareholder servicing agent and dividend disbursing agent with respect to the common shares of the Fund (the "Transfer Agent") pursuant to a Transfer Agency Services Agreement, dated as of June 28, 2002 (the "Transfer Agency Agreement"). Deutsche Bank Trust Company Americas will act as the Fund's auction agent (the "Auction Agent") for the APS pursuant to an Auction Agency Agreement, dated as of August __, 2002 (the "Auction Agency Agreement"). The Fund has entered into a Letter Agreement, dated as of August __, 2002, with the Depository Trust Company (the "DTC Agreement"). The Fund, the Investment Manager and the Underwriters agree as follows:
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PIMCO Funds Advisors or the "Investment Manager") will act as the Fund's investment manager pursuant to an Investment Management Agreement by and between the Fund and the Investment Manager, dated as of September 17, 2002 (the "Investment Management Agreement"). Pacific Investment Management Company LLC ("PIMCO," or the "Portfolio Manager") will act as the Fund's portfolio manager pursuant to a Portfolio Management Agreement by and between the Investment Manager and PIMCO, as accepted and agreed to by the Fund, dated as of September 20, 2002. State Street Bank & Trust Co. will act as the custodian (the "Custodian") of the Fund's cash and portfolio assets pursuant to a Custodian Agreement, dated as of October [ ], 2002 (the "Custodian Agreement"). PFPC Inc. will act as the Fund's transfer agent, registrar, shareholder servicing agent and dividend disbursing agent (the "Transfer Agent") pursuant to a Transfer Agency Services Agreement, dated as of October 31, 2002 (the "Transfer Agency Agreement"). UBS Warburg LLC will act as a shareholder servicing agent for the Fund pursuant to a Shareholder Servicing Agreement by and between UBS Warbrug LLC and the Invetsment Manager, dated as of October 31, 2002 (the "Shareholder Servicing Agreement"). In addition, the Fund has adopted a dividend reinvestment plan (the "Dividend Reinvestment Plan") pursuant to which holders of Shares shall have their dividends automatically reinvested in additional Common Shares of the Fund unless they elect to receive such dividends in cash. The Fund, the Investment Manager and the Underwriters agree as follows:
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Examples of PIMCO Funds Advisors in a sentence

  • This Additional Compensation Agreement shall continue coterminously with and so long as the Investment Management Agreement, dated June 2002, remains in effect between the Fund and PIMCO Funds Advisors or any successor in interest or affiliate of PIMCO Funds Advisors, as, and to the extent, that such Investment Management Agreement is renewed periodically in accordance with the 1940 Act.

  • As of the effective date of this Code, the Compliance Officers are: Anne-Marie Pitale (Allianz Dresdner Asset Management of America, PIMCO Equity Advisors, Oppenheimer Capital, OCC Distributors, Allianz Hedge Fund Partners, PIMCO Allianz Advisors, Allianz Private Client Services, PIMCO CD Distributors, PIMCO Funds Advisors and OpCap Advisors), Virginia Camp (ADAM (West)), Dave Breed and Mary Ellen Melendez (Cadence), and Betty Holcomb and John Johnson (NFJ).

  • This opinion is furnished to you pursuant to Section 6(e) of the Underwriting Agreement dated as of August 16, 2002 (the "Underwriting Agreement") among the Fund, PIMCO Funds Advisors LLC (the "Investment Manager") and UBS Warburg LLC, on behalf of itself and the other underwriters named therein (the "Underwriters").

  • To the extent the foregoing costs and expenses incident to the performance of the obligations of the Fund under this Underwriting Agreement exceed, in the aggregate, $0.03 per Share, PIMCO Funds Advisors or an affiliate will pay all such excess costs and expenses.

  • As of the effective date of this Code, the Compliance Officers are: Anne-Marie Pitale (Allianz Dresdner Asset Management of America, PIMCO Equity Advisors, Oppenheimer Capital, OCC Distributors, Allianz Hedge Fund Partners, PIMCO Allianz Advisors, Allianz Private Client Services, PIMCO CD Distributors, PIMCO Funds Advisors and OpCap Advisors), Virginia Camp (ADAM (West), Dave Breed and Mary Ellen Melendez (Cadence), and Betty Holcomb and John Johnson (NFJ).

  • As of the effective date of this Code, the Compliance Officers are: Anne-Marie Pitale (Allianz Dresdner Asset Management of America, PIMCO Equity Advisors, Oppenheimer Capital, OCC Distributors, Allianz Hedge Fund Partners, PIMCO Allianz Advisors, Allianz Private Client Services, PIMCO CD Distributors, PIMCO Funds Advisors and OpCap Advisors), Virginia Camp and Stewart Smith (ADAM (West)), Dave Breed and Mary Ellen Melendez (Cadence), and Betty Holcomb and John Johnson (NFJ).

  • This opinion is furnished to you pursuant to Section 6(e) of the Underwriting Agreement dated as of December __, 2002 (the "Underwriting Agreement") among the Fund, PIMCO Advisors Fund Management LLC (formerly, PIMCO Funds Advisors LLC) (the "Investment Manager") and UBS Warburg LLC, on behalf of itself and the other underwriters named therein (the "Underwriters").

  • This opinion is furnished to you pursuant to Section 7(e) of the Underwriting Agreement dated as of June [___], 2002 (the "Underwriting Agreement") among the Fund, PIMCO Funds Advisors LLC (the "Investment Manager") and UBS Warburg LLC, CIBC World Markets Corp.

  • PIMCO Funds Advisors LLC ("PIMCO Funds Advisors," or the "Investment Manager") will act as the Fund's investment manager pursuant to an Investment Management Agreement by and between the Fund and the Investment Manager, dated as of June [___], 2002 (the "Investment Management Agreement").

