Compliance data Sample Clauses

Compliance data. 5.1 KOMPLIO makes it possible for your Users to store your compliance data. We do not claim ownership of your compliance data or use the compliance data, and you remain responsible for your own compliance data and the Users’ handling of your compliance data.
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Compliance data. An Applicant that operates an existing Balancing Authority in the Western Interconnection must, within 10 Business Days following its Application Date, submit to the NWPP Corporation complete compliance data for BAL-003, as reported by the Applicant to its Enforcement Authority, for the two Operating Years most recently completed before the Application Date. For example, an Applicant with an Application Date of March 31, 2020 must submit its BAL-003 compliance data for Operating Years 2018 and 2019.
Compliance data. Nothing in this Data Sharing Addendum or the Agreement is intended to limit either Party’s ability to collect, use or disclose data in order to conduct or effectuate transactions, or pursue compliance, risk management, and fraud detection, monitoring and prevention to the maximum extent permitted by Applicable Law. Notwithstanding any other provision of this Data Sharing Addendum or the Agreement, the Parties agree to cooperate in good faith, to identify, investigate, and prosecute or otherwise act to mitigate, suspected theft, fraud and wrongdoing associated with the Program. Without limiting the generality of the foregoing, the Parties will, following a request from the other Party and subject to Applicable Law and Privacy Policies, furnish Compliance Data regarding consumers and suspected wrongdoing for use solely in connection with any bona fide law enforcement or governmental investigations or initiatives.

Related to Compliance data

  • Compliance Reporting a. Provide reports to the Securities and Exchange Commission, the National Association of Securities Dealers and the States in which the Fund is registered.

  • Compliance Reports The Subadvisor at its expense will provide the Advisor with such compliance reports relating to its duties under this Agreement as may be agreed upon by such parties from time to time.

  • Reporting Compliance The Company is subject to, and is in compliance in all material respects with, the reporting requirements of Section 13 and Section 15(d), as applicable, of the Exchange Act.

  • Compliance Audits D.4.1 Compliance Audit(s). Without limiting the generality of section A.7.4 (Records Review), if requested by the Province from time to time, which request shall be at the Province’s sole discretion, the Recipient, at its own expense, will forthwith retain an independent third party auditor to conduct one or more compliance audits of the Recipient or any Project. The audit will be conducted in accordance with Canadian Generally Accepted Auditing Standards, as adopted by the Canadian Institute of Chartered Accountants, applicable as of the date on which a record is kept or required to be kept under such standards. In addition, the audit will assess the Recipient’s compliance with the terms of the Agreement and will address, with respect to each Project, without limitation, the following:

  • Compliance Policies and Procedures To assist the Fund in complying with Rule 38a-1 of the 1940 Act, BBH&Co. represents that it has adopted written policies and procedures reasonably designed to prevent violation of the federal securities laws in fulfilling its obligations under the Agreement and that it has in place a compliance program to monitor its compliance with those policies and procedures. BBH&Co will upon request provide the Fund with information about our compliance program as mutually agreed.

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