Prime Broker Client definition

Prime Broker Client means a Participant that has been identified by a Prime Broker in a Prime Broker Acknowledgment Letter to place Prime Brokerage Orders on the SEF and to execute Prime Broker Transactions in the name of and on behalf of such Prime Broker.
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Prime Broker Client means a Trade counterparty who, acting as agent for a designated Prime Broker and is authorized by such Prime Broker to enter into a Prime Broker Trade on or pursuant to the rules of GTX with one or more designated Executing Dealers.
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Prime Broker Client means a [Swap] counterparty who, acting as agent for a designated Prime Broker, either directly or through its [authorized representative], is authorized by such Prime Broker to enter into an FX Prime Brokerage [Swap] on or pursuant to the rules of the [SEF] with one or more designated Execution Counterparties.
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Examples of Prime Broker Client in a sentence

  • The Prime Broker Client hereby authorises us to disclose to each Prime Broker Member on whose behalf the Prime Broker Client has entered into Give-up Transactions any and all data pertaining to such Give-up Transactions and any related Off-Setting Transactions.

  • As between the parties hereto, you shall be solely responsible for (i) adherence to any and all limitations, credit or otherwise, imposed on the Prime Broker Client by any Prime Broker Member in connection with Give-up Transactions entered into by the Prime Broker Client on behalf of such Prime Broker Member and (ii) the performance and enforcement of all Off-Setting Transactions.

  • You acknowledge and agree that any Prime Broker Member may, at any time and without prior notice to you, bar or restrict your ability to act as a Prime Broker Client with respect to and execute Give-up Transactions on behalf of such Prime Broker Member.

  • Without limiting any other provision of this Agreement, the following additional terms and conditions shall apply with respect to the use by you of Finalto Online Systems in your capacity as a Prime Broker Client.

  • The Prime Broker Client hereby authorises us, upon receipt of a Give-up Transaction executed by the Prime Broker Client on behalf of a Prime Broker Member, to use Finalto Online Systems to automatically enter the Prime Broker Client into a binding off-setting transaction (each, an “Off-Setting Transaction”) with the Prime Broker Member on the same terms and conditions as the Give-up Transaction.

  • The Prime Broker Client hereby agrees that any Give-up Transaction entered into with a Counterparty on behalf of a Prime Broker Member shall, subject to the terms of the underlying agreement with the Prime Broker Member, be a Transaction between the Prime Broker Member and such Counterparty and the Prime Broker Client shall not have any rights or obligations with respect thereto.

  • You in your capacity as a Prime Broker Client shall be solely responsible for all obligations, including without limitation, any reporting and credit requirements, under agreements between the Prime Broker Client and each Prime Broker Member on whose behalf it is authorised to use Finalto Online Systems.

  • The Prime Broker Client shall enter into the Give- up Transactions using its own Username and Password and shall not, under any circumstances, utilise the Username and Password provided by Finalto to any of its Prime Broker Members.

  • The Prime Broker Client represents and warrants, with respect to each Prime Broker Member set forth on the list delivered to Finalto by it in accordance with Section 10.1, that the Prime Broker Client has been authorised by such Prime Broker Member to enter into Give-up Transactions on behalf of such Prime Broker Member with each Counterparty so delineated on the list.

  • At that time, Ms. Edwards stated that Thompson had not been authorized by Exactech to remove the Exactech Tissue.

Related to Prime Broker Client

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Data Broker means either of the following:

  • Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in the Client Categorization Policy found on the Company’s Website.

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Employment services organization means an organization that provides community-based employment services to individuals with disabilities that is an approved Commission on Accreditation of Rehabilitation Facilities (CARF) accredited vendor of the Department of Aging and Rehabilitative Services.

  • Salesperson means any person holding an Iowa real estate salesperson license as defined in Iowa Code section 543B.5(19).

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Introducing Broker means a third party who introduces prospective Clients to the Company.