  • As of the effective date of this Code, the Compliance Officers are: Anne-Marie Pitale (Allianz Dresdner Asset Management of America, PIMCO Equity Advisors, Oppenheimer Capital, OCC Distributors, Allianz Hedge Fund Partners, PIMCO Allianz Advisors, Allianz Private Client Services, PIMCO CD Distributors, PIMCO Funds Advisors, PIMCO Advisors Retail Holdings LLC and OpCap Advisors), Virginia Camp (ADAM (West), Dave Breed and Mary Ellen Melendez (Cadence), and Betty Holcomb and John Johnson (NFJ).

Related to PIMCO Funds Advisors

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Collateral Management Fee The fee payable to the Collateral Manager in arrears on each Payment Date pursuant to Section 8(a) of the Collateral Management Agreement and Section 11.1 hereof, comprised of (x) the Base Management Fee and (y) the Subordinated Management Fee.

  • Investment Management Fee means each of the Senior Investment Management Fee, the Subordinated Investment Management Fee and the Incentive Investment Management Fee.

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Fund Adviser means any entity that acts as a manager, adviser or sub-adviser to a Legg Mason Fund.

  • Transaction Advisor means appointed advisor / consultant by BSNL to assist them in works related to bid process management and conclusion of transactions related to the Said Land Parcel. The Transaction Advisor for Said Land Parcel is Delhi Integrated Multi-Modal Transit System Ltd.

  • Advisory Firm means an accounting firm that is nationally recognized as being expert in Covered Tax matters, selected by the Corporation.

  • Advisory Representative means any Supervised Person, who in connection with his or her regular functions or duties, normally makes, participates in, or otherwise obtains current information regarding the Purchase or Sale of a Security by the Firm, or whose functions relate to the making of any recommendations with respect to such purchases or sales, and any natural Person in a Control relationship to the Firm who obtains information concerning recommendations made concerning a Purchase or Sale of a Security. This definition includes but is not limited to the following: partner, officer, Manager, investment person, Portfolio Manager and any other Supervised Person of the Firm designated as an “Advisory Representative” from time to time by the Review Officer.

  • Investment Consultant means PMA Asset Management, LLC, or such other Person who shall be acceptable to the Governing Board.

  • Discretionary Portfolio Management Services means the portfolio management services rendered to the Client by the Portfolio Manager on the terms and conditions contained in the agreement, where under the Portfolio Manager exercises any degree of discretion in the investments or management of assets of the Client.

  • Management Agent means the property management company which oversees the property management functions for the Apartment Housing and which is on-site at the Apartment Housing. The initial Management Agent shall be Xxxxxxxx Valley Management, Inc.

  • Investment Management Services means any services which involve: (i) the management of an investment account or Fund (or portions thereof or a group of investment accounts or Funds); (ii) the giving of advice with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds); or (iii) otherwise acting as an “investment adviser” within the meaning of the Investment Advisers Act of 1940, as amended, including, without limitation, in each of the foregoing cases, performing activities related or incidental thereto.

  • Advisory Group means the environmental flows

  • Financial Advisors has the meaning set forth in Section 4.26.

  • Asset Management Fee shall have the meaning set forth in Section 8.03.

  • Advisors has the meaning set forth in Section 14.06(c).

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Non-Discretionary Portfolio Management Services means a portfolio management services under which the Portfolio Manager, subject to express prior instructions issued by the Client from time to time in writing, for an agreed fee structure and for a definite described period, invests in respect of the Client’s account in any type of security entirely at the Client’s risk and ensure that all benefits accrue to the Client’s Portfolio.

  • Operating Advisor Consulting Fee A fee for each Major Decision on which the Operating Advisor has consultation rights equal to $10,000 or such lesser amount as the related Mortgagor pays with respect to any Serviced Mortgage Loan (or Serviced Loan Combination, if applicable), payable pursuant to Section 3.06(a) and Section 3.06A(a) of this Agreement; provided, that the Operating Advisor Consulting Fee shall be payable only to the extent such fee is actually received from the related Mortgagor as a separately identifiable fee; provided, further that the Operating Advisor may in its sole discretion reduce the Operating Advisor Consulting Fee with respect to any Major Decision; and provided, further that the Master Servicer or Special Servicer, as applicable, may waive or reduce the amount of any Operating Advisor Consulting Fee payable by the related Mortgagor if it determines that such full or partial waiver is in accordance with the Servicing Standard (provided that the Master Servicer or the Special Servicer, as applicable, shall consult with the Operating Advisor on a non-binding basis prior to any such waiver or reduction).

  • Structuring Agent means PNC Capital Markets LLC, a Pennsylvania limited liability company.

  • Appraisal management services means one or more of the following:

  • Advisory Client means any client (including both investment companies and managed accounts) for which Invesco serves as an investment adviser, renders investment advice, or makes investment decisions.

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • Member Representative means an individual who can make OHP-related decisions for a member who is not able to make such decisions themselves.

  • Advisory body means any board, commission, committee, council, or authority, however selected, whose total budget, appropriations, or authorized expenditures constitute less than 1 percent of the budget of each agency it serves or $100,000, whichever is less, and whose powers, jurisdiction, and authority are solely advisory and do not include the final determination or adjudication of any personal or property rights, duties, or obligations, other than those relating to its internal operations.

  • Strategic Investor means a Corporation, partnership or other entity engaged in one or more Telecommunications Businesses that has, or 80% or more of the Voting Stock of which is owned by a Person that has, an equity market capitalization, at the time of its initial Investment in the Company or in a Permitted Joint Venture with the Company, in excess of $2 billion.