REPORTS AND CONFIRMATIONS Sample Clauses

REPORTS AND CONFIRMATIONS. 27.1. Information on Order(s) status, Client Account status, Trade Confirmations and messaging Facility between the Parties will be sent to the Client either in Electronic Form by E-mail to the E-mail Address which the Company will have on record and/or provided via its Internal Mail System of the Company Online Trading System.
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REPORTS AND CONFIRMATIONS. 23.1 Information on Order(s) status, Client Account status, Trade Confirmations and messaging Facility between the Parties will be sent to the Client either in Electronic Form by E-mail to the E-mail Address which the Company will have on record and/or provided via its Internal Mail System of the Company Online Trading System. 23.2 The Client is obliged to provide the Company with E-mail address for the purposes of paragraph 23.1. It is the Client’s responsibility to inform the Company of any change to his E-mail address, (or any other relevant personal information), the non-receipt of a Confirmation, or whether any Confirmations are incorrect before Settlement. 23.3 The Company will send to the Client, in the method specified above in paragraph 23.1, a Trade Confirmation in respect of each Executed Order. Trade Confirmations will be sent prior to the close of the Back Office on the Business Day following the day on which the Order is executed or if the Confirmation is received from a Third Party, no later than the first Business Day following receipt of the Confirmation. 23.4 If the Client has a reason to believe that the Confirmation is inconsistent or if the Client does not receive any Confirmation, (though the Transaction was made), the Client shall contact the Company. Trade Confirmations shall, in the absence of manifest error, be deemed conclusive unless the Client notifies the Company in writing to the contrary within two (2) Business Days following the Day of receipt of the said Trade Confirmation. 23.5 If the Company holds Client money, it shall send to him at least once every year a Statement of those Funds unless such a Statement has been provided in any other periodic Statements. 23.6 The Company will provide the Client with an online access to his Client Account via the Company Online Trading System, which will provide him with sufficient information in order to manage his Client Account and comply with CySEC Rules in regards to Client Reporting requirements, therefore the Company may not be providing the Client with a separate Annual Statements, (as stated in paragraph 23.5).
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REPORTS AND CONFIRMATIONS. 27.1. Information on Order(s) status, Client Account status, Trade Confirmations and messaging Facility between the Parties will be sent to the Client either in Electronic Form by E-mail to the E-mail Address which the Company will have on record and/or provided via its Internal Mail System of the Company Online Trading System. 27.2. The Client is obliged to provide the Company with E-mail address for the purposes of paragraph 23.1. It is the Client’s responsibility to inform the Company of any change to his E-mail address, (or any other relevant persona information), the non-receipt of a Confirmation, or whether any Confirmations are incorrect before Settlement. 27.3. The Company will send to the Client, in the method specified above in paragraph 23.1, a Trade Confirmation in respect of each Executed Order. Trade Confirmations will be sent prior to the close of the Back Office on the Business Day following the day on which the Order is executed or if the Confirmation is received from a Third Party, no later than the first Business Day following receipt of the Confirmation. 27.4. If the Client has a reason to believe that the Confirmation is inconsistent or if the Client does not receive any Confirmation, (though the Transaction was made), the Client shall contact the Company. Trade Confirmations shall, in the absence of manifest error, be deemed conclusive unless the Client notifies the Company in writing to the contrary within two
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REPORTS AND CONFIRMATIONS. Confirmation reports of orders and customer account statements shall be deemed correct, conclusive, and binding on the customer unless the customer makes a written objection within one day of receiving the report. Instead of mailing transaction confirmations, Xxx Xxxx Golden Company Limited will provide customers with access to their accounts via online channels for viewing at any time. Customer objections must be sent to the address provided on the Xxx Xxxx Golden Company Limited website, which may change from time to time, and customers should request a return receipt. If no objection is made, all actions taken by Xxx Xxxx Golden Company Limited or its introducers before the customer receives the report shall be deemed approved. Failure to receive a transaction confirmation does not relieve the customer of the obligation to make the aforementioned objections.
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REPORTS AND CONFIRMATIONS. The Parties will enter Transactions in Recordings, which together with written reports provided under this Section 2.7, will memorialize those Transactions not memorialized by a separate written Confirmation document. Not later than two (2) Business Days following the execution of any Transaction(s) with Third Parties under which TPS, as principal, is purchasing or selling Products pertaining to Customer’s Load under this Agreement, TPS will deliver a report to Customer concerning (a) the quantity TPS has sold, or the quantity TPS has purchased, (b) the term of each Transaction, (c) the price that TPS expects to receive or pay under each Transaction, (d) the performance obligation of each Transaction, (e) the agreed-upon Point(s) of Delivery, and (f) any other material terms agreed to by TPS as to purchases and sales of Products to be delivered to Customer’s Load. TPS will also provide periodic reports of Transactions regarding sales of Products into the CAISO market. The Parties agree that, notwithstanding anything in the WSPP Agreement, TPS’s Recordings and its provision of this report will be deemed the Confirmation under the WSPP Agreement for all Transactions, of one month or less in duration. For Transactions longer than one month, the Parties will memorialize the Transactions in a written Confirmation under the WSPP Agreement. Provided Transactions have been authorized under this Agreement or otherwise approved by Customer, Customer shall be obligated to deliver to TPS or receive delivery from TPS at the applicable Point(s) of Delivery the type and quantities of each Product specified in the Confirmation or report for the specified terms. The Parties will enter written Confirmations to memorialize Transactions of one month or longer. For Transactions entered after Customer’s normal business hours, Customer will provide TPS with trading parameters to govern TPS’s activities. On the next Business Day, TPS will provide Customer with a report of Transactions entered outside of Customer’s normal business hours.
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Related to REPORTS AND CONFIRMATIONS

