Registration and Licenses Sample Clauses

Registration and Licenses. The Broker-Dealer represents that it is a registered Broker-Dealer with the SEC and a member in good standing of the National Association of Securities Dealers, Inc. ("NASD"). The Broker-Dealer represents that it is or will become registered, licensed and appointed to sell the Products, as required under the securities and insurance laws of those jurisdictions where its registered representatives will solicit, offer and sell the Products. The Broker-Dealer represents that each registered representative who solicits, offers and sells the Products will be a duly registered representative of the Broker-Dealer. The Broker-Dealer represents that each registered representative will hold all registrations and licenses required by the NASD and any applicable jurisdiction to sell the Products.
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Registration and Licenses. I am a licensed mental health counselor and am registered with the State of Washington, Department of Health as required by law, and I currently meet all of the Washington State requirements for Licensed Mental Health Counseling. I hold a Masters Degree in Applied Behavioral Science/Systems Counseling from Bastyr University, a Bachelor’s Degree in Liberal Arts with an emphasis in psychology from Antioch University and a Certificate in Chemical Dependency Counseling from Xxxxxxx Community College. I meet all the Washington State requirements for Chemical Dependency Counseling and for Licensed Mental Health Counseling. Licensed Mental Health Counselor # LH00010662 Chemical Dependency Counselor # CP00001947 Eastside Center For Family Facility License # 17 1097 00 My education and training is in mental health counseling, chemical dependency counseling and marriage and family therapy. I have extensive training and experience in the area of addictions and relapse prevention with adults, teens and families. I also have experience in grief and loss, anxiety, depression and codependency counseling. I have received training in Xxxxxxx Method Relationship Therapy level one through three and plan to seek certification after completing level four. I have been in the field of counseling since 1991. I have 24 years of experience providing chemical dependency treatment to adolescents and adults in inpatient and outpatient settings. My experience encompasses work in community-­‐based agencies in Seattle to work in high profile inpatient treatment at The Xxxxx Xxxx Center. I have 14 years of experience providing mental health counseling and couples and family therapy with 11 years of that work in private practice. Washington Mental Health Counselors Association, National Association for Addiction Professionals, Seattle Counselors Association, American Group Psychotherapy Network I am a cognitive behaviorist in therapeutic orientation. My intent is to listen, validate, and empower your internal abilities while challenging the self-­‐defeating thoughts and behaviors that continue to create emotional, mental and physical distress. In therapy I believe in looking for when effective behavior in your life takes place and helping you to note the same. Therapy also consists of defining problems, understanding relevant history, and designing interventions to alter behaviors, feelings, attitudes and thought patterns. The length of time you spend in therapy is solely up to you. I will...
Registration and Licenses. Lessee shall title, register and license the Vehicles in the name or names directed by Xxxxxx (including any lienholder designations directed by Lessor). Lessee shall promptly forward such title and/or certificate of registration to Lessor. Lessee shall also have the Vehicles inspected and pay for same as required by any governmental authority.
Registration and Licenses. 26.1 The Lessor shall not be responsible towards the Lessee for obtaining any licenses or confirmations from the authorities, required for the operation and management of the Lessee’s business at the Rented Property. In any event, the lease of the Rented Property to the Lessee, and/or the execution of alterations on the building, shall not be regarded a declaration or representation by the Lessor, that the Lessee will receive licenses for the operation of the Rented Property in accordance with the Purposes of the Lease. The Lessee hereby undertakes to obtain any license that he requires, and to see to it that his business is managed with the license required by any municipal, governmental, local or other authority, according to circumstances. If an order is issued against the Lessee prohibiting him from operating his business in the Rented Property, the Lessee shall immediately refrain from the prohibited use. 26.2 During the entire Rental Period, the Lessee shall care for the renewal of the required licenses and confirmations, to assure that the operation of the Rented Property, and the work performed therein, shall be done in compliance with any appropriate statutory provisions, and in compliance with the conditions of any license, and/or instructions, and/or regulations that will be issued, from time to time, by any authorized authorities, in relation or in connection with the business operated in the Rented Property. [Stamp: Aspen Real Estate Ltd. (Signature: illegible)] 26.3 If the Lessor did not begin his activities upon receiving possession of the Rented Property, among others, because he did not receive the required license as aforesaid in this paragraph, all provisions hereunder shall apply to the Lessee, and the non-obtainment of the said license shall not be a reason for the violation of any of his obligations hereunder. 26.4 In the event that any authority subjected the issuance of the license for the operation of the Lessee’s business in the Rented Property to the execution of alterations within the Rented Property, the Lessee shall need to request, in advance, the Lessor’s consent for the execution of such aforesaid alterations. The Lessor shall be entitled to agree, or not to agree, to any such aforesaid alteration. If the Lessor agrees to the alteration, the Lessee shall execute it at his own expense, subject to the conditions imposed, if any, by the Lessor. 26.5 The Lessee hereby declares that he is well versed in his business, and in the ...

