Prevention of Money Laundering and Terrorist Financing. If you do not hold any existing investment funds managed by RE:XX Xxxxxxxx Management Company Limited, you must complete one of the sections below based on your status as an investor. Failure to do so will result in your investment being delayed or rejected. The sections are as follows:
1. Applications from regulated financial institutions based (either on their own behalf or on behalf of their clients) or Trusts in an Appendix C country
2. Applications from Corporate Investors or Non-Appendix C Country Trusts (Applicants who are applying on behalf of third parties (agents) must provide the relevant documentation for themselves as well as for their clients.)
3. Applications from Individual Investors
Section 1: Applications from regulated financial institutions (either on their own behalf or on behalf of their clients) or Trusts based in an Appendix C country#
(a) An originally certified true copy* of the applicants authorisation by the relevant Financial Services Authority
(b) An originally certified true copy* of the applicants authorised signatory list We are making this application on behalf of one or more of our clients. We have taken and recorded evidence of their identity in accordance with our local money laundering and terrorist financing prevention requirements and will retain such evidence for the minimum periods required of us by law and shall produce such evidence to you upon request. The following documents must be included with this Application Form:
(a) An originally certified true copy* of the applicants authorised signatory list
(b) An originally certified true copy* of the applicant s authorisation by the relevant regulatory authority
(c) An originally certified true copy* of the document of authority under which the applicant is making the investment on behalf of a client
(d) Confirmation of the source of funds, please provide one of the following:-
(i) copy of latest audited financial statements; or
(ii) copy of the latest financial statements; or
(iii) confirmation that (i) or (ii) are not produced plus details of the corporate s type of business activity, annual net profits for the previous and current financial years and net assets at end of current and previous financial years;
(e) In relation to a Trust, please provide us with the following: -
(i) an originally certified true copy* of the trust deed or extract thereof, together with any additional trustee minutes varying the trust;
(ii) full name of the settlor of the Trust;
(iii) ...
Prevention of Money Laundering and Terrorist Financing. XxxxXxxx is subject to Applicable Law regarding the fight against money laundering and the terrorist financing. As a result, PingPong reserves the right to obtain information from you, including, but not limited to, information about your identity, business transactions, business relationships, and/or financial information. In addition, PingPong must take all the steps necessary to identify you and, where appropriate, the beneficial owner of the PingPong Account and/or any Inbound Payments linked to the PingPong Account. You acknowledge that PingPong may terminate or postpone, at any time, the use of login details, access to an Account or execution of a transaction in the absence of any sufficient information about its purpose or nature.
Prevention of Money Laundering and Terrorist Financing. You must complete one of the sections below based on your status as an investor. Failure to do so will result in your investment being delayed or rejected. The sections are as follows:
Prevention of Money Laundering and Terrorist Financing. 14.1 To comply with the law, we need to get evidence of your identity as soon as possible. If we have not done so already, we will send you a link to our secure portal which will guide you through the identification process. If you cannot complete this for any reason, please contact us as soon as possible to discuss other ways to verify your identity. You must not send us any funds (including a payment on account of costs) until we have confirmed that we have completed our identity checks. If you or they do not provide us with the required information promptly, our dealing with your project may also be delayed.
14.2 You agree that we may make checks using online electronic verification systems or other databases as we may decide.
14.3 We will not usually charge you for undertaking identification and verification checks, but we reserve the right to do so where the checks are likely to be significantly more time-consuming than we would normally expect.
14.4 We may ask you to confirm the source of any money you have sent us or will send us. If you do not provide us with that information promptly, our dealing with your project may also be delayed.
