ANTI-MONEY. LAUNDERING We may approach a third party (i.e. credit reference agency) to confirm your identity, or any other person providing funds on your behalf and by dealing with us we accept this as your consent. We may also run additional verification checks at a later date should this be necessary, where further information is required, to confirm identity, we may delay applications or withhold settlement until adequate identification has been provided. 4. DUE CARE AND DILIGENCE We will exercise due care and diligence in conducting business with you. We are not however liable for any loss or fall in the value of any investments. Investments can go down in value as well as up and you could get back less than you invest. The past performance is not a guide to future performance. 5. CLIENT MONEY Xxxxxxxx Law Financial Services Ltd is not permitted to handle client money and we cannot accept a cheque made out to us (unless it is in respect of an item for which we have sent you an invoice, such as for our own fees) or handle cash. 6. DELAYS IN PROCESSING We will not be held responsible for any delay beyond our control, or as a result of a failure by any party (including you) to complete all the necessary steps to process a transaction. 7. CONFLICTS OF INTEREST We will act honestly, fairly and professionally known as conducting business in ‘Client’s best interest’ regulations. Occasionally situations may arise where we or one of our other clients have some form of interest in business transacted for you. If this happens or we become aware that our interests or those of one of our other clients’ conflict with your interest, we will write to you and obtain your consent before we carry out your instructions, and detail the steps we will take to ensure fair treatment. In accordance with the rules of our regulator, The Financial Conduct Authority, we are prohibited from accepting any payment (commission or other non-monetary benefits) which is likely to conflict with the duty of the firm to its clients. 8. YOUR CANCELLATION RIGHTS Once you have accepted our advice and applied for a product or service, you may have the right to cancel. Different products and services will have different cancellation periods ranging from 0 to 30 days. If you exercise your right to cancel and the underlying investments are sold, you could suffer a shortfall between the amount you invested and the amount raised by the sale of the investments. Xxxxxxxx Law will not be responsible for any shortfa...
ANTI-MONEY. Laundering; Beneficial Ownership Regulation. Promptly following any request therefor, information and documentation reasonably requested by the Administrative Agent or any Lender for purposes of compliance with applicable “know your customer” and anti-money-laundering rules and regulations, including, without limitation, the Patriot Act. (f)
ANTI-MONEY. LAUNDERING Notwithstanding any other provision of this Subscription Agreement to the contrary, AIC and the Series, and the Manager, in its own name and on behalf of AIC and/or the Series, shall be authorized, without the consent of any person or entity, including the undersigned, to take such action as it determines to be necessary or advisable to comply, or to cause AIC and the Series to comply, with any anti-money laundering or anti-terrorist laws, rules, regulations, directives or special measures.
