Futures Accounts. Such Grantor shall not have any futures account unless subject to a Control Agreement.

Futures Accounts. If Introducing Broker maintains an account with Interactive in which futures, options on futures and/or commodity options may be traded, Introducing Broker agrees to be subject to the terms and conditions of any separate futures account Arbitration Agreement between Introducing Broker and Interactive. THIS AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE IN PARAGRAPH 33. BY SIGNING THIS AGREEMENT YOU ACKNOWLEDGE THAT THIS AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AND THAT YOU HAVE RECEIVED, READ AND UNDERSTOOD THE TERMS THEREOF. EXECUTED AND AGREED: INTERACTIVE BROKERS LLC Top Capital Partners Limited By: Xxxxxxx Xxxxx By: /s/ Xxxxxxx Xxxxxx Signature: /s/ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxxx Officer Name: Xxxxxxx Xxxxx Title: Managing Principal, CEO Officer Title: Director, Compliance Chicago Date: 10-Nov-2016 Date: 10-Nov-2016 Revised November 6, 2013

Futures Accounts. If the dispute, controversy, claim or grievance involves a futures/options on futures IBUK Account, you agree to the following:

Futures Accounts. If Introducing Broker maintains an account with Interactive in which futures, options on futures and/or commodity options may be traded, Introducing Broker agrees to be subject to the terms and conditions of any separate futures account Arbitration Agreement between Introducing Broker and Interactive. THIS AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE IN PARAGRAPH 17. BY SIGNING THIS AGREEMENT YOU ACKNOWLEDGE THAT THIS AGREEMENT CONTAINS PRE- DISPUTE ARBITRATION CLAUSE AND THAT YOU HAVE RECEIVED, READ AND UNDERSTOOD THE TERMS THEREOF. By: By: Signature: Name: Officer Name: Title: Officer Title: Date: Date: EXECUTED AND AGREED: INTERACTIVE BROKERS LLC

Futures Accounts. Such Grantor will not, after the date of this Agreement, establish and maintain any futures accounts with any intermediary unless (1) it gives the Collateral Agent 30 days’ prior written notice of its intention to establish such new futures account, (2) such intermediary is a futures intermediary, and (3) the futures intermediary and such Grantor (i) execute and deliver a Control Agreement with respect to such futures account that is in form and substance, satisfactory to the Collateral Agent, or (ii) transfer the futures contracts in such futures account into a futures account in the name of the Collateral Agent.

Futures Accounts. (a) Each Grantor has irrevocably agreed, and has caused the applicable futures intermediary in respect of each of the Futures Accounts maintained for such Grantor to irrevocably agree, with Collateral Agent that the futures intermediary will apply any value distributed on account of the futures contracts in such Futures Accounts as directed by Collateral Agent without further consent of such Grantor.

Related to Futures Accounts

Securities Accounts If a Collateral Account is a securities account, the Financial Institution agrees that:
Deposit Accounts, Securities Accounts and Commodity Accounts Attached hereto as Schedule 14 is a true and complete list of all Deposit Accounts, Securities Accounts and Commodity Accounts (each as defined in the Security Agreement) maintained by each Pledgor, including the name of each institution where each such account is held, the name of each such account and the name of each entity that holds each account.
Deposit Accounts; Securities Accounts The only Deposit Accounts or Securities Accounts maintained by any Grantor on the date hereof are those listed on Schedule 6 (Bank Accounts; Control Accounts), which sets forth such information separately for each Grantor.
Deposit Accounts Neither Borrower nor any Subsidiary shall maintain any Deposit Accounts, or accounts holding Investment Property, except with respect to which Lender has an Account Control Agreement.
Investment Accounts Schedule 2 sets forth under the headings “Securities Accounts” and “Commodity Accounts”, respectively, all of the Securities Accounts and Commodity Accounts in which such Grantor has an interest. Except as disclosed to the Administrative Agent, such Grantor is the sole entitlement holder of each such Securities Account and Commodity Account, and such Grantor has not consented to, and is not otherwise aware of, any Person (other than the Administrative Agent) having “control” (within the meanings of Sections 8-106 and 9-106 of the UCC) over, or any other interest in, any such Securities Account or Commodity Account or any securities or other property credited thereto;
Deposit Accounts and Securities Accounts Set forth on Schedule 4.15 (as updated pursuant to the provisions of the Security Agreement from time to time) is a listing of all of the Loan Parties’ and their Subsidiaries’ Deposit Accounts and Securities Accounts, including, with respect to each bank or securities intermediary (a) the name and address of such Person, and (b) the account numbers of the Deposit Accounts or Securities Accounts maintained with such Person.
Securities Account All Permitted Investments have been and will be credited to a Securities Account. The securities intermediary for each Securities Account has agreed to treat all assets credited to the Securities Accounts as “financial assets” within the meaning of the applicable UCC.
Blocked Accounts Agent shall have received duly executed agreements establishing the Blocked Accounts or Depository Accounts with financial institutions acceptable to Agent for the collection or servicing of the Receivables and proceeds of the Collateral;
Lock-Box Accounts The names and addresses of all of the Lock-Box Banks, together with the account numbers of the Lock-Box Accounts at such Lock-Box Banks, are specified in Schedule 6.1(n).
Collateral Accounts Evidence that the Collateral Accounts have been established;

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