Regulation Pillar Sample Clauses

Regulation Pillar. (i) The Participants shall keep the relevant matters under this Pillar on the agendas of the ordinary meetings foreseen in item 5.3 of Clause Fifth of the Agreement, during which the attending representatives of CVM and ANBIMA shall align their understandings regarding public or self-regulatory rules then in force and shall discuss trends of the funds' industry, its regulatory or self-regulatory weaknesses and any necessary improvements.
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Regulation Pillar. During the term of this Agreement, the Regulation Pillar shall be carried out by representatives of the Market Development Superintendence (MDS) and the Institutional Investors Relation Superintendence (SIN) on CVM's side, and representatives of ANBIMA's Representation and Supervision internal team, to discuss regulatory and self-regulatory issues related to investment funds and related topics. As a goal, it is established that the relevant matters under this Pillar shall be discussed in the ordinary meetings provided for in item 5.3 of Clause Fifth of the Agreement.

Related to Regulation Pillar

  • Federal Reserve Regulations (a) None of Holdings, the Borrower or any of the Subsidiaries is engaged principally, or as one of its important activities, in the business of extending credit for the purpose of buying or carrying Margin Stock.

  • Board of Governors (hereinafter called the Board) is the body referred to by that name in the Carleton University Act.

  • Fire Regulations All Exhibitors must comply with the regulations of the local authority and applicable law as they relate to the design and construction of Exhibition stands, and the use of suitably fireproofed materials.

  • Fire, Life Safety, and Accessibility Codes The following codes, in the versions approved by the Georgia State Fire Marshal/Fire Safety Commissioner and Department of Human Resources, shall be used. The Design Professional will designate any additional codes or special modifications in the Supplementary General Conditions.

  • Financial Management Standards The financial management systems of Grantee must meet the following standards:

  • Enterprise Information Management Standards Grantee shall conform to HHS standards for data management as described by the policies of the HHS Office of Data, Analytics, and Performance. These include, but are not limited to, standards for documentation and communication of data models, metadata, and other data definition methods that are required by HHS for ongoing data governance, strategic portfolio analysis, interoperability planning, and valuation of HHS System data assets.

  • Investment Company Act The Company will conduct its affairs in such a manner so as to reasonably ensure that neither it nor its subsidiaries will be or become, at any time prior to the termination of this Agreement, an “investment company,” as such term is defined in the Investment Company Act, assuming no change in the Commission’s current interpretation as to entities that are not considered an investment company.

  • Applicable Regulations If an issue relating to investments is covered both by this Agreement and by the national legislation of one Contracting Party or by international conventions, existing or to be subscribed to by the Parties in the future, the investors of the other Contracting Party shall be entitled to avail themselves of the provisions that are the most favourable to them.

  • Margin Regulations Neither the making of any Loan hereunder nor the use of the proceeds thereof will violate the provisions of Regulation T, U or X of the Board.

  • Sponsored Investment Entity and Controlled Foreign Corporation A Financial Institution described in subparagraph B(1) or B(2) of this section having a sponsoring entity that complies with the requirements of subparagraph B(3) of this section.

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