Related to Registration and Licenses

  • Registration and Listing 15 Section 3.3

  • Registration of Agreement The registration of License agreements should be done within 30 days of signing of agreement, the licensee/ lessee (registration fees, stamp duty etc to be fully borne by the licensee/lessee) and the duly registered documents to be submitted to Maha-Metro for records. Any amendment in the contract agreement, if required to be registered, shall also be registered within 30 days from the date of amendment and duly registered documents shall be submitted to Maha-Metro for record. In case the registration of the license/lease agreement /amendment is not done within the 30 days of signing of license/lease agreement/ amendment, it shall be treated as “Material Breach of Contract”. The Licensee will be given 30 days time to cure the defaults In case Licensee fail to remedify the default to the satisfaction of the Maha-Metro within the cure period, Maha-Metro may terminate the License agreement after expiry of cure period duly forfeiting the security deposit/ any other amount paid by Licensee.

  • Protection and Registration of Intellectual Property Rights (a) Each Co-Borrower shall (i) protect, defend and maintain the validity and enforceability of its Intellectual Property material to Borrower’s business; (ii) promptly advise Bank in writing of material infringements or any other event that could reasonably be expected to materially and adversely affect the value of its Intellectual Property material to Borrower’s business; and (iii) not allow any Intellectual Property material to a Co-Borrower’s business to be abandoned, forfeited or dedicated to the public without Bank’s written consent. (b) If a Co-Borrower (i) obtains any Patent, registered Trademark, registered Copyright, registered mask work, or any pending application for any of the foregoing, whether as owner, licensee or otherwise, or (ii) applies for any Patent or the registration of any Trademark, then such Co-Borrower shall, within the later of (A) fifteen (15) days from the date of such application or (B) on the next Compliance Certificate delivered in accordance with the terms of Section 6.2 hereof, provide written notice thereof to Bank and shall execute such intellectual property security agreements and other documents and take such other actions as Bank may request in its good faith business judgment to perfect and maintain a first priority perfected security interest in favor of Bank in such property. If a Co-Borrower decides to register any Copyrights or mask works in the United States Copyright Office, such Co-Borrower shall: (x) provide Bank with at least fifteen (15) days prior written notice of such Co-Borrower’s intent to register such Copyrights or mask works together with a copy of the application it intends to file with the United States Copyright Office (excluding exhibits thereto); (y) execute an intellectual property security agreement and such other documents and take such other actions as Bank may request in its good faith business judgment to perfect and maintain a first priority perfected security interest in favor of Bank in the Copyrights or mask works intended to be registered with the United States Copyright Office; and (z) record such intellectual property security agreement with the United States Copyright Office contemporaneously with filing the Copyright or mask work application(s) with the United States Copyright Office. Each Co-Borrower shall promptly provide to Bank copies of all applications that it files for Patents or for the registration of Trademarks, Copyrights or mask works, together with evidence of the recording of the intellectual property security agreement required for Bank to perfect and maintain a first priority perfected security interest in such property.

  • Registration Rights of Third Parties Except as set forth in the Registration Statement, the Pricing Disclosure Package and the Prospectus, no holders of any securities of the Company or any rights exercisable for or convertible or exchangeable into securities of the Company have the right to require the Company to register any such securities of the Company under the Securities Act or to include any such securities in a registration statement to be filed by the Company.

