Financial Statements; other Financial Matters. (a) Prepare semi-annual and annual financial statements and oversee the production and distribution of those statements and any related report to the Shareholders prepared by the Trust or the Advisers, as applicable;
(b) Calculate data with respect to yields, dividend yields, distribution rates, total returns and, consistent with the Change Control Process and industry standards, other information for dissemination to information services covering the investment company industry, for advertising and sales literature of the Trust and other appropriate purposes;
(c) Report Fund data to investment company industry survey companies; and
(d) Report applicable data to rating agencies (such as Standard & Poor's) that rate a Fund.
Financial Statements; other Financial Matters. With respect to the Trust or each Fund, as applicable, the Subadministrator shall:
(a) Prepare semi-annual and annual financial statements and oversee the production and distribution of those statements and any related report to the Trust’s shareholders prepared by the Trust or its investment advisers, as applicable, including reasonable assistance in coordination of periodic audits and in supporting reasonable independent registered accountant information requests;
(b) Calculate data with respect to yields, dividend yields, distribution rates and total returns for dissemination to information services covering the investment company industry, for advertising and sales literature of the Trust and other appropriate purposes;
(c) Report Fund data to investment company industry survey companies in compliance with the Trust’s policy;
(d) Report applicable data to rating agencies (such as Standard & Poors) that rate a Fund in compliance with the Trust’s policy; and
(e) With respect to the services provided hereunder, assist the Trust in connection with its obligations under Sections 302 and 906 of the Sxxxxxxx-Xxxxx Act of 2002 and Rules 30a-2 and 30a-3 under the 1940 Act, including deliver appropriate sub-certifications to Trust officers who are required to file certifications in accordance with the Sxxxxxxx-Xxxxx Act of 2002.
Financial Statements; other Financial Matters. With respect to the Trust or each Fund, as applicable, Atlantic shall:
(a) Prepare semi-annual and annual financial statements and oversee the production and distribution of those statements and any related report to the Trust’s Shareholders prepared by the Trust or its Advisers, as applicable;
(b) Prepare for the review by designated officer(s) of the Trust’s financial information regarding the Fund(s) that will be included in the Trust’s semi-annual and annual shareholder reports, Tailored Shareholder Reports (“Tailored Shareholder Reports” or “TSRs”) and other quarterly reports (as mutually agreed upon), including tax footnote disclosures, where applicable. As part of these services, Atlantic shall (i) manage the creation of class-level TSR, including the incorporation of all financial and other TSR-applicable information; (ii) validate the accuracy of Inline eXtensible Business Reporting Language (“iXBRL”) tagging of TSR for SEC filing purposes; (iii) coordinate the review of class-level TSR with Trust and Trust audit firm, as directed by the Trust; (iv) finalize and manage the transmission of TSR to shareholders and implement process for transmission and delivery of Form N-CSR or components thereof to shareholders as prescribed by the SEC; (v) manage the process for filing of Form N-CSR, inclusive of TSR, with the SEC; and (vi) perform certain verifications of consistency between TSR and financial reports included on Form N-CSR, as well as consistency with other data sources as requested or provided by the Trust.
(c) (Calculate data with respect to yields, dividend yields, distribution rates, total returns and, consistent with the Change Control Process and industry standards, other information for dissemination to information services covering the investment company industry, for advertising and sales literature of the Trust and other appropriate purposes;
(d) Consistent with the Trust’s practice as of January 2008, report Fund data to investment company industry survey companies from time to time;
(e) Report applicable data to rating agencies (such as Standard & Poor’s) that rate a Fund; and
c. In the Fee Schedule to the Agreement, the paragraph entitled “(6) Financial Reporting Services” in section “(a) Service Fees” is hereby amended to include the following additional fees: · Tailored Shareholder Report Creation – [REDACTED] o Multiple share classes – [REDACTED]
Financial Statements; other Financial Matters. With respect to the Trust or each Fund, as applicable, Atlantic shall:
(a) Prepare semi-annual and annual financial statements and oversee the production and distribution of those statements and any related report to the Trust's Shareholders prepared by the Trust or its Advisers, as applicable;
(b) Calculate data with respect to yields, dividend yields, distribution rates, total returns and, consistent with the Change Control Process and industry standards, other information for dissemination to information services covering the investment company industry, for advertising and sales literature of the Trust and other appropriate purposes;
(c) Consistent with the Trust's practice as of January 2008, report Fund data to investment company industry survey companies;
(d) Report applicable data to rating agencies (such as Standard & Poor's) that rate a Fund; and
Financial Statements; other Financial Matters. (a) Seller has heretofore furnished Buyer with a true and complete copy of the Reference Financial Statements which are attached hereto as SCHEDULE 3. Except as set forth in SCHEDULE 6.1.7(A), the Reference Financial Statements have been derived from the books and records of Seller, have been prepared in accordance with GAAP (except for, with respect to the Reference Balance Sheet and the related statement of income, normal year-end adjustments and, with respect to the Reference Financial Statements, the absence of notes to such financial statements) and fairly present in all material respects the financial position of Seller at the respective dates thereof and the results of the operations of Seller for the periods indicated.
