Money Laundering Regulations 2007 Sample Clauses

Money Laundering Regulations 2007. As a condition of accepting any instructions BF will require the client to provide sufficient evidence to comply with the regulations and this will include BF seeing and then retaining a copy of some form of photo ID for the instructing officer at the Client and a current utility xxxx in their name.
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Money Laundering Regulations 2007. 11.1 In accordance with the Proceeds of Crime Act 2002 and Money Laundering Regulations 2007 you agree to waive your right to confidentiality to the extent of any report made, document provided or information disclosed to the National Crime Agency.
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Money Laundering Regulations 2007. 3.7. Under the money laundering regulations we require you to provide us with one proof of identity and one proof of residency. This should be either a full passport or photographic driving licence and a current utility bill. To comply with the above act, we must have sight of the original documents.
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Money Laundering Regulations 2007. Under the Money Laundering Regulations 2007 the agency is legally obliged to undertake Customer Due Diligence. This will require the client to produce to the Agent Satisfactory evidence of the Client’s identity and current residential address before the Agent can commence marketing the property. With joint ownership/purchase both parties are required to comply. To enable the agent to comply with the requirements, the Agent must receive certified copies or see the original of the following: EVIDENCE OF IDENTITY EVIDENCE OF ADDRESS • Current passport • Current UK driving license (photo style) • Firearms or shotgun certificate • Or another official document containing the Client’s photograph • Recent utility or council tax xxxx or statement (not mobile phone xxxx) • Current bank or building society statement • Recent mortgage statement • House or motor insurance certificate • Current UK driving licence (if not used as proof of identity) • Vehicle registration document Please do not sent the originals in the post. Certified copies of identification should be dated and signed “original seen” and include the contact details of the person certifying the copies. If a good reproduction of photographic evidence cannot be achieved, the copy should be certified a good likeness of the client. In case of a Company Sale the Client should provide:
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Money Laundering Regulations 2007. At the fall of the hammer and before completion of the Memorandum of Sale, the successful Purchaser(s) will be required to provide proof of identity and current address to the Seller’s solicitor. PREPARATION FOR THE AUCTION Before bidding at an auction a prudent buyer will:  Read the Sale Contract.  Inspect the property.  Inspect the legal documents (including the Contract, Searches etc.).  Check the accuracy of the sale particulars.  Arrange any necessary finance for the deposit and purchase price.  Take professional advice. BIDDING AT THE AUCTION Prospective purchasers are advised of the following:  We may refuse to accept a bid.  If there is a dispute over bidding, we are entitled to resolve it and our decision is final.  Each lot is subject to a reserve price, unless otherwise stated.  Where a guide price is given, it is not to be taken as an indication of the reserve price.  Unfortunately we are unable to accept bids by telephone or bids by proxy. If you are unable to attend the auction in person and wish to bid, your solicitor can attend on your behalf having full undertaking and authority to exchange contracts on your behalf.
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Money Laundering Regulations 2007. 18.1 In entering into this Agreement, the Authorised Person confirms that it has carried out customer due diligence in line with the Money Laundering Regulations 2007, in identifying the Lay Client and any relevant beneficial owner, and that it consents to the Barrister relying upon the Authorised Person to carry out such due diligence.
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Money Laundering Regulations 2007. Under the Money Laundering Regulations 2007 the agency is legally obliged to undertake Customer Due Diligence. This will require the client to produce to the Agent Satisfactory evidence of the Client’s identity and current residential address before the Agent can commence marketing the property. With joint ownership/purchase both parties are required to comply. To enable the agent to comply with the requirements, the Agent must receive certified copies or see the original of the following: EVIDENCE OF IDENTITY EVIDENCE OF ADDRESS Current passport Current UK driving license (photo style) Firearms or shotgun certificate Or another official document containing the Client’s photograph Recent utility or council tax xxxx or statement (not mobile phone xxxx) Current bank or building society statement Recent mortgage statement House or motor insurance certificate Current UK driving licence (if not used as proof of identity) Vehicle registration document Please do not sent the originals in the post. Certified copies of identification should be dated and signed “original seen” and include the contact details of the person certifying the copies. If a good reproduction of photographic evidence cannot be achieved, the copy should be certified a good likeness of the client. In case of a Company Sale the Client should provide: The original or a certified copy of incorporation (a website search if registered with Companies House complies), and Evidence of the identity as listed above on two directors or one director and the company secretary. The Agent assures the Client that, except in so far as is necessary to comply with the Agent’s legal obligation, the Agent will treat the information supplied as confidential in all respects.
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Related to Money Laundering Regulations 2007

  • Money Laundering The operations of the Company and its Subsidiaries are and have been conducted at all times in compliance with applicable financial record-keeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, applicable money laundering statutes and applicable rules and regulations thereunder (collectively, the “Money Laundering Laws”), and no Action or Proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any Subsidiary with respect to the Money Laundering Laws is pending or, to the knowledge of the Company or any Subsidiary, threatened.

