CFTC Rules definition

CFTC Rules shall have the meaning set forth in Section 19.6 hereof.

CFTC Rules means the rules, regulations and orders of the CFTC, as amended from time to time.

CFTC Rules means the rules of the U.S. Commodity Futures Trading Commission under the CEA.

Examples of CFTC Rules in a sentence

• The Registration Statement and the Prospectus contain all statements and information required to be included therein by the CEA and the CFTC Rules.

• A Participant shall establish, maintain and administer reasonable supervisory procedures to monitor the compliance of Authorized Users and supervised persons with the Rules and any applicable provisions of the CEA and CFTC Rules and such Participant may be held accountable for the actions of such Authorized Users or supervised persons.

• No Participant or any of its Authorized Users shall engage in conduct that is a violation of the CEA or CFTC Rules, the Rules of the Exchange or the rules of the Clearing House and will conduct its business in accordance with all applicable laws, regulations, tariffs and rules, and in good faith, with a commitment to honest dealing.

• The CFTC has also provided certain exemptive relief in respect of these matters although there is no guarantee that all or any aspects of the Programme will be able to take advantage of such relief.As at the date of this Base Prospectus, no person has registered nor will register as a CPO of the Issuer under the CEA and the CFTC Rules thereunder.

• To the extent that reporting of any transactions related to this Agreement is required by the CFTC Rules, the Parties agree that Seller shall be responsible for such reporting (the “Reporting Party”).

• Buyer, as the Party that is not undertaking the reporting obligations shall timely provide the Reporting Party all necessary information requested by the Reporting Party for it to comply with CFTC Rules.

• The Reporting Party’s reporting obligations shall continue until the reporting obligation has expired or has been terminated in accordance with CFTC Rules.

• At the time the Registration Statement becomes effective and at all times thereafter, including the Initial Closing and each Monthly Closing, the Registration Statement shall comply in all material respects with the requirements of the 1933 Act, the 1933 Act Regulations, the CEA, the CFTC Rules, and the rules of NASD-R and NFA.

• Accordingly, for any foreign trader or foreign broker Customer, unless Customer makes the alternate designation described above, TRANSACT will be deemed Customer's agent (and, if Customer is a broker, the agent of each Customer holding a position in Customer's account) for purposes of receiving and transmitting all CFTC communications to Customer pursuant to CFTC Rules 15.05 and 21.03.

• Accordingly, for any foreign trader or foreign broker Customer, unless Customer makes the alternate designation described above, Broker will be deemed Customer's agent (and, if Customer is a broker, the agent of each Customer holding a position in Customer's account) for purposes of receiving and transmitting all CFTC communications to Customer pursuant to CFTC Rules 15.05 and 21.03.

More Definitions of CFTC Rules

CFTC Rules means the rules, regulations, orders and interpretations published or issued by the CFTC.

CFTC Rules means any rule, guidance or order of the CFTC proposed or issued under the CEA;

CFTC Rules means the rules, regulations, orders and interpretations published or issued by the CFTC. 4 Because “Covered Agreement” means any agreement that the parties may amend or supplement with the terms provided in this SBS Supplement II, the term “Agreement” is used to identify the specific agreement that is supplemented when these terms are incorporated into that agreement. An “Agreement” can be a master agreement governing the terms and conditions of swaps or any other agreement between the relevant parties.5 See Section 4.1. Note that this date is defined in respect of the date on which compliance is required under applicable law with respect to SBS between the two specific parties, rather than the general compliance date for SEC Rule 15Fi-3. This is to carve-out situations where the general compliance date for the regulation has occurred but it does not apply to the parties, e.g. for jurisdictional reasons.6 See Sections 2.10 and 3.1. Note that this date is defined in respect of the date on which compliance is required under applicable law with respect to SBS between the two specific parties, rather than the general compliance date for SEC Rule 15Fi-5. This is to carve-out situations where the general compliance date for the regulation has occurred but it does not apply to the parties, e.g. for jurisdictional reasons.

CFTC Rules means rules promulgated by the CFTC under the Commodity Exchange Act;