(b) Seller has also heretofore furnished Purchaser with a true and complete copy of the Monthly Financial Statements described in clause (a) of the definition thereof which are attached hereto as SCHEDULE 6. The (i) Monthly Financial Statements for the period between the Balance Sheet Date and the date hereof and (ii) the additional Monthly Financial Statements required to be delivered pursuant to Section 8.4(b) (clauses (i) and (ii), collectively, the "REFERENCE MONTHLY FINANCIAL STATEMENTS"), have been and, as to those Monthly Financial Statements required to be delivered pursuant to Section 8.4(b), will have been, prepared from the books and records of Seller, which are, and as to those Reference Monthly Financial Statements required to be delivered pursuant to Section 8.4(b), will be, complete and accurate in all material respects. The Reference Monthly Financial Statements fairly represent and, as to those Reference Monthly Financial Statements required to be delivered pursuant to Section 8.4(b), will fairly represent, in each case, in all material respects the financial position of Seller at the respective dates thereof and the results of the operations of Seller for the respective periods then ended.
(c) Since the Balance Sheet Date, there have been no changes in Seller's reserves or accruals (other than in the Ordinary Course of Business) or changes in its material accounting policies.
(d) The books of account, minute books, stock record books and other records of Seller, all of which have been made available to Purchaser, are complete and correct in all material respects.
Financial Statements; other Financial Matters. With respect to the Fund or each Series, as applicable, Atlantic shall:
(a) Prepare semi-annual and annual financial statements and oversee the production and distribution of those statements and any related report to the Fund’s shareholders prepared by the Fund or its investment advisers, as applicable.
(b) Provide reasonable assistance in coordination of periodic audits and in supporting a Series’ independent public accountants’ information requests.
(c) Calculate data with respect to yields, dividend yields, distribution rates, total returns and, consistent with the industry standards, other information for dissemination to information services covering the investment company industry, for advertising and sales literature of the Fund and other appropriate purposes.
(d) Report Fund data to investment company industry survey companies.
(e) With respect to the services provided hereunder, assist the Trust in connection with its obligations under Section 302 and 906 of the Sarbanes Oxley Act of 2002, as amended, and Rule 30a-2 and 30a-3 under the 1940 Act.
(f) Coordinate Fund disclosure controls and procedures.
Financial Statements; other Financial Matters. With respect to each Fund, Citibank shall:
(a) Prepare semi-annual and annual financial statements and oversee the production and distribution of those statements and any related report to the Trust’s Shareholders prepared by the Trust or its Advisers, as applicable;
Financial Statements; other Financial Matters. (1) The Corporation has made available to the Investor complete, true and correct copies of the audited consolidated financial statements of the Corporation for the fiscal year ended December 31, 1994 and the unaudited consolidated financial statements of the Corporation for the period ending on June 30, 1995 (collectively the "FINANCIAL STATEMENTS"). The Financial Statements, including the related notes thereto, (i) present fairly the financial condition and results of operations for the Corporation as of the dates thereof and for the periods indicated therein and (ii) except as disclosed in the related notes thereto, have been prepared in accordance with generally accepted accounting principles.
Financial Statements; other Financial Matters. (a) Prepare semi-annual and annual financial statements and oversee the production and distribution of those statements and any related reports to the Fund’s security holders, as applicable, including reasonable assistance in coordination of periodic audits and in supporting reasonable independent auditor information requests.
(b) Calculate data with respect to yields, distribution rates, total returns consistent with industry standards information for dissemination to information services covering the investment company industry, for advertising and sales literature of the Fund and other appropriate purposes.
(c) Report Fund data to investment company industry survey companies.
(d) With respect to the services provided hereunder, assist the Fund in connection with its obligations under Sections 302 and 906 of the Xxxxxxxx-Xxxxx Act of 2002 and Rules 30a-2 and 30a-3 under the 1940 Act, including delivery of appropriate sub-certifications to the Fund’s executive officers.
Financial Statements; other Financial Matters. With respect to the Client or each Fund, as applicable, Citigroup shall:
(a) Prepare semi-annual and annual financial statements and oversee the production of those statements and any related report to the Client’s Shareholders prepared by the Client or its investment advisers, as applicable;
(b) Calculate data with respect to yields, dividend yields, distribution rates and total returns for dissemination to information services covering the investment company industry, for advertising and sales literature of the Client and other appropriate purposes;
(c) Report Fund data to investment company industry survey companies;
(d) Report applicable data to rating agencies (such as Standard & Poors) that rate a Fund; and
(e) With respect to the services provided hereunder, assist the Client in connection with its obligations under Sections 302 and 906 of the Xxxxxxxx-Xxxxx Act of 2002 and Rules 30a-2 and 30a-3 under the 1940 Act, including delivery of appropriate sub-certifications to Client officers who are required to file certifications in accordance with the Xxxxxxxx-Xxxxx Act of 2002.
