UK Affected Investor definition

UK Affected Investor means CRR firms as defined by Article 4(1)(2A) of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 as it forms part of domestic law in the United Kingdom by virtue of the EUWA, certain alternative investment fund managers which manage or market alternative investment funds in the UK, UK regulated insurers or reinsurers, certain management companies as defined in section 237(2) of the Financial Services and Markets Act 2000 ("FSMA"), UCITS as defined by section 236A of FSMA which is an authorised open ended investment company as defined in section 237(3) of FSMA and occupational pension schemes as defined in section 1(1) of the Pension Schemes Act 1993.

AI-Powered Contracts

Draft, Review & Redline at the Speed of AI

UK Affected Investor means an “institutional investor”, as defined in the UK Securitization Regulation, or a consolidated affiliate of such an institutional investor that is required to comply with the due diligence requirements set out in Article 5 of the UK Securitization Regulation.

More Definitions of UK Affected Investor

UK Affected Investor. Each “institutional investor” as defined in the UK Securitization Regulation and each relevant affiliate thereof.

UK Affected Investor means each of CRR firms (as defined by Article 4(1)(2A) of Regulation (EU) No 575/2013 as it forms part of UK domestic law by virtue of the EUWA), UCITSs (as defined by section 236A of the FSMA) which are authorised open ended investment companies (as defined in section 237(3) of the FSMA), AIFMs (as defined in regulation 4(1) of the Alternative Investment Fund Managers Regulations 2013) which market or manage AIFs (as defined in regulation 3 of the Alternative Investment Fund Managers Regulations 2013) in the United Kingdom, insurance and reinsurance undertakings (as defined in section 417(1) of the FSMA), management companies (as defined in section 237(2) of the FSMA) and occupational pension schemes (as defined in section 1(1) of the Pension Schemes Act 1993) that have their main administration in the United Kingdom or fund managers of such schemes appointed under section 34(2) of the Pensions Act 1995 that, in respect of activity undertaken pursuant to that appointment, are authorised for the purposes of section 31 of the FSMA.

UK Affected Investor means each of UK-regulated credit institutions, UK-regulated investment firms, certain alternative investment fund managers, UK- regulated insurers or reinsurers, certain investment companies authorised in accordance with Directive 2009/65/EC as implemented by the Undertakings for Collective Investment in Transferable Securities Regulations 2011 (SI 2011/1613), managing companies as defined in Directive 2009/65/EC as implemented by the Undertakings for Collective Investment in Transferable Securities Regulations 2011 (SI 2011/1613), institutions for occupational retirement provision falling within the scope of Directive (EU) 2016/2341 as implemented by the Occupational

UK Affected Investor means an “institutional investor”, as defined in the UK Securitization Framework, or a consolidated affiliate of such an institutional investor that is required to comply with the due diligence requirements set out in regulations 32B to 32D (inclusive) of the UK SR 2024, UK SECN 4 and Article 5 of Chapter 2 of the UK PRASR, as applicable.