Securities Offered. The Company is offering a maximum of 2,500,000 shares of its Common Stock, $.0001 par value per share (the "Shares") to Institutional Investors (as well as to "Accredited Investors" and a limited number of "Non-accredited Investors" as permitted by this Memorandum) pursuant to this Private Placement Memorandum (this "Memorandum").
Securities Offered. Minimum Funding Amount: $ Maximum Funding Offered: $ Termination Date: Minimum Subscription Amount: $
Securities Offered. $[—] principal amount of [—]% Notes due [—]. Maturity Date: Spread to Treasury: Treasury Yield: [—] Benchmark Treasury: [—] Redemption Basis: [—] Initial Price to Public: [—] Purchase Price by the Underwriters: [—] Underwriting Commission: [—]
Examples of Securities Offered in a sentence
See “RISK FACTORS” section of this Registration for certain factors that could adversely affect an investment in the Securities Offered.
None of the Securities Offered Are Being Sold By Present Security Holders.
Type(s) of Securities Offered (select all that apply) Equity Pooled Investment Fund InterestsDebt Tenant-in-Common SecuritiesOption, Warrant or Other Right to Acquire Another Security Mineral Property SecuritiesSecurity to be Acquired Upon Exercise of Option, Warrant or Right to Acquire SecurityOther Other (describe) X 10.
See Item 5 – Securities Offered and Section 2.7 – Material Contracts – Trust Agreement.
Securities Offered $50,000,000, aggregate principal amount of the Bonds.
More Definitions of Securities Offered
Securities Offered. Units, each consisting of one common share in the capital of the Issuer (each, a “Share”) and one common share purchase (each, a “Warrant”) with each Warrant entitling the holder thereof to purchase one additional common share (subject to adjustment for stock splits, stock dividends and the like) (each, a “Warrant Share”) of the Issuer at a price of US$0.75 per Warrant Share. The Warrants are exercisable immediately and terminating on the date that is the twenty-four (24) month anniversary of the listing of the additional common shares sold in the offering on the Canadian Securities Exchange or other recognized securities exchange.
Securities Offered. Depositary Shares, each representing a 1/40th interest in a share of Associated Banc-Corp 5.625% Non-Cumulative Perpetual Preferred Stock, Series F Size: $100,000,000 (4,000,000 Depositary Shares) Officers, directors and/or others affiliated with the Issuer are expected to purchase an aggregate of $6,275,000 (251,000 Depositary Shares) sold in the offering at the public offering price. Liquidation Preference: $1,000 per share of 5.625% Non-Cumulative Perpetual Preferred Stock, Series F (equivalent to $25 per Depositary Share) Public Offering Price: $25 per Depositary Share Maturity: Perpetual Underwriting Commission(1): $0.7875 Net Proceeds to Issuer(2): $96,850,000 Dividend Rate: 5.625% per annum Dividend Payment Dates: March 15, June 15, September 15 and December 15 each year, commencing September 15, 2020 Redemption Provisions: In whole or in part, from time to time, on any dividend payment date on or after September 15, 2025, or in whole but not in part, at any time within 90 days following a regulatory capital treatment event (subject to limitations described in the preliminary prospectus supplement dated June 9, 2020). Non-Cumulative Dividends: Dividends will not be cumulative. If Associated Banc-Corp does not declare dividends or does not pay dividends in full on the Series F Preferred Stock on any date on which dividends are due, then these undeclared and unpaid dividends will not cumulate, accrue, or be payable. Book-Entry Form: The Depositary Shares will be issued in book-entry form through The Depository Trust Company. Trade Date: June 9, 2020 Settlement Date:** June 15, 2020 (T+4) CUSIP/ISIN for the Depositary Shares: 045487402 / US0454874027
Securities Offered. Up to $1,700,000, in up to 170 units of $10,000, in exchange for promissory notes ("Bridge Notes") and securities ("Bridge Shares") of the Company. Each Investor shall receive one and one half Bridge Shares for each dollar of principal amount of Bridge Notes purchased. Fractional units below the $10,000 minimum may be issued upon mutual agreement of the Company and the Placement Agent (as defined below). Fractional units above the $10,000 minimum may also be issued.
Securities Offered. All the ordinary shares including the shares issued to Sha Li as a result of the Reorganization (as defined below) of the Company directly or indirectly owned by Sha Li, par value $0.001 per share of the Company (the “ Seller’s Shares”), subject to the Conditions (as defined below) required to be met.