14.5 Any personal data we receive from you for the purpose of preventing money laundering or terrorist financing will be used only for that purpose or:
14.5.1 with your consent; or
Prevention of Money Laundering and Terrorist Financing. In accordance with the Policy on the Prevention of Money Laundering and Terrorist Financing of Kutxabank Group and without prejudice at any time of that established in other regulations of obligatory compliance for the bank,CAJASUR shall establish performance standards and control systems in order to prevent its services being used for money laundering and terrorist financing adopting whatever measures it considers appropriate for such purpose. CAJASUR shall identify and check, by means of dependable documents, the identity of any natural or legal persons who wish to establish business relations with the bank and shall perform reviewing processes periodically in order to ensure the documents, data and information obtained are kept updated and are in effect. It shall also seek relevant information from its clients to understand the nature of their professional or business activity and shall adopt measures aimed at reasonably checking the accuracy of such information. The Bank, in accordance with current regulations, shall undertake ongoing monitoring of the business relationship, including scrutiny of transactions undertaken to ensure that these are consistent with the knowledge of the client and his/her business profile and risk. Additionally, to the aforementioned,CAJASUR shall exercise due diligence in the execution of transactions. But not limited to, it may block and return transactions, refrain from executing them and even proceed to close relations and cancel contracts when it deems appropriate in order to avoid its services being used for activities of an illicit nature. A1. Digital signature Cajasur Banco, S.A.U., Avda. del Gran Capitán, 11-13 - 14008 Merc. Reg., volume 2458, folio 1, page CO-35656, inscription 1ª. N.I.F. A95622841 The holders of this contract authorise CAJASUR to collect their signature through devices that digitise handwriting. The digital signature in any document will have the same value as a handwritten signature on paper.
Prevention of Money Laundering and Terrorist Financing. Angra is subject to Applicable Law regarding the fight against money laundering and the financing of terrorism. As a result, Angra reserves the right to obtain information from users, including, but not limited to, information about their identity, business transactions, business relationships, and/or financial information. In addition, Angra must take all the steps necessary to identify users and, where appropriate, the beneficial owner of the Global Account linked to the Angra Account. Users acknowledge that Angra may terminate or postpone, at any time, the use of login details, access to an Angra Account, a Global Account or execution of a transaction in the absence of any sufficient information about its purpose or nature.
Prevention of Money Laundering and Terrorist Financing. B4Trust is subject to Applicable Law regarding the fight against money laundering and the financing of terrorism. As a result, B4Trust reserves the right to obtain information from you, including, but not limited to, information about your identity, business transactions, business relationships, and/or financial information. In addition, B4Trust must take all the steps necessary to identify you and, where appropriate, the beneficial owner of the B4Trust Account. You acknowledge that B4Trust may terminate or postpone, at any time, the use of login details, access to a B4Trust Account, or execution of a transaction in the absence of any sufficient information about its purpose or nature.
Prevention of Money Laundering and Terrorist Financing. The Fund Manager shall comply, and shall ensure that the Fund complies, with all legal and regulatory requirements applicable to it regarding the prevention of money laundering and the financing of terrorism including but not limited to the Dutch Prevention of Money Laundering and Terrorist Financing Act (Wet ter voorkoming van witwassen en financieren van terrorisme) and the Dutch Sanctions Act (Sanctiewet), and acknowledges that the Services do not include any obligation for the Depositary to monitor, or assist with, compliance by the Fund or the Fund Manager with such laws and regulations. The Depositary confirms that it will comply with all applicable legal and regulatory requirements regarding the prevention of money laundering and the financing of terrorism.
Prevention of Money Laundering and Terrorist Financing. We are subject to Applicable Law regarding the anti-money laundering and counter-terrorism financing.
Prevention of Money Laundering and Terrorist Financing. We are committed to the fight against financial crime and will ask you for proof of your identity and may conduct searches and enquiries for this purpose. We may also be required to identify and verify the identity of other persons such as directors or beneficial owners, or third party to the transaction. We undertake this procedure in order to comply with our obligations under the Isle of Man Anti-Money Laundering and Countering the Financing of Terrorism Code 2019. We therefore ask that you provide this information promptly on request as we cannot proceed with your business until we have this information. In the event of a delay in providing the requested information and documentation Edgewater will not be responsible for any loss incurred due to the delay in investing client monies. In providing our services we will not engage in any activity which would breach any applicable financial crime legislation and regulation including but not limited to financial and economic sanctions, facilitating tax evasion, anti-bribery and corruption, anti-money laundering and/or combating the financing of terrorism. We have no tolerance for bribery or corruption and have in place policies and procedures that apply to all employees throughout Edgewater and the Manx Financial Group plc, group companies. You confirm that your company has adequate anti-bribery and corruption polices in place.
