Examples of Third party client in a sentence
Third party client related balances at affiliated foreign broker-dealers are segregated for regulatory purposes and are reported in cash segregated for regulatory purposes on the Consolidated Statement of Financial Condition.
Third party client related balances at affiliated foreign broker-dealers are segregated for regulatory purposes and are reported in cash and securities segregated for regulatory purposes on the Consolidated Statement of Financial Condition.
Third party client order information is neither information on which trading should be based nor is it information which should be disclosed, although market users are not restricted from using their own proprietary order information for trading purposes unless this amounts to market manipulation.
Third party client related balances at affiliated foreign broker-dealers aresegregated for regulatory purposes and are reported in cash and securities segregated for regulatory purposes on the Consolidated Statement of Financial Condition.
Funds under management and advice 30 November 201430 November 2013 £m£m Discretionary assets 722 506Advisory assets952931Execution only assets1,0181,046Total2,6922,483Less assets relating to discontinued activities: Third party client administration(90)(155)Appointed Representative assets(102)(84)Other assets(25)-Total2,4752,244 This is used as a measure of the potential for revenue generation by type of client assets held in our nominee control.