ADDITIONAL INFORMATION AND SUBSEQUENT CHANGES IN THE FOREGOING REPRESENTATIONS. The Trust may request from the Investor such additional information as it may deem necessary to evaluate the eligibility of the Investor to acquire Shares in the Portfolio(s) and may request from time to time such information as it may deem necessary to determine the continued eligibility of the Investor to hold Shares or to enable the Investment Manager to determine the Portfolios’, the Investment Manager’s or the Transfer Agent’s compliance with applicable regulatory requirements or the Portfolios’ tax status, and the Investor agrees to provide such information as may reasonably be requested. The Investor agrees to notify the Investment Manager and the Transfer Agent promptly via their account representative if there is any change with respect to any of the information or representations made herein (including the schedules and annexes attached hereto) and to provide the Investment Manager and/or the Transfer Agent via their account representative with such further information as the Investment Manager and/or Transfer Agent may reasonably require. This Subscription Agreement may be executed through the use of separate signature pages or in any number of counterparts. The counterparts shall, for all purposes, constitute one agreement binding on all the parties, notwithstanding that all parties do not execute the same counterpart.
ADDITIONAL INFORMATION AND SUBSEQUENT CHANGES IN THE FOREGOING REPRESENTATIONS. The Trust may request from the Investor such additional information as it may deem necessary to evaluate the eligibility of the Investor to acquire Shares in the Portfolio(s) and may request from time to time such information as it may deem necessary to determine the continued eligibility of the Investor to hold Shares or to enable the Investment Manager and the Sub-Adviser to determine the Portfolios’, the Investment Manager’s, the Sub-Adviser’s or the Transfer Agent’s compliance with applicable regulatory requirements or the Portfolios’ tax status, and the Investor agrees to provide such information as may reasonably be requested. The Investor agrees to notify the Investment Manager, Sub-Adviser, and the Transfer Agent promptly via their account representative if there is any change with respect to any of the information or representations made herein (including the schedules and annexes attached hereto) and to provide the Investment Manager, Sub-Adviser, and/or the Transfer Agent via their account representative with such further information as the Investment Manager, Sub-Adviser, and/or Transfer Agent may reasonably require. This Subscription Agreement may be executed through the use of separate signature pages or in any number of counterparts. The counterparts shall, for all purposes, constitute one agreement binding on all the parties, notwithstanding that all parties do not execute the same counterpart.
ADDITIONAL INFORMATION AND SUBSEQUENT CHANGES IN THE FOREGOING REPRESENTATIONS. (A) The Company may request from the Investor such additional information as it may deem necessary to evaluate the eligibility of the Investor to acquire an Interest, and may request from time to time such information as it may deem necessary to determine the eligibility of the Investor to hold an Interest or to enable the Manager to determine the Company's or the Manager’s compliance with applicable regulatory requirements or the Company's tax status, and the Investor agrees to provide such information as may reasonably be requested.
ADDITIONAL INFORMATION AND SUBSEQUENT CHANGES IN THE FOREGOING REPRESENTATIONS. (A) The Partnership, the General Partner, the Management Company or one or more of their respective Affiliates may request from the Subscriber such additional information as it or they may deem necessary to evaluate the eligibility of the Subscriber to acquire an Interest, and may request from time to time such information as it or they may deem necessary to determine the eligibility of the Subscriber to hold an Interest or to enable the Partnership, the General Partner, the Management Company or any such Affiliate to determine any of their respective compliance with applicable regulatory requirements or tax status and with anti-money laundering regulations or to satisfy regulatory, tax, or similar requirements in connection with making, maintaining, financing or divesting Portfolio Investments, and the Subscriber shall provide such information as may reasonably be requested.
ADDITIONAL INFORMATION AND SUBSEQUENT CHANGES IN THE FOREGOING REPRESENTATIONS. The trading advisor may request from the subscriber such additional information as it may deem necessary to evaluate the eligibility of the subscriber to acquire the Units, and may request from time to time such information as it may deem necessary to determine the eligibility of the subscriber to hold the Units or enable the Trust to determine its compliance with applicable regulatory requirements or tax status, and the subscriber shall provide such information as may be reasonably requested. Each person acquiring Units must satisfy the foregoing both at the time of subscription and at all times thereafter, until such person ceases to be a Unitholder. Accordingly, the subscriber agrees to notify the Trust promptly if there is any change with respect to any of the foregoing information or representations and to provide the trading advisor with such further information as the trading advisor may reasonably require.
ADDITIONAL INFORMATION AND SUBSEQUENT CHANGES IN THE FOREGOING REPRESENTATIONS. The Company may request from the Investor such additional information as the Company may deem necessary to evaluate the eligibility of the Investor to acquire the Shares, and may request from time to time such information as the Company may deem necessary to determine the eligibility of the Investor to hold the Shares or to enable the Company to determine the Company’s compliance with applicable regulatory requirements or tax status, and the Investor shall provide such information as may reasonably be requested. The Investor agrees to notify the Company promptly if there is any change with respect to any of the information, representations or certifications herein or in Exhibit A hereto and to provide the Company with such further information as the Company may reasonably require. Very truly yours, Date: , 2011 Name Accepted as of day of , 2011: NEW MOUNTAIN FINANCE CORPORATION By: Name: Title: Attachment A ELIGIBILITY REPRESENTATIONS OF THE INVESTOR ACCREDITED INVESTOR STATUS FOR INDIVIDUALS (Please check the applicable subparagraphs):
ADDITIONAL INFORMATION AND SUBSEQUENT CHANGES IN THE FOREGOING REPRESENTATIONS. The Manager may request from the Investor such additional information as it may deem necessary to evaluate the eligibility of the Investor to acquire an Interest, and may request from time to time such information as it may deem necessary to determine the eligibility of the Investor to hold Interests or to enable the Manager to determine the Fund’s compliance with applicable regulatory requirements or tax status, and the Investor shall provide such information as may reasonably be requested. Each person acquiring Interests must satisfy the foregoing both at the time of subscription and at all times thereafter until such person ceases to be a Member of the Fund. Accordingly, the Investor agrees to notify the Manager promptly if there is any change with respect to any of the foregoing information or representations and to provide the Manager with such further information as the Manager may reasonably require. THE SECURITIES OFFERED HEREBY ARE NOT DEPOSITS OR OTHER OBLIGATIONS OF BESSEMER TRUST COMPANY, N.A. OR ANY OTHER BANK, ARE NOT GUARANTEED BY BESSEMER TRUST COMPANY, N.A. OR ANY OTHER BANK AND ARE NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION OR ANY OTHER GOVERNMENTAL AGENCY, AND INVOLVE 1NVESTMENT RISKS, 1NCLUDING POSSIBLE LOSS OF PRINCIPAL INVESTED.
