PROSPECTUSES, SALES PROMOTION MATERIAL AND ADVERTISING. Broker-Dealer shall be provided, without any expense to Broker-Dealer, with prospectuses relating to the Variable Contracts and such other supplementary sales material as General Distributor determines is necessary or desirable for use in connection with sales of the Variable Contracts. NO SALES PROMOTION MATERIALS OR ANY ADVERTISING RELATING TO THE VARIABLE CONTRACTS, INCLUDING WITHOUT LIMITATION GENERIC ADVERTISING MATERIAL WHICH DOES NOT REFER TO INSURER BY NAME, SHALL BE USED BY BROKER-DEALER UNLESS THE SPECIFIC ITEM HAS BEEN APPROVED IN WRITING BY GENERAL DISTRIBUTOR PRIOR TO SUCH USE. In addition, Broker-Dealer shall not print, publish or distribute any advertisement, circular or any document relating to Insurer unless such advertisement, circular or document shall have been approved in writing by Insurer prior to such use. Upon termination of this Agreement, all prospectuses, sales promotion material, advertising, circulars, documents and software relating to the sales of Insurer's contracts shall be promptly turned over to Insurer free from any claim or retention of rights by the Broker-Dealer. Insurer represents that the prospectus and registration statement relating to the Variable Contracts contain no untrue statements of material fact or omission to state material fact, the omission of which makes any statement contained in the prospectus and registration statement misleading. Insurer agrees to indemnify Broker-Dealer from and against any claims, liabilities and expenses which may be incurred under the Securities Act of 1933, the Investment Company Act of 1940, common law or otherwise arising out of a breach of the agreement in this paragraph.
PROSPECTUSES, SALES PROMOTION MATERIAL AND ADVERTISING. Broker-Dealer shall be provided, without any expense to Broker-Dealer, with prospectuses relating to the Plans and such other material as GISC determines to be necessary or desirable for use in connection with sales of the Plans. No sales promotion materials or any advertising relating to the Plans shall be used by Broker-Dealer unless the specific item has been approved in writing by GISC.
PROSPECTUSES, SALES PROMOTION MATERIAL AND ADVERTISING. (a) Broker-Dealer shall be provided with prospectuses relating to the Insurance Securities and such other material as the Company determines to be necessary or desirable for use in connection with sales of such Policies. No sales promotion materials or any advertising relating to the Insurance Securities shall be used by Broker-Dealer unless the specific item has been approved in writing by the Company, which consent shall not be unreasonably withheld or delayed.
(b) Broker-Dealer shall be provided with advertising and sales material relating to the fixed Policies and such other material as the Company determines to be necessary or desirable for use in connection with sales of such Policies. No sales promotion materials or any advertising relating to the Fixed Policies shall be used by Broker-Dealer unless the specific item has been approved in writing by the Company, which consent shall not be unreasonably withheld or delayed.
(c) In addition, Broker-Dealer shall not print, publish or distribute any advertisement, circular or any document relating to the Company unless such advertisement, circular or document shall have been approved in writing by the Company; provided, however, that nothing herein shall prohibit Broker-Dealer from advertising fixed or variable insurance in general or on a generic basis.
PROSPECTUSES, SALES PROMOTION MATERIAL AND ADVERTISING. (a) Schwab shall be provided with prospectuses relating to the Contracts and such other material as GWFS determines to be necessary or desirable for use in connection with sales of such Contracts. Schwab shall require its Representative to deliver a then-current prospectus prior to or at the same time as the solicitation or sale of the Contracts.
(b) Schwab shall have the responsibility for developing, printing, and distributing, at its sole cost, all marketing materials to be used in connection with the offer and sale of the Contracts. As used herein, "marketing materials" shall mean any "advertisement" or "sales literature," as those terms are defined in FINRA Conduct Rule 2210(a), as amended from time to time, including any so-called "dealer only" materials, and including any material intended to be spoken in the solicitation of a Contract, such as telephone scripts, scripted answers to questions and slide show scripts but excluding Contract Prospectuses, registration statements, annual and semi-annual reports and other materials that are developed by the Company.
