INVESTMENT PRODUCTS. 1. NASL Financial Distribution Expenses - NASL Financial shall be entitled to bill xx Promotional Agent, and Promotional Agent agrees to reimburse NASL Financial, for NASL Financial's expenses for the distribution of the North American Funds ("NAF") as follows:
(a) the expense of maintaining the NAF wire order desk, including personnel and associated overhead costs;
(b) costs of printing additional NAF Prospectuses and Statements of Additional Information for use in marketing activities;
(c) costs of printing additional NAF annual and semiannual reports for use in marketing activities; and
(d) any other distribution expenses incurred with the prior consent of Promotional Agent.
INVESTMENT PRODUCTS. Party B may from time to time recommend its Investment Products, including but not limited to trust products, monetary funds and asset management plans, to Party A and assuming that the commercial terms offered by Party B are comparable to those offered by other independent third parties in the PRC, Party A shall consider the Investment Products offered by Party B on a preferred basis. Taking the ranking, reputation and asset scale of CITIC Trust into consideration, the Company is of the view that with equivalent terms and conditions offered by Party B, it will be fair and reasonable to consider the Investment Products on a preferred basis as CITIC Trust is one of the most reputable and reliable trust companies in the PRC and therefore in the interests of the Company and its Shareholders as a whole. Party A will purchase the Investment Products with its legally owned funds pursuant to the specific purchase agreements to be entered into between Party A and Party B.
INVESTMENT PRODUCTS. Assante Connect invests client money primarily in securities of exchange-traded funds “ETFs” managed by our Related Registrants. CI, and if deemed appropriate, Assante Connect may also invest client money in cash equivalents or other securities. These investments are not guaranteed and there can be no assurance that the investment will be able to maintain its net acquisition value or to produce projected income. By favouring ETFs managed by our Related Registrants, we have not considered other securities that may have characteristics, such as cost structure or past performance, similar or superior to the ETFs managed by our Related Registrants.
INVESTMENT PRODUCTS. Seller is not assigning, conveying, transferring or delivering, nor shall Buyer acquire any rights or interest in or to the right to service and administer nondeposit investment products currently administered by Gateway Investment Services, Inc
INVESTMENT PRODUCTS. 5 2.28. Leased Employee............................................................. 5 2.29. One-Year Eligibility Break.................................................. 6 2.30. One-Year Vesting Break...................................................... 6 2.31. Owner-Employee.............................................................. 6 2.32. Participant................................................................. 6 2.33.
INVESTMENT PRODUCTS. 4.1. After registering on the website, you will have access to all investment opportunities "Investments", "For Partners". Xxxxxx regularly reviews all traders, asset managers, liquidity pools, currency pairs and order types available on the platform to minimize investment risks.
INVESTMENT PRODUCTS. The DriveWealth Platform supports various types of investment products within a brokerage account; the range of available products may vary from time to time in DriveWealth’s sole discretion. The specific products or set list of securities made available to you within a category or product may be further limited by the specifications of Introducing Firm. Introducing Firm will communicate with you if there are any changes that impact the Account or Introducing Firm’s services to you. Further, certain types of investment products and particular securities may not be available in all jurisdictions and may be subject to trading restrictions or limitations. In the event that a Securities and Other Assets held in the Account is not supported or is no longer supported on the DriveWealth Platform and/or by Introducing Firm, you understand that DriveWealth may liquidate the position and credit the Account with the corresponding cash, or otherwise facilitate liquidating-only orders in such position, in DriveWealth’s sole discretion. DriveWealth has no obligation to provide services to Introducing Firm or an Account with respect to Securities and Other Assets which are not supported on our platform. Before making any investment you should carefully evaluate if a product is suitable for your individual needs, financial situation, and risk tolerance. DriveWealth does not guarantee that a particular product will meet your investment goals and we make no representations as to the suitability of a particular investment product or investment strategy. For more information, please consult the Investment Products Disclosure on xxxxx://xxxxx.xxxxxxxxxxx.xxx.
INVESTMENT PRODUCTS. OPL will pay the Licensee Remuneration in accordance with schedule 2 where the Licensee acts on behalf of the relevant client and both of the following occur:
(a) acceptance by OPL of any application for a Financial Product in the nature of an investment product (or of any request to vary or increase the contributions made to a product of that kind); and
(b) OPL receiving (and becoming entitled to use) the amounts (including product fees) that are intended by it to be used in order to fund the Remuneration.
INVESTMENT PRODUCTS. 4.1. You may invest in the following Investment Products:
a. shares or units in mutual funds, hedge funds, private equity funds, or bond funds, funds of funds or unit trusts, exchange traded funds or any other type of collective investment scheme;
b. structured notes or other structured products;
c. insurance products with or without an investment element;
d. shares or warrants in companies and other securities equivalent to shares or warrants in companies, partnerships or other entities, and depositary receipts in respect thereof;
x. xxxxx or other forms of securitised debt, including depositary receipts in respect of such securities;
f. any other securities giving the holder a right to acquire or sell any such transferable securities or giving rise to a cash settlement determined by reference to transferable securities, currencies, interest rates or yields, commodities or other indices or measures;
g. spot and forward bullion, currencies, and over the counter derivatives;
h. futures and contracts for difference on commodities, indices, currencies and base and precious metals;
i. options and warrants to acquire or dispose of any underlying instruments, including options on options; and
j. such other instruments as we may from time to time
4.2. Except as provided elsewhere in these Terms: (i) there are no restrictions on the types of investments in which you wish to invest or the markets on which you wish transactions to be executed; and (ii) we will assume that you do not intend any investment objectives, restrictions or limits to apply to your Account, unless you notify us otherwise in writing and we confirm our acceptance in writing.
4.3. You agree that even though you and we have entered into these Terms, we may refrain from providing any of the services:
a. until all of our internal procedures for establishing accounts have been completed and the necessary internal approvals have been obtained; or
b. if you are in breach of any of your obligations as set out in these Terms or any other agreement you may have entered into with any member of the ADSS Group.
4.4. We may provide you with services through, or on behalf of any member of the ADSS Group. You also authorise us to use the services of third parties in our provision of such services without your further consent and on such terms as we may determine and without a diminution of our rights. In respect of transactions with or through such third parties, you may be subject to the business terms and co...
INVESTMENT PRODUCTS. (a) We shall provide access to investment products from selected fund houses who will take the sole and complete responsibility for such products. We shall act solely as facilitators and take care to deal only with well known financial institutions. However investment products are susceptible to fluctuations in value and no assurances can be given that the products will generate gains or be profitable. We therefore accept no responsibility, liability or obligation in respect of such investment products.
(b) Investment Finance If you hold investment accounts with us for the purchase and sale of investment products, you may on application be granted a loan or other finance on the security of the investment assets that you have invested through us.