Qualified Investment Banker definition

Qualified Investment Banker shall be the investment banking firm selected by the Initiating Holders from a list of five nationally recognized investment banking firms (no more than three of which firms, at the time such list is compiled, shall be engaged, or during the preceding three years shall have been engaged, by the Company or any Affiliate thereof) compiled by the Company promptly following the receipt of a Sale Notice.
Sample 1
Qualified Investment Banker. Engagement: the engagement and retention by the Obligors of an investment banker satisfactory to Agent, at Obligors' sole cost and expense and on terms and conditions satisfactory to Agent, for purposes of preparing, marketing, and consummating an Acceptable Transaction, the consummation of each of which shall be subject to the terms and provisions of this Agreement and the other Loan Documents. For the avoidance of doubt, the engagement of Xxxxxxxx Xxxxx Capital, Inc. by the Obligors in accordance with the terms of the HL Engagement Letter as in effect as of the Fifth Amendment Effective Date constitutes a Qualified Investment Banker Engagement.
Sample 1
Qualified Investment Banker means a nationally recognized investment banking firm that is (i) knowledgeable and experienced concerning the business of the Corporation, (ii) willing and able to serve in such capacity and to render the services required of it under this Agreement and (iii) selected by the corporation's regular independent accountants from a list of investment banking firms submitted by each Major Shareholder.
Sample 1

Examples of Qualified Investment Banker in a sentence

  • BCBSLA has, with the assistance of its Qualified Investment Banker and other advisors retained in connection with the Proposed Reorganization, structured the Proposed Reorganization to provide that consideration paid to the Eligible Members for the extinguishment of the Membership Interests of the Eligible Members as of the Effective Date is fair to the Eligible Members, as a group, from a financial point of view, as provided in Article V.

  • The Company, the Founders and the Investors shall use their reasonable best efforts to consummate the Sale of the Company as soon as practicable after receipt of the Sale Notice, but shall not be required to solicit offers for more than six months following the date that the Qualified Investment Banker begins such engagement.

  • The Board of Directors shall, as promptly as practicable, engage a Qualified Investment Banker (as defined below) at the Company’s expense to represent the Company and the stockholders of the Company in connection with the Sale of the Company.

  • If the involuntary transferee and each such party shall not agree upon the selection of an investment banking firm within 45 days of the Involuntary Transfer Notice, a Qualified Investment Banker shall be selected for such purpose.

  • For purposes hereof, a "Qualified Investment Banker" shall be a nationally recognized investment banking firm selected by the Board of Directors of the Company with a majority of the Purchaser Directors concurring.

  • For purposes of this section, a Qualified Investment Banker shall be defined as any investment banking firm that has underwritten a dollar volume of initial public offerings in the United States that aggregate an amount that places the firm within the top four underwriters based on dollar volume during the last twelve months.

  • BCBSLA has also agreed to indemnify the Qualified Investment Banker for certain liabilities that may arise in connection with the rendering of the Fairness Opinion.

  • BCBSLA has agreed to pay the Qualified Investment Banker a customary fee and reimburse the Qualified Investment Banker for its expenses related to the Fairness Opinion.

  • If QRS elects to do so, the Minority Stockholders and QRS shall each promptly engage a Qualified Investment Banker to determine the transaction which would be the most effective method of maximizing the value of the Company and providing, reasonably promptly, to the Minority Stockholders liquidity with respect to the Common Stock of the Company held by the Minority Stockholders.

  • The Fairness Opinion was rendered based upon the Qualified Investment Banker’s review of the draft Acquisition Agreement, draft Plan, BCBSLA’s Current Articles and Current Bylaws, and other documents and records deemed material and relevant by the Qualified Investment Banker in connection with its rendering of the Fairness Opinion.


More Definitions of Qualified Investment Banker

Qualified Investment Banker shall be a nationally recognized investment banking firm selected by a majority of the entire Board of Directors.
Sample 1
Qualified Investment Banker means, in the case of a Qualified Investment Banker selected by QRS, the investment banking firm regularly employed by QRS at the time, or if there is no such firm or such firm declines the engagement, and in the case of a Qualified Investment Banker selected by the Minority stockholders, a preeminent investment banking firm that (i) has a substantial analyst staff that follows the industry in which the Company operates and (ii) regularly advises companies in the Company's industry on corporate finance matters.
Sample 1

Related to Qualified Investment Banker

  • Independent Investment Banker means one of the Reference Treasury Dealers appointed by the Company.

  • Investment Banker means, with respect to an issue of Bonds, an underwriter, placement agent or structuring agent who is under contract with the Corporation and whose primary purpose is to either:

  • Independent Investment Bank means one of the Reference Treasury Dealers that the Issuer appoints to act as the Independent Investment Bank from time to time.

  • Qualified investment has the meaning set forth in Section 313.021(1) of the TEXAS TAX CODE, as interpreted by the Comptroller’s Rules.