  • Anti-Money Laundering To help the United States government fight the funding of terrorism and money laundering, the federal laws of the United States requires all financial institutions to obtain, verify and record information that identifies each person with whom they do business. This means we must ask you for certain identifying information, including a government-issued identification number (e.g., a U.S. taxpayer identification number) and such other information or documents that we consider appropriate to verify your identity, such as certified articles of incorporation, a government-issued business license, a partnership agreement or a trust instrument.

  • Compliance with Money Laundering Legislation The Rights Agent shall retain the right not to act and shall not be liable for refusing to act if, due to a lack of information or for any other reason whatsoever, the Rights Agent reasonably determines that such an act might cause it to be in non-compliance with any applicable anti-money laundering or anti-terrorist legislation, regulation or guideline. Further, should the Rights Agent reasonably determine at any time that its acting under this Agreement has resulted in it being in non-compliance with any applicable anti-money laundering or anti-terrorist legislation, regulation or guideline, then it shall have the right to resign on 10 days' written notice to the Corporation, provided: (i) that the Rights Agent's written notice shall describe the circumstances of such non-compliance; and (ii) that if such circumstances are rectified to the Rights Agent's satisfaction within such 10-day period, then such resignation shall not be effective.

  • Money Laundering Laws The operations of the Company and its subsidiaries are, and have been conducted at all times, in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar applicable rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Money Laundering Laws is pending or, to the best knowledge of the Company, threatened.

  • Anti-Corruption Laws and Sanctions The Borrower has implemented and maintains in effect policies and procedures designed to ensure compliance by the Borrower, its Subsidiaries and their respective directors, officers, employees and agents with Anti-Corruption Laws and applicable Sanctions, and the Borrower, its Subsidiaries and their respective officers and employees and to the knowledge of the Borrower its directors and agents, are in compliance with Anti-Corruption Laws and applicable Sanctions in all material respects. None of (a) the Borrower, any Subsidiary or any of their respective directors, officers or employees, or (b) to the knowledge of the Borrower, any agent of the Borrower or any Subsidiary that will act in any capacity in connection with or benefit from the credit facility established hereby, is a Sanctioned Person. No Borrowing or Letter of Credit, use of proceeds or other transaction contemplated by this Agreement will violate any Anti-Corruption Law or applicable Sanctions.

  • Trafficking Victims Protection Act of 2000 Subrecipient hereby acknowledges and agrees that it must comply with the requirements of the government-wide award term which implements Section 106(g) of the Trafficking Victims Protection Act (TVPA) of 2000, as amended (22 U.S.C. 7104). The award term is located at 2 C.F.R. Part 175.15, the full text of which is incorporated here by reference.

  • PROCEEDS OF CRIME LEGISLATION The Depositor acknowledges that the Proceeds of Crime (Money Laundering) and Terrorist Financing Act and Regulations apply to the operation of the Account and that the Financial Institution will, from time to time, request information from the Depositor to address the reporting, record-keeping, client identification, and ongoing monitoring requirements of that legislation. The Depositor agrees to abide by and comply with all such requests.

  • ANTI-TERRORISM The Contractor agrees to undertake all reasonable efforts to ensure that none of the UNDP funds received under the Contract is used to provide support to individuals or entities associated with terrorism and that recipients of any amounts provided by UNDP hereunder do not appear on the list maintained by the Security Council Committee established pursuant to Resolution 1267 (1999). The list can be accessed via xxxxx://xxx.xx.xxx/sc/suborg/en/sanctions/1267/aq_sanctions_list. This provision must be included in all sub-contracts or sub-agreements entered into under the Contract.

  • GOVERNMENT REGULATIONS Notwithstanding anything contained herein to the contrary, the Company’s obligation hereunder to issue or deliver certificates evidencing shares of Common Stock shall be subject to the terms of all applicable laws, rules and regulations and to such approvals by any governmental agencies or national securities exchanges as may be required.

  • EXPORT REGULATIONS Licensee agrees and accepts that Software may be subject to import and export laws of any country, including those of the European Union and United States (specifically the Export Administration Regulations (EAR)). Licensee acknowledges that it is not a citizen, national, or resident of, and is not under control of the governments of Cuba, Iran, North Korea, Sudan or Syria and is not otherwise a restricted end-user as defined by applicable export control laws. Further, Licensee acknowledges that it will not download or otherwise export or re-export Software or any related technical data directly or indirectly to the above-mentioned countries or to citizens, nationals, or residents of those countries, or to any other restricted end user or for any restricted end-use.

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