Regulated Entity. Neither such Guarantor nor any Person controlling such Guarantor is: (a) an “investment company” within the meaning of the Investment Company Act of 1940; or (b) subject to regulation by any federal or state statute or regulation limiting such Guarantor’s ability to incur such Guarantor’s obligations hereunder.
Regulated Entity. It is understood by the Parties that the business of XM is regulated by the FCC and that nothing set forth in this Agreement shall be construed (i) to require XM to act in a manner inconsistent with FCC Rules, or the informal interpretations thereof communicated from time to time by the FCC staff, or (ii) to prevent XM from taking positions on issues relating to its FCC license or other rules and regulations applicable to XM, or the appropriate interpretation thereof.
Regulated Entity. Any natural or legal person whose civil aviation safety and environmental testing and approval activities are subject to the statutory and regulatory jurisdiction of one or both of the Parties.
Regulated Entity. Associated Foreign Exchange, Inc. is authorized to operate as a money transmitter in all United States jurisdictions where it conducts business. See xxxxx://xxx.xxxx.xxx/unitedstates/ compliance_legal.php for additional information.
Regulated Entity. (a) Except as listed in SCHEDULE 2.23(a), Company and the Business are not regulated by any Laws (other than Laws that apply to corporations generally).
(b) SCHEDULE 2.23(b) lists all of the material Contracts that are subject to regulation of the Laws referred to in clause (a) between Company and one or more third parties ("REGULATORY CONTRACTS") and Company has provided Buyer with a copy of each such Regulatory Contract listed on such Schedule. Company is in compliance in all material respects with all of the provisions of the Regulatory Contracts, including its obligations thereunder and representations and warranties made therein.
(c) Except as described in SCHEDULE 2.23(c), Company has not been subject to any regulatory proceeding, investigation, complaint, civil action, arbitration proceeding, or other proceeding by the Department of Justice, Federal Trade Commission, any other federal agency, any applicable state agency or person alleging a material violation of any applicable federal or state consumer credit law, including the Consumer Credit Protection Act, the Truth in Lending Act, the Fair Credit Reporting Act, the Fair Credit Billing Act, the Equal Credit Opportunity Act, the Fair Debt Collections Practices Act, the Real Estate Settlement Procedures Act, the Graxxx-Xxxxx-Xxxxxx Xxt, all federal regulatory rules and regulations promulgated pursuant to these laws, all federal state and local privacy laws, rules and regulations, all applicable state laws and regulations relating to consumer credit and use of credit reports. Company is not a mortgage broker and is not subject to the laws relating to mortgage brokers.
(d) Without limiting the generality of the foregoing, Company has not engaged in any activities and does not engage in any activities and is not obligated (other than in the Experian Agreement) to engage in any activities that would cause Company to be a consumer reporting agency under the Laws referenced in Section 2.23(c) above.
Regulated Entity. The Company understands that Kind Destination Sponsor and its affiliates are regulated entities. Nothing in this Agreement shall require Kind Destination Sponsor to take any action which in any way violates applicable laws or regulations in sole the opinion of Kind Destination Sponsor or its counsel.
Regulated Entity. It is understood by the Parties that the business of CSR is regulated by the CRTC and that nothing set forth in this Agreement shall be construed (i) to require CSR to act in a manner inconsistent with rules or regulations of CRTC, or the informal interpretations thereof communicated from time to time by the staff of CRTC (provided that CSR represents and warrants that nothing contained in this Agreement is. inconsistent therewith as of the date first above written), or (ii) to prevent CSR from taking positions on issues relating to its license or other rules and regulations applicable to CSR, or the appropriate interpretation thereof. If the CRTC determines that the method of reconfiguring the CSR Receivers in New GM Enabled Vehicles to receive the CSR Service (as opposed to the XM Service) is deficient, the Parties will cooperate and will make commercially reasonable efforts to address the concerns of the CRTC.
Regulated Entity. The business operations of the PB Companies are not subject to regulation by any foreign, federal, state or local regulatory agency or body or similar Governmental Authority except as set forth in the Disclosure Letter.
Regulated Entity. The Company understands that Sponsor and its affiliates are regulated entities. Nothing in this Agreement shall require Sponsor to take any action which in any way violates applicable laws or regulations in the opinion of Sponsor's counsel.
Regulated Entity