  • Qualified Investments means any of the following if and to the extent permitted by law:

  • Investment Bank means each of those reputable internationally recognised investment banks, selected from time to time as First Choice Investment Banks or as a Third Investment Bank in terms of Section 1.4 or Section 1.5 of the Subscription Agreement (as the case may be), whose Mandate Letters remain effective.

  • Applicant’s Qualified Investment means the Qualified Investment of the Applicant during the Qualifying Time Period and as more fully described in EXHIBIT 3 of this Agreement.

  • Qualified Investors means investors who are professional clients (client professionnel/professionele cliënt) or eligible counterparty (contrepartie éligible/in aanmerking komende tegenpartij) as defined in the Belgian Prospectus Law of 16 June 2006 (as amended from time to time). The Qualified Investors may bear a lower Entry Fee (as defined under item 77 of Part A) depending on (i) the evolution of the credit quality of the Issuer (credit spread), (ii) the evolution of interest rates, (iii) the success (or lack of success) of the placement of the Notes, and (iv) the amount of Notes purchased by an investor, each as determined by each relevant distributor (including BNP Paribas Fortis SA/NV) in its sole discretion. Conditions to which the offer is subject: The Offer of the Notes is conditional on its issue.

  • Qualified Investor means any person, who invests a minimum amount of R1 million per hedge fund and who:

  • Specified Investments means (a) direct obligations of the United States of America or obligations fully guaranteed by the United States of America; (b) commercial paper rated A-1/P-1 by S&P and Moody's, respectively or, if such ratings are unavailable, rated by any nationally recognized rating organization in the United States equal to the highest rating assigned by such rating organization; (c) investments in negotiable certificates of deposit, time deposits, banker's acceptances, commercial paper or other direct obligations of, or obligations guaranteed by, commercial banks organized under the laws of the United States or of any political subdivision thereof (or any U.S. branch of a foreign bank) with issuer ratings of at least B/C by Thomson Bankwatch, having maturities no later than 90 days following the date of such investment; (d) overnight federal funds transactions with members of the Federal Reserve System arranged by federal funds brokers; or (e) overnight repurchase agreements with respect to the securities described in clause (a) above entered into with an office of a bank or trust company which is located in the United States of America or any bank or trust company which is organized under the laws of the United States or any state thereof and has capital, surplus and undivided profits aggregating at least $500 million. SSB. State Street Bank and Trust Company of Connecticut, National Association, a national banking association or any successor Owner Trustee in its individual capacity.

  • Approved Investment means any type of security, instrument, participation or interest in property, as set forth on Schedule I hereto (which may be amended from time to time by execution of a revised Schedule I, I-A or I-B) in which Cash Collateral may be invested or reinvested by Bank in accordance with Paragraph 2 of Article IV hereof.

  • Mortgage banker means a person who does one or more of the following:

  • Qualified Independent Underwriter means a “qualified independent underwriter” within the meaning of FINRA Rule 5121.

  • Quotation Agent means the Reference Treasury Dealer appointed by the Company.

  • Quoted Investment means any Investment which is quoted or listed or in respect of which permission to deal is effective on any Recognised Stock Exchange.

  • Approved Investor means any institution which has made a Takeout Commitment and has been approved by Buyer and not subsequently disapproved by Buyer.

  • investment dealer means a person or company registered in the category of investment dealer;

  • Quoted Investments has the meaning set forth in Section 5.12(b)(ii)(A).

  • Unquoted Investment means any Investment which is not quoted, listed or dealt in on any Recognised Stock Exchange.

  • Eligible Investment means any investment that at the time of its acquisition is one or more of the following:

  • Unquoted Investments has the meaning set forth in Section 5.12(b)(ii)(B).

  • Qualified Financial Institution means, at any time, a financial institution organized under the laws of any jurisdiction in the United States of America or Europe that at such time has outstanding debt obligations with a stated maturity of one year or less from the date of issue and rated A-1 or higher by Standard & Poor’s, a division of The McGraw Hill Companies, Inc., Ratings Group (or any successor) or P-1 or higher by Moody’s Investors Service, Inc. (or any successor) or, in either case, such other comparable rating, if any, then used by such rating agency.

  • Comparable Treasury Issue means the United States Treasury security selected by an Independent Investment Banker as having a maturity comparable to the remaining term of the Notes that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of the Notes.

  • Replacement Bank shall have the meaning provided in Section 1.13.

  • Regulated investment company has the meaning set forth in Section 851 of the Code.

  • regulated investment companies (as defined in Section 851 of the Code), all as from time to time in effect (collectively, the "Policies"), and with all applicable provisions of law, including without limitation all applicable provisions of the Investment Company Act of 1940 (the "1940 Act") and the rules and regulations thereunder. Subject to the foregoing, the Sub-Adviser is authorized, in its discretion and without prior consultation with the Manager, to buy, sell, lend and otherwise trade in any stocks, bonds and other securities and investment instruments on behalf of the Series, without regard to the length of time the securities have been held and the resulting rate of portfolio turnover or any tax considerations; and the majority or the whole of the Series may be invested in such proportions of stocks, bonds, other securities or investment instruments, or cash, as the Sub-Adviser shall determine.