Examples of Research Provider in a sentence
Extra care should be given when accepting any gifts or entertainment from Broker-Dealer or Research Provider Firms to ensure they are neither too frequent nor excessive in totality.
If the host is a Broker/Dealer or Research Provider, please refer to the Gifts, Meals, and Entertainment from Broker/Dealers and Research Providers section below.
Once a new Research Provider relationship receives business approval from an appropriate Manager, the prospective Research Provider must be vetted, as deemed necessary and appropriate, and approved by the General Counsel or Chief Compliance Officer (or their respective authorized designees).
We may terminate your access to its Electronic Services for reasons including, but not limited to, the unauthorized use of your account access information, breach of this Agreement, discontinuance of our access to any Information or any other data from any Information Provider or Research Provider or termination of one or more agreements between us and Information Providers, Third Party Service Providers, Third Party Research Providers or Information Transmitters.
Extra care should be given when accepting any gifts or entertainment from Broker-Dealer or Research Provider Firms to ensure they are neither too frequent nor excessive in totality.These policies are not intended to prohibit normal business entertainment such as meals or tickets to sporting events or the theatre.
BWIS may terminate your access to its Online Investing Service for reasons including, but not limited to, the unauthorized use of your Account access information, breach of these Terms and Conditions, discontinuance of BWIS's access to any Financial Information or any other data from any Financial Information Provider or Research Provider or termination of one or more agreements between BWIS and Financial Information Providers, Third-Party Research Providers or Financial Information Transmitters.
You agree not to contact any individual or analyst who is an author of, or who is named on, any Research Report, or any representative of any Information or Research Provider.
Once a new Research Provider relationship receives business approval from an appropriate Manager, the prospective Research Provider must be vetted, as deemed necessary and appropriate, and approved by the Legal and Compliance Department.
The Research Recipient or Research Provider (as applicable) agrees to provide the Funding Recipient with all reasonable assistance to enable the Funding Recipient to comply with its obligations under the Funding Agreement.
The Research Provider's employees may enrol for a postgraduate degree (e.g, Masters or PhD) provided it meets the regulations of the Research Provider and the academic institution at which they will be enrolled.