ANTI-MONEY LAUNDERING POLICY. The Company is obliged to conform to the Anti Money Laundering laws under the applicable regulations. The Company may also request from the Client to inform the Company how monies being invested were obtained / accumulated. This process may require sight of certain documentation. If the Client provides false or inaccurate information and the Company suspect fraud or money laundering it will record this. It is Company’s policy not to transfer Client’s funds to third parties unless a written application and explanation is provided by the Client. The Company will not forward any applications or money to third parties/product providers until Company’s verification requirements have been met. The Company has the right not to carry out orders or instructions received from the Client as long as the Client has not supplied the information requested by the Company. The Company takes no responsibility for any delay in investing where money-laundering verification is outstanding. The Company has the right to terminate the Agreement with the Client immediately and to prohibit the Client from withdrawing any assets if the explanations, concerning Money Laundering and Terrorist Financing issues, provided are inadequate or unsatisfactory.
ANTI-MONEY LAUNDERING POLICY. 19.1. The Company is committed to providing its Users with safe and compliant Services. For this purpose, We will be monitoring transactions for any suspicious activities, and will be reporting to government authorities as required by law.
ANTI-MONEY LAUNDERING POLICY. 6.1. For the purpose of this Agreement, the term “legalization” means any action targeted at transforming money and other property obtained through illegal activities (terrorism, drug trafficking, illegal arms trading, corruption, human trafficking, etc.) into money or investments that appear as originating from a legitimate source.
ANTI-MONEY LAUNDERING POLICY. DCM has adopted a written policy regarding its anti-money laundering procedures, a true and complete copy of which has been delivered or made available to the Buyer prior to the date hereof. DCM is, and since July 22, 2004 has been, in compliance in all material respects with such policy.
ANTI-MONEY LAUNDERING POLICY. The Company is obliged to conform to the Anti Money Laundering laws under the applicable regulations. The Company may also request from the Client to inform the Company how monies being invested were obtained / accumulated. This process may require sight of certain documentation. If the Client provides false or inaccurate information and the Company suspect fraud or money laundering it will record this. Fullerton Markets International Limited First Floor, First St. Xxxxxxx Bank Ltd Building Xxxxx Street, P.O. Box 1574 Kingstown, VC0100 St. Xxxxxxx and the Grenadines Phone: +00 00 0000 0000 Email: xxxxxxxxx@xxxxxxxxxxxxxxxx.xxx Web: xxx.xxxxxxxxxxxxxxxx.xxx In addition, any wire deposit of USD 200,000 and above may be subjected to approval prior to acceptance of fund. The Client may be required to complete an ECDD (Enhance Customer Due Diligence) form. If approval is not given, fund may be rejected and returned, and applicable charges are borne by the Client. It is Company’s policy not to transfer Client’s funds to third parties unless a written application and explanation is provided by the Client. The Company will not forward any applications or money to third parties/product providers until Company’s verification requirements have been met. The Company has the right not to carry out orders or instructions received from the Client as long as the Client has not supplied the information requested by the Company. The Company takes no responsibility for any delay in investing where money-laundering verification is outstanding. The Company has the right to terminate the Agreement with the Client immediately and to prohibit the Client from withdrawing any assets if the explanations, concerning Money Laundering and Terrorist Financing issues, provided are inadequate or unsatisfactory.
ANTI-MONEY LAUNDERING POLICY. Investor represents and warrants that it is committed to enforcing strict procedures to insure the integrity of this transaction and to assist in the global effort against money laundering and terrorism. Accordingly, Investor represents and warrants that it subscribes to and will continue to subscribe to the principles and procedures set forth on Exhibit L attached hereto.
ANTI-MONEY LAUNDERING POLICY. 16.1. The Company is required to have in place an AML Policy which can be found on our website, by which clients and employees need to comply with the internal Systems and Procedures related to the prevention of Money Laundering and Terrorist Financing and help international organizations fight the funding of terrorist and money laundering activities. The Client acknowledges and understands that the Company:
ANTI-MONEY LAUNDERING POLICY. 12.1. COART reserves the right to conduct “know your customer” procedure and any other kind of customer due diligence on you at any time (including after the close of the Token Sale). If COART discovers your purchase of COAT tokens violating the Agreement or any anti-money laundering, counter- terrorism financing or other regulatory requirements, your purchase of COAT tokens under the Token Sale shall be invalid with retroactive effect and COART shall be entitled to immediately terminate the Agreement with you, deny your access to the Token Sale, reject delivery of any COAT tokens and request return of any delivered COAT tokens, irrespective of any payment that you could have made.
ANTI-MONEY LAUNDERING POLICY. The Company is obliged to conform to the Anti Money Laundering laws under the applicable regulations. The Company may also request from the Client to inform the Company how monies being invested were obtained / accumulated. This process may require sight of certain documentation. If the Client provides false or inaccurate information and the Company suspect fraud or money laundering it will record this. In addition, any wire deposit of USD 200,000 and above may be subjected to approval prior to acceptance of fund. The Client may be required to complete an ECDD (Enhance Customer Due Diligence) form. If approval is not given, fund may be rejected and returned, and applicable charges are borne by the Client. It is Company’s policy not to transfer Client’s funds to third parties unless a written application and explanation is provided by the Client. The Company will not forward any applications or money to third parties/product providers until Company’s verification requirements have been met. The Company has the right not to carry out orders or instructions received from the Client as long as the Client has not supplied the information requested by the Company. The Company takes no responsibility for any delay in investing where money-laundering verification is outstanding. The Company has the right to terminate the Agreement with the Client immediately and to prohibit the Client from withdrawing any assets if the explanations, concerning Money Laundering and Terrorist Financing issues, provided are inadequate or unsatisfactory.
ANTI-MONEY LAUNDERING POLICY. Clear Chicago Group (“Firm”) is committed to complying with U.S. statutory and regulatory requirements designed to assist the Federal Government in combating money laundering and any activity that facilitates the funding of terrorist or criminal activities, including those activities set forth in the USA PATRIOT Act, as amended from time to time (the “Act”). Under the Act, money laundering is defined as any financial transaction using income derived from criminal activity including, but not limited to, drug trafficking, fraud, illegal gambling and terrorism. Firm has implemented the following money laundering prevention policies and procedures: Prior to the opening of any new account, Firm shall document the identity of each prospective customer. Accounts for persons or entities from countries that do not cooperate with the Financial Action TASK Force guidelines on money laundering will be subject to a heightened level of scrutiny. Accounts in the name of, or related to, any person or entity on the Office of Foreign Asset Control (“OFAC”) Specially Designated Nationals and Blocked Persons list shall not be permitted to establish an account at Firm. Additionally, no current or former senior official of a foreign government or political party, senior executive of a foreign government-owned commercial enterprise, entity, or business formed for the benefit of such person, known family members or close associates of such person, or “foreign shell banks” shall be permitted to establish an account at Firm. Firm shall perform reviews on account activity for evidence of suspicious transactions that may be indicative of money laundering activities. This review may, for example, include surveillance of: 1) money flows into and out of accounts; 2) the origin and destinations of wire transfers; and 3) other activity outside the normal course of business. Firm employees shall be responsible for assisting in the efforts to uncover and report any activity that might constitute, indicate, or raise suspicions of money laundering. Firm will therefore provide continuing education and training in this area to its employees. Should any officer, employee, or associated person of Firm have any knowledge, suspicions, or information regarding potential money laundering activities, that individual shall immediately notify the Compliance Department. The Compliance Officer shall document the reported activity, investigate fully and, if warranted, report such activity to senior managem...
