Disclosure to Customers. You are a customer of the brokerage firm (hereinafter Firm). The Firm is either an agent of another party in the transaction or a subagent of another firm that is the agent of another party in the transaction. A broker or a salesperson acting on behalf of the Firm may provide brokerage services to you. Whenever the Firm is providing brokerage services to you, the Firm and its brokers and salespersons (hereinafter Agents) owe you, the customer, the following duties: • The duty to provide brokerage services to you fairly and honestly. • The duty to exercise reasonable skill and care in providing brokerage services to you. • The duty to provide you with accurate information about market conditions within a reasonable time if you request it, unless disclosure of the information is prohibited by law. • The duty to disclose to you in writing certain Material Adverse Facts about a property, unless disclosure of the information is prohibited by law. • The duty to protect your confidentiality. Unless the law requires it, the Firm and its Agents will not disclose your confidential information or the confidential information of other parties. • The duty to safeguard trust funds and other property held by the Firm or its Agents. • The duty, when negotiating, to present contract proposals in an objective and unbiased manner and disclose the advantages and disadvantages of the proposals. Please review this information carefully. An Agent of the Firm can answer your questions about brokerage services, but if you need legal advice, tax advice, or a professional home inspec- tion, contact an attorney, tax advisor, or home inspector. This disclosure is required by section 452.135 of the Wisconsin statutes and is for information only. It is a plain-language summary of the duties owed to a customer under section 452.133(1) of the Wisconsin statutes.
Disclosure to Customers. Correspondent shall provide to the Customers notices, disclosure documents and prospectuses required pursuant to the Applicable Rules.
Disclosure to Customers. Service Organization or its agent shall take all steps necessary to ensure that the arrangements provided for in this Agreement are properly disclosed to the Customers.
Disclosure to Customers. ETC. The Agent hereby represents that any compensation payable to it pursuant to this Agreement in connection with investment of Customers' assets in Shares (a) will be disclosed by the Agent to its Customers, (b) will be authorized by such Customers, and (c) will not result, in an excessive fee to the Agent. MUTUAL FUND GROUP [Signature on Exhibit A] FINANCIAL INSTITUTIONS [Signatures on Exhibit A] Exhibit A be attached SCHEDULE A MUTUAL FUND GROUP SCHEDULE OF SHAREHOLDER SERVICING FEES FEE % ----- FUND TOTAL ------------------------------------------------------------------------------- JPMorgan Capital Growth Fund Class A 0.25 Class B 0.25 Class C 0.25 Select 0.25 Institutional n/a Class M n/a JPMorgan Dynamic Small Cap Fund Class A 0.25 Class B 0.25 Class C 0.25 Select 0.25 Institutional n/a Class M n/a JPMorgan Xxxxxxx European Fund Class A n/a* Class B 0.25 Class C 0.25 Select 0.25 Institutional 0.10 Class M n/a JPMorgan Xxxxxxx International Growth Fund ---------- * Effective May 1, 2003, a 0.25% fee will be implemented. Class A 0.25 Class B 0.25 Class C n/a Select n/a Institutional n/a Class M n/a JPMorgan Xxxxxxx International Small Cap Equity Fund Class A 0.25 Class B 0.25 Class C n/a Select 0.25 Institutional 0.10 Class M n/a JPMorgan Xxxxxxx Japan Fund Class A n/a* Class B 0.25 Class C n/a Select n/a Institutional n/a Class M n/a JPMorgan Xxxxxxx Asia Equity Fund Class A n/a* Class B 0.25 Class C n/a Select 0.25 Institutional 0.10 Class M n/a JPMorgan Xxxxxxx Tax Aware International Opportunities Fund Class A 0.25 Class B 0.25 Class C 0.25 ---------- * Effective May 1, 2003, a 0.25% fee will be implemented. Select n/a Institutional 0.10 Class M n/a JPMorgan Short Term Bond Fund II Class A 0.25 Class B n/a Class C n/a Select 0.25 Institutional 0.10 Class M 0.25 JPMorgan Small Cap Equity Fund Class A 0.25** Class B 0.25 Class C 0.25 Select 0.25 Institutional n/a Class M n/a JPMorgan Strategic Income Fund Class A 0.25 Class B 0.25 Class C 0.25 Select 0.25 Institutional n/a Class M 0.30 JPMorgan U.S. Treasury Income Fund Class A 0.25 Class B 0.25 Class C n/a Select 0.25 Institutional n/a Class M n/a ---------- ** Effective May 1, 2003, the fee will also be payable to JPMorgan Chase Bank and its affiliates. JPMorgan Growth and Income Fund Class A 0.25 Class B 0.25 Class C 0.25 Select 0.25 Institutional n/a Class M n/a SCHEDULE A MUTUAL FUND TRUST SCHEDULE OF SHAREHOLDER SERVICING FEES FEE % ----- FUND TOTAL ------------------------------------------...
