Brokerage and Custody. The client shall open one or more accounts at WT Wealth Management’s recommended Custodian. The Custodian will hold the assets in the Client’s Account. Advisor will not maintain physical custody of Client’s funds and securities. All checks for investment purposes shall be made payable to the Custodian. Advisor shall not act as custodian for the assets in the Account and shall not be liable to Client for any independent act, conduct, or omission by Custodian.
Brokerage and Custody. Your participation in the Program requires that you establish a relationship with the Custodian and enter into the Custodial Agreement directly with the Custodian to serve as custodian of Your Brokerage Account and provide you with brokerage services. The Custodial Agreement is between the Custodian and you and pertains to the custodial and brokerage services that the Custodian provides as the broker that carries and effects transactions in Your Brokerage Account. Under the Custodial Agreement, and subject to its terms and conditions, the Custodian is generally responsible for: maintaining and recording transactions in cash and ETF shares (including fractional shares) in Your Brokerage Account; sending orders placed by Adviser to its clearing broker for execution, clearance, and settlement; and providing you with statements, confirmation e-mails (if you request them), and other information about Your Brokerage Account and transactions therein. You agree that all assets held for each of Your Brokerage Account will be held in the manner indicated in the title to Your Brokerage Account, with all the legal and equitable rights and subject to all the obligations and conditions that the form of ownership imposes. You represent that no one has an interest in Your Brokerage Account except you or others that you have previously disclosed to Adviser as part of your application to open Your Brokerage Account or in a manner authorized by Adviser. By entering into this Advisory Agreement, you authorize and instruct Adviser to place and execute orders to buy and sell ETFs on your behalf with the Custodian. You acknowledge and agree that orders for purchases or sales in Your Brokerage Account may be combined with orders for purchases or sales of ETF shares in other accounts under the Program offered to other clients of Adviser and/or with purchases or sales of ETF shares by Adviser into larger orders for aggregate transactions for each applicable ETF in the Portfolio. You agree that the Custodian will route orders to its clearing broker for execution, clearance, and settlement.
Brokerage and Custody. As noted above, your participation in the Program requires that you enter into the Customer Agreement. Your receipt of brokerage services pursuant to the Program requires that you establish an EarlyBird Account. The Customer Agreement pertains to the brokerage services provided by Apex to effect brokerage transactions in your EarlyBird Account. Under the Customer Agreement, and subject to its terms and conditions, Apex is generally responsible for:
Brokerage and Custody. USBI, as broker-dealer, will maintain your Account. In that capacity, USBI will have the authority to execute purchase and sale orders, and will provide custody, clearing, administrative, and recordkeeping services. As custodian, we will have access to all monies in your Account. The rights and protections you grant to us under the Brokerage Agreement executed in connection with this Agreement are fully integrated with the rights and protections you grant to us in this Agreement. If the rights and protections in this Agreement and the Brokerage Agreement are in conflict, the terms of this Agreement will control. We may, but are not required to, aggregate orders for the sale or purchase of securities for the Account with orders for the same security for our other clients, including our employees and their related persons, and for our own account. In these cases, each Account will be charged or credited with the average price per share or unit.
Brokerage and Custody. Broker shall maintain the Account and custody of the Assets credited thereof, and perform functions such as executing transactions and crediting of interest and dividends. The Client shall retain ownership of all cash, securities, and other instruments in the Account. Client represents and warrants that Client is satisfied with the terms and conditions relating to all services to be provided by Broker. Optimal shall not have any responsibility for obtaining the best prices or commission rates for the Account. Client recognizes that Client may have been able to obtain better prices or rates from a broker- dealer other than Broker.
Brokerage and Custody. The General Partner shall select such brokers to effect the purchase, sale and other acquisition or disposition o f investments, and such custodians to maintain custody thereof, as it deems appropriate, which may include brokers or custodians which are Affiliates of, or otherwise associated with, the General Partner. The General Partner shall attempt to obtain from any broker the lowest net price and best execution available, consistent with the Partnership’s investment objectives and good practice. In any event, fees and commissions paid by the Partnership to any broker or custodian shall be reasonable in relation to the services provided and comparable to fees and commissions charged by other brokets or custodians to unaffiliated institutional customers for similar transactions at the time, although they may not necessarily be the lowest charges obtainable. In selecting any broker or custodian, the General Partner may take into account the fact that it has furnished the General Partner with statistical, research or other information or services which may enhance the General Partner’s services generally, whether or not such services are of any benefit to the Partnership.