Securities Offered. Senior Subordinated Notes Principal Amount: $50 Million Expected Ratings: Baa3/BBB- Maturity: 10 Years Redemption at Option of Issuer: None Spread to Treasury: +160 basis points Offering Price: 100.00% 10.668% payable 6/22 12/22 Placement Agent's Fee: .675% x $50 million 30/360 basis Expenses: The Association will be responsible for all expenses associated with the placement of the Notes, including the fees of its own counsel, Purchaser's counsel, and out-of-pocket expenses of the Placement Agent. Fees for Purchaser's counsel and Placement Agent's out-of-pocket expenses are not to exceed $25,000. Net Proceeds(1): 99.325% All-In-Cost(2): +171 basis points Subordination: The Notes will be subordinated to all present and future Senior Indebtedness, including deposits. The Notes do not limit the creation of additional liabilities, including Senior Indebtedness, except that the Association may not create liabilities that are both junior to Senior Indebtedness and senior in right of payment to the Notes. No payments on the Notes may be made if there shall have occurred and be continuing a default in any payment with respect to Senior Indebtedness, or an event of default with respect to any Senior Indebtedness permitting the holders thereof to accelerate the maturity thereof, or if any judicial proceeding shall be pending with respect to any such default. -----------------------------
Securities Offered. The Company is offering up to 1,833,333 units (the "Units"), each consisting of one share of the Company's common stock, par value $0.001 (the "Common Stock"), and a redeemable warrant to purchase one-half share of the Company's Common Stock at a price per share of $4.00 (each a "Warrant" and collectively, the "Warrants"). The Company is offering the first 666,667 Units on a "best efforts, all or none" basis and the remaining 1,166,666 Units on a "best efforts" basis. The Units will be offered until January 28, 2000 (the "Termination Date"), unless extended as described herein. If the Company does not receive and accept subscriptions for the Minimum Offering at or prior to the Termination Date, as the Company may extend the same, the Offering will not close and all investors' funds will be returned, without interest or deduction. The Company's Common Stock is traded on the NASDAQ Bulletin Board under the symbol WMET. Offering Price: $3.00 per Unit Minimum Amount to be Offered: $2,000,000 or 666,667 Units (the "Minimum Offering") Maximum Amount to be Offered: $5,500,000 or 1,833,333 Units (the "Maximum Offering") Minimum Subscription: 10,000 Units (or an investment of $30,000), but fewer than 10,000 Units may be sold at the discretion of the Company and the Placement Agent. Outstanding Common Stock of the Company Before the Offering: 3,257,312 shares (1) After the Minimum Offering: 3,923,979 shares (2) After the Maximum Offering: 5,090,645 shares (3) Placement Agent: KSH Investment Group, Inc., is acting as placement agent for the Offering (the "Placement Agent"). The Placement Agent will receive a cash commission and a non-accountable expense allowance equal to 3-3/4 % and3/4%, respectively, of the aggregate purchase price of the Units sold to "friends" of the Company, and 7-1/2% and 1-1/2%, respectively, of the aggregate purchase price of all other Units. In addition, the Company will issue to the Placement Agent warrants to purchase Common Stock equal to 5% of the aggregate shares (excluding shares underlying the Warrants) sold in the Offering (the "Placement Agent's Warrants") and up to 250,000 investment banking warrants (the "Investment Banking Warrants"), each entitling the Placement Agent to purchase one share of the Company's Common Stock at $4.00 per share. The Placement Agent will also be entitled to a fee of $100,000 if the Placement Agent is unable to sell the Minimum Offering of Units due to the failure of the Company's Common Stock to trade a...
Securities Offered. Up to 15,000,000 units (the "Units"), each unit consisting of one share of BioSante common stock (the "Investor Shares") and a five-year warrant to purchase 0.25 shares of BioSante common stock (the "Investor Warrants"). The Investor Warrants will have an exercise price of $0.625 per full share. The exercise price of the Investor Warrants will be subject to proportional adjustment for stock splits and stock dividends and will be adjusted on a weighted average basis in the event of the sale of BioSante securities within 12 months at a price less than $0.50 per share, other than as a result of the issuance of shares of BioSante common stock to employees, consultants and directors and upon the exercise of stock options and outstanding warrants and other customary exceptions. In no event will the number of shares subject to an Investors Warrant be increased as a result of the anti-dilution protection for issuance of BioSante securities at a price less than $0.50 per share. PURCHASE PRICE: $0.50 per Unit, up to an aggregate of $7,500,000 MINIMUM SUBSCRIPTION: 100,000 Units, or $50,000, unless BioSante in its sole discretion agrees to a lesser amount MINIMUM AGGREGATE In the event BioSante does not receive subscriptions for the minimum OFFERING AMOUNT: placement of $2,000,000, which may include a minimum of $500,000 from investors identified by Sunrise Securities Corp., BioSante will return the purchase price to the Investors, without any interest thereon.