ADDITIONAL INFORMATION AND SUBSEQUENT CHANGES IN THE FOREGOING REPRESENTATIONS. The Company and the A-1 Series may request from the Investor such additional information as the Company and the A-1 Series may deem necessary to evaluate the eligibility of the Investor to acquire the Shares, and may request from time to time such information as the Company and the A-1 Series may deem necessary to determine the eligibility of the Investor to hold the Shares or to enable the Company and the A-1 Series to determine the Company's or the A-1 Series' compliance with applicable regulatory requirements or tax status, and the Investor shall provide such information as may reasonably be requested. The Investor agrees to notify the Company and the A-1 Series promptly if there is any change with respect to any of the information, representations or certifications herein or in Exhibit A hereto and to provide the Company and the A-1 Series with such further information as the Company and the A-1 Series may reasonably require. [Remainder of this Page Has Been Intentionally Left Blank] Very truly yours, Date: __________________, 2015 ETRE Asset Management, LLC By: _____________________ Name: Title: Subscription Amount: $500,000 Accepted as of the ____ day of ______________, 2015: ETRE REIT, LLC By: _____________________ Name: Title: ETRE REIT, LLC, with respect to the SERIES A-1, a separate series thereof By: _____________________ Name: Title: Signature Page to Subscription Agreement Attachment A ELIGIBILITY REPRESENTATIONS OF THE INVESTOR A ACCREDITED INVESTOR STATUS FOR ENTITIES (Please check the applicable subparagraphs):
ADDITIONAL INFORMATION AND SUBSEQUENT CHANGES IN THE FOREGOING REPRESENTATIONS. The Fund may request from the Investor such additional information as it may deem necessary to evaluate the eligibility of the Investor to acquire the Interests, and may request from time to time such information as it may deem necessary to determine the eligibility of the Investor to hold the Interests or to enable the Fund to determine the Fund’s compliance with applicable regulatory requirements or tax status, and the Investor shall provide such information as may reasonably be requested. Each person acquiring the Interests must satisfy the criteria set forth herein both at the time of subscription and at all times thereafter until such person ceases to be a member of the Fund. Accordingly, the Investor agrees to notify the Fund promptly if there is any change with respect to any of the foregoing information or representations and to provide the Fund with such further information as the Fund may reasonably require. In addition, the Investor agrees that if in the future the Investor makes an additional capital contribution to the Fund, the Investor shall be deemed to have reaffirmed as of such date each and every representation made by the Investor in this Subscription Agreement, except to the extent modified in writing by the Investor and consented to by the Board. Any other information which the Investor has heretofore furnished and herewith furnishes to the Fund with respect to the Investor’s financial position and business experience is correct and complete as of the date of this Subscription Agreement, and if there should be any material change in such information prior to its admission to the Fund as a member, the Investor will immediately furnish such revised or corrected information to the Fund. No representations or warranties except as contained in the Private Placement Memorandum have been made to the Investor by the Fund, the Board, the Administrator, the Placement Agent, the Investment Adviser or any of their respective officers, employees, agents or affiliates. This Subscription Agreement shall be governed by and construed in accordance with the laws of the state of Delaware, without regard to its conflict of law rules. Any claim for money damages between the parties in connection with this Subscription Agreement will be resolved by binding arbitration on an expedited basis in the City of Raleigh and County of Wake, State of North Carolina in accordance with the then prevailing rules of the American Arbitration Association and any judgment ...
ADDITIONAL INFORMATION AND SUBSEQUENT CHANGES IN THE FOREGOING REPRESENTATIONS. The Company may request from the Investor such additional information as it may deem necessary to evaluate the eligibility of the Investor to acquire the Shares, and may request from time to time such information as it may deem necessary to determine the eligibility of the Investor to hold the Securities or to enable the Company's compliance with applicable regulatory requirements or tax status, and the Investor shall provide such information as may reasonably be requested. Each person acquiring the Shares must satisfy the foregoing both at the time of subscription and at all times thereafter until such person ceases to be a securityholder of the Company. Accordingly, the Investor agrees to notify the Company promptly if there is any change with respect to any of the foregoing information or representations and to provide the Company with such further information as the Company may reasonably require. In addition, the Investor agrees that at any time in the future at which the Investor may acquire additional Shares, the Investor shall be deemed to have reaffirmed, as of the date of such acquisition of additional Shares, each and every representation made by the Investor in the subscription documents, except to the extent modified in writing by the Investor and consented to by the Company. The subscription documents constitute the entire arrangement and understanding between the parties hereto regarding its subject matter, and supersede any prior or contemporaneous agreements, arrangements and understandings, written or oral, between the parties regarding the same.
