Reporting Member definition

Reporting Member means a member that receives or originates an order and has an obligation to record and report information under Rules 6954 and 6955. A member shall not be considered a Reporting Member in connection with an order, if the following conditions are met:
Reporting Member means a member that receives or originates an order and has an obligation to record and report information under Rules 6954 and 6955.
Reporting Member means each Member (other than Artist Services and Racing Channel for so long as such Person remains dormant).

Examples of Reporting Member in a sentence

  • The Member Type code should be ‘E’ to indicate a non-reporting member.NOTE: When reporting a fractional share order route of less than one (1) share to the OATS system, the "Reporting Member" or its "Reporting Agent" should round the "Routed Shares Quantity" up to one (1) instead of down to zero (0); otherwise, the order event(s) will be rejected for invalid routed shares quantity.

  • Where the reporting is unilateral (where the counterparties to the Trade are entities incorporated overseas as per Clause F below( “Overseas Counterparties”) or are Clients of the Reporting Member), the details provided by the Reporting Member shall be deemed to be correct and shall be treated as matched in CCIL – TR.

  • Where necessary, the Ethics Committee shall, in carrying out this examination under paragraph 3, identify and assess if there are any specific and substantiated risks to the criteria in paragraph 3 arising from reports for which the Member acted as Reporting Member in the last two years of his or her mandate.

  • A decision can only be taken when the Reporting Member State has submitted the assessment report part I with a positive conclusion (or positive conclusion with conditions) as referred to in Art 8.2. However, an explicit confirmation of the part I conclusion by a Member Stated concerned (that is not the reporting MS) or a part II conclusion is not a requirement for a Member State decision (article 8(6)) to be positive.

  • In order to make a timely response by the sponsor feasible and to avoid unnecessary rejections of trial applications, the Reporting Member State (or MSC in case of part II) will formulate requests for information with clear and concise instructions to the sponsor on how to address the considerations stemming from the assessment.


More Definitions of Reporting Member

Reporting Member means a Member that receives or originates an order and has an obligation to record and report information under IEX Rules 11.420(d) and 11.420(e).
Reporting Member has the meaning set forth in in Section 5.6(a).
Reporting Member shall have the meaning set forth in Section 9.6.
Reporting Member has the meaning assigned to that term in Section 8.04.
Reporting Member means any member who, as first party, completes a report in respect of another member;
Reporting Member shall have the meaning set forth in Section 10.23(c)(iii).
Reporting Member has the meaning set forth in Section 10.7.