1934 Act Registration Sample Clauses

1934 Act Registration. The Fund shall have filed with the Commission a Form 8-A providing for the registration under the 1934 Act of the Shares and such Form 8-A shall have been declared effective by the Commission.
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1934 Act Registration. Buyer shall timely file with the Commission such information as the Commission may require under Section 13 or 15(d) of the 1934 Act; and in such event, Buyer shall use its best efforts to take all action pursuant to Rule 144(c) as may be required as a condition to the availability of Rule 144 under the 1933 Act (or any successor exemptive rule hereinafter in effect) with respect to such Common Stock. Buyer shall furnish to any holder of Registrable Securities forthwith upon request (i) a written statement by Buyer as to its compliance with the reporting requirements of Rule 144(c), (ii) a copy of the most recent annual or quarterly report of Buyer as filed with the Commission, and (iii) such other publicly-filed reports and documents as a holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a holder to sell any such Registrable Securities without registration.
1934 Act Registration. The Company covenants and agrees that until such time as there shall be no Registrable Securities outstanding: (i) it will, if required by law, maintain an effective registration statement (containing such information and documents as the SEC shall specify) with respect to the Common Stock under Section 12(g) of the 1934 Act and will file in a timely manner such information, documents and reports as the SEC may require or prescribe for companies whose stock has been registered pursuant to said Section 12(g); (ii) it will, if a registration statement with respect to the Common Stock under Section 12(b) or Section 12(g) of the 1934 Act is effective, make whatever filings with the SEC or otherwise make generally available to the public such financial and other information as may be necessary in order to enable the Holders to sell shares of Common Stock pursuant to the provisions of Rule 144; (iii) it will, if no longer required to file reports pursuant to Section 12 (g) of the 1934 Act, upon the request of the Registered Holder, make publicly available the information specified in subparagraph (c)(2) of Rule 144, and will take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the 1933 Act within the limitation of the exemptions provided by Rule 144 or any similar rule or regulation hereafter adopted by the SEC; and (iv) upon the request of any Holder, it will deliver to such Holder a written statement as to whether it has complied with the requirements of this Section 12(h). The Company represents and warrants that such registration statement or any information, documents or report filed with the SEC in connection therewith or any information so made public shall not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements contained therein not misleading. The Company agrees to indemnify and hold harmless (or to the extent the same is not enforceable, make contribution to) the Holders, their partners, advisory committee members, officers, directors and employees acting for any Holder in connection with any offering or sale by such Holder of Registrable Securities or any person, firm or corporation controlling (within the meaning of either Section 15 of the 1933 Act or Section 20 of the 1934 Act) such Holder from and against any and...
1934 Act Registration. The Company agrees that for at least one year after the date on which it becomes subject to the periodic reporting requirements under the Securities Exchange Act of 1934, as amended, (the “Exchange Act”) the Company will timely file with the SEC all current and periodic reports as required by the Exchange Act, including all rules and regulations promulgated thereunder, unless the Company is a party to any change in control transaction. The Company, upon request of GCP, will promptly, upon becoming eligible, apply for listing on the American Stock Exchange ("ASE"), or if the Company is not eligible for ASE, on the NASD Automatic Quotation System, if it is eligible. The Company shall obtain a CUSIP number for its common stock and shall maintain a transfer agent reasonably acceptable to GCP.
1934 Act Registration. The Securities are registered pursuant to Section 12(g) of the 1934 Act and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Securities under the 1934 Act; nor has the Company received any notification that the Commission is contemplating terminating such registration.
1934 Act Registration. The common stock of the Parent is registered under Section 12(g) of the 1934 Act, and in accordance therewith, the Parent files periodic reports, proxy statements, and other informational reports required under the 1934 Act. The Parent has made all filings with the Securities and Exchange Commission that it has been required to make under the 1934 Act (collectively, the "Public Reports"). The Public Reports were complete and accurate when filed and no material events have occurred subsequent to the filing of the Public Reports which would require additional filings or other disclosure, other than a press release or similar announcement which has been made when required.
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1934 Act Registration. The Company shall timely file with the Commission such information as the Commission may prescribe under Section 13 or 15(d) of the 1934 Act and shall use its best efforts to take all action and make all filings of information referenced in Rule 144(c) as may be required as a condition to the availability of Rule 144 under the 1933 Act (or any successor exemptive rule hereinafter in effect) with respect to the shares of Common Stock. The Company shall furnish to any holder of Registrable Securities forthwith upon five (5) days written request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144(c), (ii) a copy of the most recent annual or quarterly report of the Company as filed with the Commission, and (iii) such other publicly-filed reports and documents as a holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a holder to sell any such Registrable Securities without registration.
1934 Act Registration. The Common Stock is registered pursuant to Section 12(g) of the 1934 Act, and the Company has taken no action designed to, or which, to the knowledge of the Company, is likely to have the effect of, terminating the registration of the Common Stock under the 1934 Act.
1934 Act Registration. Simultaneously with a declaration of effectiveness of the Registration Statement, the Company, at its sole cost and expense, shall register the Common Stock by filing with the Commission, pursuant to Section 12(g) of the 1934 Act, a Registration Statement on Form 10, or Form 8-A, or other appropriate filing, containing such information and documents as the Commission may specify. Two (2) signed copies of the Registration Statement on Form 10, or Form 8-A, or other appropriate filing, including the certified financial statements and other required exhibits, shall be supplied to the Representative prior to the filing thereof. In addition, any amendments or supplements as may be made by the Company or required by the Commission to the Registration Statement on Form 10, or Form 8-A, or other
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