Disclosure to Customers. INFINOX will inform Customers of the nature of the relationship between INFINOX and the IB. In doing so, INFINOX will also inform Customers of the existence of remuneration (rebate payments) as per Schedule 1 of this Agreement, as agreed by both parties.
Disclosure to Customers. IIB w ill be res po nsib le fo r info rm ing its C usto m ers of th e n atu re o f the cle arin g re latio nsh ip b etw ee n U FH C an d IIB . U FH C m ay tra nsm it to e ac h C us xxx er fo x x xx m IIB op en s a n A cc ou nt a n IIB dis clo su re sta tem en t. IIB an d its a sso cia xxx pe rso ns a nd em plo xxx x x ill no t m ak e a ny re pre sen tatio ns to Cu stom ers rega rding U FH C tha t are incon sistent with suc h disclosu re state m en t.
Disclosure to Customers. Correspondent shall provide to Customers any disclosures and obtain any agreements from its Customers as required by the applicable rules, including, without limitation, any disclosures or agreements required for listed options, xxxxx stocks, derivative securities, account transfers or conversions. The cost of making such disclosures or obtaining such agreements shall be borne by Correspondent. Without limiting the generality of the foregoing, Correspondent shall advise Customers in writing upon the opening of an Account and at least annually thereafter that they may obtain information about the Securities Investor Protection Corporation ("SIPC"), including the SIPC brochure, by contacting SIPC, and shall also provide the website address and telephone number of SIPC.
Disclosure to Customers. Subject to the terms and conditions in this Agreement, Seller may disclose Confidential Information (other than the Development Environment) to its Customers who are bound by written obligations of confidentiality that are substantially similar to the obligations set forth in this Section 7 (Confidentiality), but in any event confidentiality obligations that are consistent with Seller’s protection of Seller’s Confidential Information prior to August 1, 2013 and provided that the applicable Confidential Information disclosed is consistent with the confidential information regarding the Relevant Products that Seller disclosed to its Customers prior to August 1, 2013, in all cases consistent with Seller’s past practices.
Disclosure to Customers. IB will be responsible for informing its Customers of the nature of the relationship between Alaron and the IB. Alaron may transmit to each Customer for whom IB opens an Account an IB disclosure statement. IB and its associated persons and employees will not make any representations to Customers regarding Alaron that are inconsistent with such disclosure statement.
Disclosure to Customers. (a) LIT shall limit its services as provided in this Agreement and Broker shall not hold itself out as an agent of LIT or any affiliated of LIT. Broker shall be responsible for informing Customers of the nature of the clearing relationship between LIT and Broker, and Broker agrees that it and its associated persons, employees and agents will not make any representation to Customer regarding LIT or LIT's responsibilities that is inconsistent with the terms of this Agreement. LIT may transmit to each Customer for whom Broker opens an Account a letter or statement describing the relationship between LIT and Broker.
