Regulatory risk definition

Regulatory risk means the risk of a breach of the provider’s ongoing registration conditions.
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Regulatory risk means the risk of the institution, when it is registered, failing to comply with regulation by the OfS.
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Regulatory risk means the risk of the institution, when it is registered, failing 20
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Examples of Regulatory risk in a sentence

  • Regulatory risk: The client understands and accepts that the blockchain technology allows new forms of interaction and that it is possible that certain jurisdictions will apply existing regulations on, or introduce new regulations addressing, blockchain technology-based applications, which may be contrary to the current setup of the Company and which may, inter alia, result in substantial modifications of the Company’s Services, including its termination.

  • Legal, Regulatory risk – Participating Pharmacy must observe and meet all the legal and regulatory requirements for collection, delivery to and storage at the pharmacy, of all the health products as specified under the laws and regulations of the Republic of Uganda.

  • Regulatory risk related to changes in regulation and enforcement can adversely affect market behavior.

  • Regulatory risk is the risk of failing to comply with regulatory requirements.

  • Regulatory risk – Long form contracts may contain provisions dealing with regulatory risk, for example addressing the situation where Environmental Products are replaced with a national emissions trading certificate.


More Definitions of Regulatory risk

Regulatory risk means the risk of the institution, when it is registered, failing 15
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Regulatory risk is defined in Section 2.2(c).
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Regulatory risk means the risk of a breach of the provider’s ongoing 10
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Regulatory risk means a material risk, as determined by the Manager, , , any Parallel Fund, any Feeder Vehicle, any Alternative Vehicle, the Manager or other control Person of any Alternative Vehicle, any Parallel Fund, any Feeder Vehicle, or any of their respective partners, members, officers, employees, managers, directors, shareholders or owners, being subject to any material adverse effect, arising or resulting from (i) a violation of a law, rule, regulation, order or administrative guideline of any United States or non-U.S. governmental authority or instrumentality or (ii) any material legal or regulatory requirement (including the regulatory requirements of the Investment Company Act of 1940, as amended, or the Investment Advisers Act of 1940, as amended).
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Regulatory risk means the risk or potential risk that SAICA may be exposed to should it not comply with regulatory requirements or where it may exclude provisions of relevant regulatory requirements from its operational procedures;
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Regulatory risk. The risk that a transaction could conflict with current legislation or an adverse change in legislation during the life of a transaction (i.e. during the life of a position in a financial instrument). The Client must be warned that CFDs (amongst other financial instruments) are not eligible for trading in certain jurisdictions; therefore, any offer and/or invitation and/or solicitation to trade CFDs and/or any disclosure and/or any notice and/or any warning related to CFDs, including this one, on the part of the Company is not directed to any jurisdiction where
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Related to Regulatory risk

  • Country Risk means all factors reasonably related to the systemic risk of holding Foreign Assets in a particular country including, but not limited to, such country’s political environment, economic and financial infrastructure (including any Eligible Securities Depository operating in the country), prevailing or developing custody and settlement practices, and laws and regulations applicable to the safekeeping and recovery of Foreign Assets held in custody in that country.

  • Regulatory Bodies means those government departments and regulatory, statutory and other entities, committees, ombudsmen and bodies which, whether under statute, rules, regulations, codes of practice or otherwise, are entitled to regulate, investigate, or influence the matters dealt with in the Contract or any other affairs of the Authority and “Regulatory Body” shall be construed accordingly.

  • Regulatory assets means the unamortized net regulatory assets that are capitalized or deferred on the regulatory books of the electric utility, pursuant to an order or practice of the public utilities commission or pursuant to generally accepted accounting principles as a result of a prior commission rate-making decision, and that would otherwise have been charged to expense as incurred or would not have been capitalized or otherwise deferred for future regulatory consideration absent commission action. "Regulatory assets" includes, but is not limited to, all deferred demand-side management costs; all deferred percentage of income payment plan arrears; post-in-service capitalized charges and assets recognized in connection with statement of financial accounting standards no. 109 (receivables from customers for income taxes); future nuclear decommissioning costs and fuel disposal costs as those costs have been determined by the commission in the electric utility's most recent rate or accounting application proceeding addressing such costs; the undepreciated costs of safety and radiation control equipment on nuclear generating plants owned or leased by an electric utility; and fuel costs currently deferred pursuant to the terms of one or more settlement agreements approved by the commission.