Prohibited Trading Practices Sample Clauses

Prohibited Trading Practices. This statement is being provided to the Customer pursuant to Rule 3.3.5 (Customer Education) of the Futures Trading Rules of the SGX-DT. This statement reproduces, for the Customer’s information, certain salient provisions of the SFA which prohibit certain trading practices and conduct. The Customer acknowledges that it has read and (having consulted its legal advisers as necessary) further hereby acknowledges that it has understood this statement and undertakes not to engage in any such prohibited trading practices and conduct.
Sample 1Sample 2Sample 3See All (7)
AutoNDA by SimpleDocs
Prohibited Trading Practices. 8.1. Scalping is prohibited and in the case that Sencillo determines that trading patterns in the Trading Account appear to rely on scalping, the Sencillo at its sole discretion can proceed by revoking the trades without any liability towards the Client and Sencillo will also proceed immediately to correct and/or adjust the Trading Account accordingly. For the purposes of this clause and for clarity, scalping shall include any method involving the rapid opening and closing of positions. 8.2. Arbitrage and/or in other manner taking advantage of internet or other software or hardware delays or errors whereby the prices on Sencillo’s Platform do not reflect actual market prices is prohibited. In the event that the Company determines that your trading patterns reasonably appear to rely on arbitrage or other price latency opportunities, the Company may revoke the trades without further liability to you and shall correct and/or adjust your Account accordingly. 8.3. The Client acknowledges and agrees that he shall not use any software for the purposes of automatic trading on the Platform. 8.4. Xxxxxxxx considers, without limitation, Abusive Trading, any such act as described in Glossary of Terms.
Sample 1
Prohibited Trading Practices. This statement is being provided to you pursuant to Rule 3.3.5 of the Futures Trading Rules. This statement reproduces, for your information, provisions of the SFA and the Futures Trading Rules which prohibit certain trading practices. You acknowledge that you have read and understood this statement and undertake not to engage in any such prohibited trading practices. You further acknowledge that these provisions may be amended from time to time by the relevant authorities, and you should therefore refer to the relevant rules and regulations for the updated provisions on these prohibited trading practices. I. Prohibited trading practices under the SFA Section 206. False Trading (1) No person shall do any thing, cause any thing to be done or engage in any course of conduct, if his purpose, or any of his purposes, for doing that thing, causing that thing to be done or engaging in that course of conduct, as the case may be, is to create a false or misleading appearance — (a) of active trading in any futures contract on a futures market or in connection with leveraged foreign exchange trading; or (b) with respect to the market for, or the price of, futures contracts on a futures market or foreign exchange in connection with leveraged foreign exchange trading. (2) No person shall do any thing, cause any thing to be done or engage in any course of conduct that creates, or is likely to create, a false or misleading appearance of active trading in any futures contract on a futures market or in connection with leveraged foreign exchange trading, or with respect to the market for, or the price of, futures contracts on a futures market or foreign exchange in connection with leveraged foreign exchange trading, if — (a) he knows that doing that thing, causing that thing to be done or engaging in that course of conduct, as the case may be, will create, or will be likely to create, that false or misleading appearance; or (b) he is reckless as to whether doing that thing, causing that thing to be done or engaging in that course of conduct, as the case may be, will create, or will be likely to create, that false or misleading appearance.
Sample 1
Prohibited Trading Practices. 8.1. The Customer must not engage in any of the prohibited trading practices outlined in this clause. Any Customers who engage in such practices risk having their accounts suspended, terminated, and/or having their Net Profits wiped from their Atmos Account. Prohibited trading practices are also outlined in the Atmos Risk Management Policy and Trading Rules. Whether the Customer’s activity constitutes a prohibited trading practice shall be determined by Atmos in its sole and absolute discretion. Prohibited trading practices include: (i) High Frequency Trading. Executing a large number of trades on the same asset within short periods or holding trades for extremely short durations is prohibited. As a guideline, the Risk Management Policy states the minimum time that Customers must hold a position and outlines the Trade Frequency Limits that are applicable to the Customer. Whether the Customer’s activity constitutes High-Frequency Trading shall be determined by Atmos in its sole and absolute discretion.
Sample 1

Related to Prohibited Trading Practices

  • PROHIBITED TERMS Any term included in this Contract that requires the State to indemnify or hold Contractor harmless; requires the State to agree to binding arbitration; limits Contractor’s liability for damages resulting from death, bodily injury, or damage to tangible property; or that conflicts with this provision in any way shall be void ab initio. Nothing in this Contract shall be construed as a waiver of any provision of §00-000-000 C.R.S. Any term included in this Contract that limits Contractor’s liability that is not void under this section shall apply only in excess of any insurance to be maintained under this Contract, and no insurance policy shall be interpreted as being subject to any limitations of liability of this Contract.

  • PROHIBITED TO ACT/BID 4.1 No bankrupts is allowed to bid or act as agents. 4.2 Foreign Citizen/Foreign Company is only allowed to bid for the Property with the prior consent from the Foreign Investment Committee. In the event if no prior consent has been obtained then the Auctioneer shall at its absolute discretion accept or reject such bidding by Foreign Citizen/Foreign Company. 4.3 In the event a bankrupt bids or acts as agent in relation to the sale of the Property, the Bidding Deposit or Purchase Deposit, as the case may be, shall be forfeited to the Assignee/Bank and the Property may be put up for sale again at a date and time to be fixed by the Assignee/Bank or the Assignee/Bank may resolve the matter in any other manner that the Assignee/Bank deems fit. The Assignee/Bank’s decision shall be final and conclusive.

  • No Prohibited Transactions None of the Company, any of its Subsidiaries, or, to the Knowledge of the Company, any of their respective directors, officers, employees or agents has, with respect to any Employee Plan, engaged in or been a party to any breach of fiduciary duty or non-exempt “prohibited transaction” (as defined in Section 4975 of the Code or Section 406 of ERISA) that could reasonably be expected to result in the imposition of a material penalty assessed pursuant to Section 502(i) of ERISA or a material Tax imposed by Section 4975 of the Code, in each case applicable to the Company Group or any Employee Plan, or for which the Company Group has any indemnification obligation.

  • Prohibited Items Only refrigeration appliances supplied with the Room are to be used. No other refrigeration items are to be brought into the Room. In order for appliances to be used in the Residence, they must bear a visible serial number and a CSA or UL identification tag. Irons, toaster ovens, coffee makers, electric kettles protected by automatic “shut off” may be used. Appliances found in rooms that do not bear a CSA or UL identification tag will be removed by the Manager at the Resident’s expense, without liability to the Manager for spoilage or damage to the appliance removed. The following are prohibited: open coil hot plates, deep fryers, indoor barbecues, fondues and the like; pets; candles, incense, lava lamps, halogen lamps, large musical instruments or noise producing devices such as subwoofers and PA systems, illegal substances, alcohol and illegal drug paraphernalia, single serving glass alcohol containers (i.e. beer bottles, coolers, etc.), novelty glass liquor bottles, and large common source containers (i.e. kegs, 60oz containers); weapons, replica weapons, or any device that is designed for (or could be used for) the purpose to intimidate, threaten, harm, or kill.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!