PROSPECTUSES, SALES PROMOTION MATERIAL AND ADVERTISING. Broker-dealer shall be provided, without any expense to Broker-dealer, with prospectuses relating to those of the Plans which are subject to federal securities laws and such other material as Clarendon determines to be necessary or desirable for use in connection with sales of those Plans. No sales promotion materials or any advertising relating to any of the securities-regulated Plans shall be used by Broker-dealer unless the specific item has been approved in writing by Clarendon. -------------------------------------------------------------------------------- VI GENERAL PROVISIONS --------------------------------------------------------------------------------
PROSPECTUSES, SALES PROMOTION MATERIAL AND ADVERTISING. Broker-Dealer shall be provided, without any expense to Broker-Dealer, with prospectuses relating to the Plans and such other material as CMC determines to be necessary or desirable for use in connection with sales of the Plans. No sales promotion materials or any advertising relating to the Plans shall be used by Broker-Dealer unless the specific item has been approved in writing by CMC. Approval shall not be unreasonably withheld or delayed. Broker-Dealer shall not print, publish or distribute any advertisement, circular or any document relating to the Plans or relating to AAL unless such advertisement, circular or document shall have been approved in writing by AAL or by CMC; and in the case of items within the scope of subparagraph (1) approved in writing by CMC. Provided, however, that nothing herein shall prohibit Broker-Dealer from advertising life insurance and annuities in general or on a generic basis.
PROSPECTUSES, SALES PROMOTION MATERIAL AND ADVERTISING. Broker-Dealer shall be provided, without any expense to Broker-Dealer, with prospectuses relating to the Plans and such other material as Clarendon determines to be necessary or desirable for use in connection with sales of the Plans. No sales promotion materials or any advertising relating to the Plans shall be used by Broker-Dealer unless the specific item has been approved in writing by Clarendon. ------------------------------------------------------------------------------- IV COMPENSATION -------------------------------------------------------------------------------
A. SUPERVISORY FEES, SERVICE FEES AND COMMISSIONS Supervisory and Service Fees payable to Broker-Dealer and commissions payable to Representatives in connection with the Plans shall be paid by Sun Life of Canada (U.S.) to the person(s) entitled thereto through Broker-Dealer or as otherwise required by law. Clarendon will provide Broker-Dealer with a copy of Sun Life of Canada (U.S.)'s current Supervisory and Service Fee Schedule. These fees and commissions will be paid as a percentage of premiums or purchase payments (Premiums and Purchase Payments) are hereinafter referred to collectively as "Payments") received in cash or other legal tender and accepted by Sun Life of Canada (U.S.) on applications obtained by the various Representatives of the Broker-Dealer. Upon termination of this Agreement, all compensation to the Broker-Dealer hereunder shall cease; however, Broker-Dealer shall continue to be liable for any chargebacks pursuant to the provisions of said Supervisory and Service Fee Schedule and Commission Schedule or for any other amounts advanced by or otherwise due Sun Life of Canada (U.S.) hereunder.
PROSPECTUSES, SALES PROMOTION MATERIAL AND ADVERTISING. Broker-Dealer shall be provided, without any expense to Broker-Dealer, with prospectuses relating to the Policies and such other material as CFA determines to be necessary or desirable for use in connection with sales of the Policies. No sales promotion materials or any advertising relating to the Policies shall be used by Broker-Dealer unless the specific item has been approved in writing by CFA. In addition, Broker-Dealer shall not print, publish or distribute any advertisement, circular or any document relating to CG Life unless such advertisement, circular or document shall have been approved in writing by CG Life; provided, however, that nothing herein shall prohibit Broker-Dealer from advertising variable insurance in general or on a generic basis. Upon termination of this Agreement, all prospectuses, sales promotion material, advertising, circulars, and documents relating to the sales of the Policies shall be promptly turned over to CG Life free from any claim or retention of rights by the Broker-Dealer.
PROSPECTUSES, SALES PROMOTION MATERIAL AND ADVERTISING. (a) Broker-Dealer shall be provided with prospectuses relating to the Insurance Securities and such other material as CFA determines to be necessary or desirable for use in connection with sales of the Insurance Securities. No sales promotion materials or any advertising relating to the Insurance Securities shall be used by Broker-Dealer unless the specific item has been approved in writing by CFA, which consent shall not be unreasonably withheld or delayed.
PROSPECTUSES, SALES PROMOTION MATERIAL AND ADVERTISING. General Agent shall be provided, without any expense to General Agent, with prospectuses relating to those of the Plans which are subject to federal securities laws and such other material as Sentry determines to be necessary or desirable for use in connection with sales of those Plans. No sales promotion materials or any advertising relating to any of the securities-regulated Plans shall be used by General Agent or its sub-agents unless the specific item has been approved in writing by SESI.
