We use cookies on our site to analyze traffic, enhance your experience, and provide you with tailored content.

For more information visit our privacy policy.

Retail Clients definition

Retail Clients shall have the meaning ascribed to it in the Applicable Laws and Regulations;
Retail Clients shall have the meaning ascribed to it in the Client Categorisation Policy established pursuant to the Applicable Laws and Regulations .
Retail Clients means clients who are classified as retail clients under the FCA Rules;

Examples of Retail Clients in a sentence

  • You may request to be treated as a Professional Client or Eligible Counterparty, however, if you do so you will lose the protections afforded to Retail Clients under the FCA Rules.

  • You may request to be treated as an Elective Professional Client however, if you do so you will lose the protections afforded to Retail Clients under the FCA Rules.Q: How will you keep me informed?A: We will send you a written acknowledgement by the end of the next working day following receipt of your completed Application Form.

  • The Company cannot enter into title transfer financial collateral arrangements with Retail Clients.

  • DFA is entitled to request classification as a Retail Client; however, DFAL does not offer a retail service and, consequently, is unable to undertake business for Retail Clients and so will not be able to accept any such request to be re-classified as a Retail Client.

  • In particular, Retail Clients are provided with the highest level of regulatory protection; Professional Clients and Eligible Counterparties are considered to be more experienced and able to assess the risk level of trading and are thus provided with a lower level of regulatory protection.


More Definitions of Retail Clients

Retail Clients when used in this Agreement, unless the context otherwise requires, shall mean any client who is not a ‘Professional Client’ for purposes of client categorization/classification under MiFID II;
Retail Clients means a Client who is not a Professional Client by default.
Retail Clients means Clients categorised as retail clients pursuant to MiFID II and the Inves- tor Protection Order;
Retail Clients means a customer who is not classified as an Accredited Investor;
Retail Clients means a Client who is not an Eligible Counterparty or Professional Client. KBC will notify each Client of its categorization for the purpose of provision of services under this Agreement.
Retail Clients has a meaning as defined by the Applicable Law;
Retail Clients a category that includes clients not falling within the ‘Eligible Counterparty’/’Professional