  • Registration and Transfer (a) The Fiscal Agent shall maintain, as agent of the Issuer for the purpose, at its office in London, a register for (i) registering and maintaining a record of the aggregate holdings of all DTC Global Securities and the International Global Security, (ii) registering transfers between holders of the Global Securities, (iii) registering and maintaining a record of the aggregate holdings of all definitive registered Securities, (iv) registering transfers between holders of the definitive registered Securities and (v) registering and maintaining a record of any further issues of Securities pursuant to Section 9 of this Agreement and any subsequent transfers thereof. In addition, the Fiscal Agent will (i) maintain and promptly update the respective Schedules to the DTC Global Securities and the International Global Security, and (ii) ensure that the sum of the respective aggregate principal amounts shown by the latest entry in the respective Schedules to the DTC Global Securities and the International Global Security does not exceed $2,000,000,000, plus the aggregate principal amount of any additional Securities issued by the Issuer in accordance with Section 9 of this Agreement, at any one time. Upon presentation for the purpose at the said office of the Fiscal Agent of any Security duly endorsed by, or accompanied by delivery of a written instrument of transfer in form approved by the Fiscal Agent duly executed by, the registered holder of the Security, or the registered holder’s attorney thereunto duly authorized in writing, such Security shall be transferred upon such register and a new Security, bearing the guarantee of Japan in the form herein provided for, shall be authenticated and delivered in the name of the transferee. Transfers and exchanges of Securities shall be subject to such reasonable regulations as may be prescribed by the Issuer. Upon presentation for transfer or exchange of any Security in definitive form at any office of any transfer agent accompanied by a written instrument of transfer in a form approved by the Fiscal Agent duly executed by the registered holder or such registered holder’s attorney duly authorized in writing, such Security and written instrument shall be forwarded to the office of the Fiscal Agent. In addition, any transfer agent shall provide to Fiscal Agent such information as the Fiscal Agent may reasonably require in connection with the delivery by such transfer agent of Securities in the definitive form in exchange for other Securities. (b) When book-entry interests in Securities are to be transferred from the account of a DTC participant holding a beneficial interest in a DTC Global Security to the account of a Euroclear or Clearstream accountholder wishing to purchase a beneficial interest in an International Global Security, on the settlement date, the custodian of the DTC Global Security, initially Union Bank, N.A., will instruct the Fiscal Agent to: • decrease the amount of Securities registered in the name of the nominee of DTC and evidenced by the relevant DTC Global Security; and • increase the amount of Securities registered in the name of the nominee of the common depositary for Euroclear and Clearstream, and evidenced by the International Global Security. Book-entry interests will be delivered free of payment to Euroclear or Clearstream as the case may be, for credit to the relevant accountholder on the first Business Day following the settlement date. (c) When book-entry interests in the Securities are to be transferred from the account of a Euroclear or Clearstream accountholder to the account of a DTC participant wishing to purchase a beneficial interest in a DTC Global Security, on the settlement date, the common depositary for Euroclear and Clearstream will: • transmit appropriate instructions to the custodian of the DTC Global Security, initially Union Bank, N.A., who will in turn deliver such book-entry interests free of payment to the relevant account of the DTC participants; and • instruct the Fiscal Agent to: • decrease the amount of Securities registered in the name of the nominee of the common depositary for Euroclear and Clearstream, and evidenced by the International Global Security; and • increase the amount of Securities registered in the name of the nominee of DTC and evidenced by the relevant DTC Global Security.

  • Registration and Indorsement It will ensure that all financial assets (other than cash) credited to the Collateral Account are registered in the name of the Financial Institution, indorsed to the Financial Institution or in blank or credited to another securities account maintained in the name of the Financial Institution and that no financial asset credited to the Collateral Account is registered in the name of the Grantor, payable to the order of the Grantor or specially indorsed to the Grantor unless it has been indorsed to the Financial Institution or in blank.

  • Licenses and Registrations It has all governmental, regulatory, self-regulatory, and exchange licenses, registrations, memberships, and approvals required to act as investment adviser to the Fund and it will obtain and maintain any such required licenses, registrations, memberships, and approvals.

  • Registration Rights Agreements As a further inducement for the Purchaser to purchase the Private Placement Shares, at the time of the completion of the IPO, the Company and the Purchaser shall enter into a registration rights agreement, substantially in the form of Exhibit B hereto, pursuant to which the Company will grant certain registration rights to the Purchaser relating to the Private Placement Shares.

  • REGISTRATION AND RECORDATION Subject to the compliance by Lessor and Owner Participant with their respective obligations under Section 13 of the Participation Agreement, Lessee shall cause the Aircraft to be, and at all times during the Term to remain, duly registered with the FAA under the Act or with such other country of registry as shall be permitted under Section 7.1.2 below, in the name of Lessor as owner and lessor (except to the extent that such registration under the Act cannot be effected with the FAA because of Lessor's or Owner Participant's failure to comply with the citizenship requirements for registration of the Aircraft under the Act). Lessor shall execute and deliver all such documents as Lessee (or any Permitted Sublessee) may reasonably request for the purpose of effecting and continuing such registration. Unless Mortgagee has given Lessee notice that the Trust Indenture has been discharged, Lessee shall also cause the Trust Indenture to be duly recorded and at all times maintained of record as a first-priority perfected mortgage (subject to Permitted Liens) on the Aircraft, the Airframe and each of the Engines (except to the extent such perfection or priority cannot be maintained solely as a result of the failure by Lessor or Mortgagee to execute and deliver any necessary documents).

  • SEC Registration and Reporting a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

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