Brokerage and Custody. 4. Corretagem e Custódia As noted above, your use of our advisory services under this Advisory Agreement requires that you establish an AGA Account, enter into the Customer Agreement and utilize the Avenue Cash Account. Conforme observado acima, o uso de nossos serviços de Assessoria nos termos deste Acordo de Assessoria exige que você estabeleça uma Conta AGA e assine o Acordo do Cliente. The Customer Agreement pertains to the brokerage services provided by Avenue Securities and the Custodian to effect brokerage transactions in your AGA Account. Under the Customer Agreement, and subject to its terms and conditions, Avenue Securities together with the Custodian are generally responsible for: (i) maintaining and recording transactions in cash and securities (including fractional shares) in your AGA Account; (ii) sending orders placed by AGA for execution, clearance, and settlement; and (iii) providing you with statements, confirmations, other required documentation, and other information about your AGA Account and transactions therein. O Acordo do Cliente refere-se aos serviços de corretagem fornecidos pela Avenue Securities e pelo Custodiante para efetuar transações de corretagem em sua Conta AGA. Nos termos do Acordo do Cliente, e sujeito aos seus termos e condições, a Avenue Securities, juntamente com o Custodiante, é geralmente responsável por: (i) xxxxxx e registrar transações em dinheiro e valores mobiliários (incluindo ações fracionárias) em sua Conta AGA; (ii) envio de ordens feitas pela AGA para execução, liberação e liquidação; e (iii) fornecer a você extratos, confirmações, outra documentação necessária e outras informações sobre sua Conta AGA e transações nela. Commissions and/or transaction fees are the responsibility of your AGA Account and will be charged to the AGA Account for effecting securities transactions. The brokerage commissions and/or transaction fees charged to your AGA Account for securities brokerage transactions are exclusive of, and in addition to, XXX’s compensation for advisory services as described in this Agreement (if any). As comissões e/ou taxas de transação são de responsabilidade da sua Conta AGA e serão cobradas na Conta AGA pela realização de transações com valores mobiliários. As comissões de corretagem e/ou taxas de transação cobradas em sua Conta AGA por transações de corretagem de valores mobiliários são exclusivas e além da remuneração da AGA por serviços de Assessoria, conforme descrito neste Acordo (xx xxxxxx)...
Brokerage and Custody a. Interactive Brokers LLC is the sole broker-dealer and custodian in connection with IBKRAM’s services under this Agreement, and will be responsible for the custody, receipt and delivery of securities and other assets in each Client Account. Interactive Brokers LLC and IBKRAM are affiliated corporate entities.
Brokerage and Custody. Pursuant to the acceptance of this agreement by Client, Adviser will generally have the authority to determine the broker-dealers to be used to effect securities transactions and the brokerage rates to be paid. Where Adviser has authority to direct brokerage, for the trades generated by Adviser, the Firm will typically direct trades through Marsco Investment Corporation (“Marsco”, xxxxx://xxx.xxxxxx.xxx/) which serves as a fully disclosed introducing broker to Interactive Brokers (xxxxx://xxx.xxxxxxxxxxxxxxxxxx.xxx/en/home.php), or Apex Clearing Corporation (“Apex” xxxxx://xxx.xxxxxxxxxxxx.xxx). The broker dealer/custodian will be the execution and clearing broker.
Brokerage and Custody. By using the Investment Platform, you authorize and direct us to place all trades in your account through the Custodian. All orders to purchase or sell securities are made by you through the Investment Platform. No other method exists for placing orders for transactions. All orders are placed in a queue and executed during normal market hours. We have discretion over the timing of execution of all orders. By entering into this Advisory Agreement, you authorize and instruct the Adviser to place orders to buy and sell securities on your behalf and at your direction. You acknowledge and agree that orders for purchases or sales in your Investment Account may be combined with orders for purchases or sales of securities in other accounts held at the Adviser and/or with purchases or sales of securities by the Adviser into larger orders for aggregate transactions for each applicable security in the Investment Account. If your purchase or sale is included in an aggregated order you will participate at the average share price for transactions in the aggregated order. We may transmit or help facilitate your requests for withdrawals or transfers to the Custodian. We will have no authority to initiate any withdrawal or otherwise to transfer any securities or money out of your Investment Account other than pursuant to Section 4 below in connection with the termination of your Investment Account. You retain sole ownership of your Investment Account, including the right to withdraw securities or cash, exercise or delegate proxy voting, take action directly as a security holder against the issuer of any security in your Investment Account, and receive transaction confirmations. You may make deposits and withdrawals at any time, subject to any maintenance requirements of the Custodian.