Retail Investment Product definition

Retail Investment Product means a retail investment product as defined in the FCA Rules, including, but not limited to, Packaged Products, structured investment products and Collective Investment Schemes.
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Retail Investment Product. ’ – means a
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Retail Investment Product means a unit trust or OEIC; an investment trust; a structured capital-at-risk product; a life policy; a stakeholder pension scheme (including a group stakeholder pension scheme); a personal pension scheme (including a group personal pension scheme); or any other designated investment which offers exposure to underlying financial assets, in a packaged form which modifies that exposure when compared with a direct holding in the financial asset [in each case as defined in the Rules].
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Examples of Retail Investment Product in a sentence

  • Where we recommend a Retail Investment Product, we will also provide you with information about the aggregated costs of any recommendation and will provide this information prior to any application being submitted so that you can be clear on all the costs involved.

  • If you have chosen to receive advice concerning a Retail Investment Product, we will not provide any further advice unless you request it, or we have agreed as per the Client Service Agreement to provide an ongoing service.

  • If we arrange a non Retail Investment Product for you, we may receive commission on the contract from the product provider.

  • Clocktower Fund Management will provide specific regulated advice about, or assist with a transaction involving, a Retail Investment Product.

  • Paying by commission – (product charges) If we arrange a Non Retail Investment Product for you, we may receive commission from the product provider.

  • We will support people in their aspirations and work with other providers to enable people to live healthy lives in their own communities.

  • This is not to ignore the wider international discussion on the distribution standards for other categories of product (and within the EU in the context of the Packaged Retail Investment Product (PRIPs) consultation) but we felt that attempting to address it here would go beyond SC3’s mandate and requires further consideration.


More Definitions of Retail Investment Product

Retail Investment Product has the meaning given to that expression in the FCA Rules but includes life policies, personal pension schemes (including stakeholder schemes) and investment trust securities.
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Retail Investment Product means certain types of investment as set out in the FCA Rules which are:
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Retail Investment Product means a unit trust or OEIC; an investment trust; a structured capital-at-risk product; a life policy; a stakeholder pension scheme (including a group stakeholder pension scheme);
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Retail Investment Product means any product falling within the definition of such products contained in the FCA Rules;
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Related to Retail Investment Product

  • Related Financial Product means any financial product which references directly or indirectly the Preference Shares.

  • Manufactured products means items and construction materials composed in whole or in part of non-ferrous metals such as aluminum; plastics and polymer-based products such as polyvinyl chloride pipe; aggregates such as concrete; glass, including optical fiber; and lumber.

  • Tobacco products means cigars, cigarettes, cheroots, stogies, periques, granulated, plug cut, crimp cut, ready rubbed, and other smoking tobacco, snuff, snuff flour, moist snuff, cavendish, ping and twist tobacco, fine-cut and other chewing tobaccos, shorts, refuse scraps, clippings, cuttings and sweepings of tobacco, and other kinds and forms of tobacco, prepared in such manner as to be suitable for chewing or smoking in a pipe or otherwise, or both for chewing and smoking.

  • Commercial Product means any such product as defined in FAR 2.101.

  • Commercial vehicle means a motor vehicle, trailer, or semitrailer used or

  • Tobacco product means any substance containing tobacco leaf, including but not limited to, cigarettes, cigars, pipe tobacco, hookah tobacco, snuff, chewing tobacco, dipping tobacco, bidis, blunts, clove cigarettes, or any other preparation of tobacco; and any product or formulation of matter containing biologically active amounts of nicotine that is manufactured, sold, offered for sale, or otherwise distributed with the expectation that the product or matter will be introduced into the human body by inhalation; but does not include any cessation product specifically approved by the U.S. Food and Drug Administration for use in treating nicotine or tobacco dependence.

  • Manufactured home dealer means any person, firm or