Risk Disclosure Document definition

Risk Disclosure Document means the document detailing risk associated with dealing the securities market as prescribed by SEBI from time to time.
Risk Disclosure Document means the non-comprehensive document set out in Appendix 1 which explains certain risks associated with purchasing, selling and trading in various kinds of Securities including derivatives and entering into various kinds of Securities including derivatives contracts;

Examples of Risk Disclosure Document in a sentence

  • Rights and Obligations, Risk Disclosure Document, Policy and Procedure document of the stock broker.4. Ensure to read, understand and then sign the voluntary clauses, if any, agreed between you and the stock broker.

  • For details kindly refer the annexure to this Risk Disclosure Document.

  • Investors are advised to see Risk Disclosure Document to understand the risks associated before investing in the securities markets.

  • We have read the Risk Disclosure Document appended hereto and understand the trading & risks involved in the trading of these instruments and am/are fully responsible for my/our dealings in these instruments.

  • Please ensure that you have read "Risk Disclosure Document for Capital Market and Derivatives Segments" as prescribed by Securities and Exchange Board of India before investing in Indian securities market.

  • Rights and Obligations, Risk Disclosure Document, Policy and Procedure document of the stock broker.

  • I/We further confirm having read and understood the contents of the 'Rights and Obligations' document(s) and 'Risk Disclosure Document'.

  • Uniform Risk Disclosure Document (Including Risk Disclosure Document on Options Trading)c.

  • Nos.: BSE / NSE (CASH / F&O / CD): INZ000241530; DP: CDSL- IN-DP-238-2016; Research Analyst: INH000007997For any complaints email at kcl@keynoteindia.net General Disclaimer: Client should read the Risk Disclosure Document issued by SEBI & relevant exchanges and the T&C on www.keynotecapitals.com; Investment in securities market are subject to market risks, read all the related documents carefully before investing.

  • Uniform Risk Disclosure Document (Including Risk Disclosure Document on Options Trading) c.

Related to Risk Disclosure Document

  • Disclosure Document means any registration statement (including the Form 10) filed with the SEC by or on behalf of any Party or any member of its Group, and also includes any information statement (including the Information Statement), prospectus, offering memorandum, offering circular, periodic report or similar disclosure document, whether or not filed with the SEC or any other Governmental Authority, in each case that describes the Separation or the Distribution or the SpinCo Group or primarily relates to the transactions contemplated hereby.

  • Disclosure Documents is defined in Section 5.3.

  • Subsequent Disclosure Documents means any financial statements, management’s discussion and analysis, information circulars, annual information forms, material change reports (other than confidential material change reports), business acquisition reports or other documents issued by the Corporation after the Execution Time which are, or are deemed to be, pursuant to applicable Securities Laws, incorporated by reference into the Final Prospectuses or any Prospectus Amendment;

  • Company Disclosure Documents is defined in Section 3.4(g) of the Agreement.

  • Risk Disclosure Statement means the document setting out general information in respect of the risks associated with utilising our financial products;

  • Public Disclosure Documents means, collectively, all of the documents which have been filed by or on behalf of the Borrower with the relevant Securities Regulators pursuant to the requirements of Securities Laws, including all documents publicly available on the Borrower’s SEDAR profile.

  • Form 8-K Disclosure Information As defined in Section 11.07.

  • information document means the document set out in Annex I or Annex III, or in the corresponding Annex to a separate directive, or regulation, that prescribes the information to be supplied by an applicant, it being permissible to supply the information document in the form of an electronic file;

  • Handover Memorandum shall have the meaning set forth in Clause 8.2;

  • Confidential Information Memorandum means the Confidential Information Memorandum of the Borrower dated December 2010 delivered to the Lenders in connection with this Agreement.

  • Pricing Disclosure Package means any Issuer General Use Free Writing Prospectus issued at or prior to the Applicable Time, the Pricing Prospectus and the information included on Schedule 2-A hereto, all considered together.

  • Disclosed Information means the information disclosed by a Party for the purpose of settlement, negotiation, Mediation or Arbitration;

  • Explanatory Memorandum means this explanatory memorandum.

  • L/C Documents means the Letters of Credit, any draft or other document presented in connection with a drawing thereunder, the Applications and this Agreement.

  • Disclosure Information As defined in the Pooling and Servicing Agreement.

  • Public Documents As defined in Section 4.02(a) of this Agreement.

  • Continuing Disclosure Certificate means that certain Continuing Disclosure Certificate executed by the District and dated the date of issuance and delivery of the Bonds, as originally executed and as it may be amended from time to time in accordance with the terms thereof.

  • Key Information Document means the key information document which aims to provide clear and comparable information about a product in a stand-alone, standardised document.

  • Data Room Information means the information and documents listed in the index of documents contained in the Data Site attached to the Company Disclosure Letter;

  • T E Document means Tender Enquiry Document

  • Disclosure Memorandum means the set of numbered schedules referencing Sections of this Agreement delivered by Seller and dated of even date herewith, as supplemented by new or amended schedules delivered by Seller prior to the Closing.

  • Information Circular means a completed Form 51-102F5 Information Circular; “informed person” means

  • Buyer Disclosure Letter means the letter, dated as of the date hereof, delivered by Buyer to Seller prior to the execution of this Agreement and identified as the Buyer Disclosure Letter.

  • Covered Disclosure Information shall have the meaning set forth in Section 9.2(b) hereof.

  • Continuing Disclosure Undertaking means the Continuing Disclosure Undertaking of the Issuer, in substantially the form attached hereto as Exhibit 1, dated the Closing Date, for the purpose of providing continuing disclosure information under Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934, as may be amended from time to time.

  • the Memorandum means the Memorandum of Association of the Academy Trust;