  • Statements and Confirmations The Securities Intermediary will promptly send copies of all statements, confirmations and other correspondence concerning the Collateral Account and any financial assets credited thereto simultaneously to each of the Purchase Contract Agent and the Collateral Agent at their addresses for notices under this Agreement.

  • Counterparts and Confirmations (i) This Agreement (and each amendment, modification and waiver in respect of it) may be executed and delivered in counterparts (including by facsimile transmission), each of which will be deemed an original. (ii) The parties intend that they are legally bound by the terms of each Transaction from the moment they agree to those terms (whether orally or otherwise). A Confirmation shall be entered into as soon as practicable and may be executed and delivered in counterparts (including by facsimile transmission) or be created by an exchange of telexes or by an exchange of electronic messages on an electronic messaging system, which in each case will be sufficient for all purposes to evidence a binding supplement to this Agreement. The parties will specify therein or through another effective means that any such counterpart, telex or electronic message constitutes a Confirmation.

  • Financial Information Certifications The Parties agree to cooperate with each other in such manner as is necessary to enable the principal executive officer or officers, principal financial officer or officers and controller or controllers of each of the Parties to make the certifications required of them under Sections 302, 404 and 906 of the Xxxxxxxx-Xxxxx Act of 2002.

  • Reports and Statements The Lending Agent shall furnish the Client with the reports and statements set forth in the Securities Lending Guidelines or as otherwise agreed from time to time.

  • Other Reports and Filings Promptly after the filing or delivery thereof, copies of all financial information, proxy materials and reports, if any, which the Borrower or any of its Subsidiaries shall publicly file with the Securities and Exchange Commission or any successor thereto (the "SEC") or deliver to holders (or any trustee, agent or other representative therefor) of its material Indebtedness pursuant to the terms of the documentation governing such Indebtedness.

  • Reports and Filings Assist in the preparation of (but not pay for) all periodic reports by the Fund to its shareholders and all reports and filings required to maintain the registration and qualification of the Funds and Fund shares, or to meet other regulatory or tax requirements applicable to the Fund , under federal and state securities and tax laws.

  • Reports and Notices a. The Custodian shall keep adequate records of transactions it is required to perform hereunder. After the close of each calendar year, the Custodian shall provide to the depositor or his or her legal representative a written report or reports reflecting the transactions effected by it during such year and the assets and liabilities of the custodial account at the close of the year. b. All communications or notices shall be deemed to be given upon receipt by the Custodian at: U.S. Bank, N.A., P.O. Box 701, Milwaukee, Wisconsin 53201- 0701 or the depositor at his or her most recent address shown in the Custodian’s records. The depositor agrees to advise the Custodian promptly, in writing, of any change of address.

  • COPIES OF REGULATORY REPORTS AND FILINGS Upon reasonable request, Competitive Supplier shall provide to the Town a copy of each public periodic or incident-related report or record relating to this ESA which it files with any Massachusetts or federal agency regulating rates, service, compliance with environmental laws, or compliance with affirmative action and equal opportunity requirements, unless the Competitive Supplier is required by law or regulation to keep such reports confidential. The Town shall treat any reports and/or filings received from Competitive Supplier as confidential information subject to the terms of Article 16. Competitive Supplier shall be reimbursed its reasonable costs of providing such copies.

  • Reaffirmation and Confirmation Borrower hereby ratifies, affirms, acknowledges and agrees that the Credit Agreement and the other Loan Documents to which it is a party represent the valid, enforceable and collectible obligations of Borrower, and further acknowledges that there are no existing claims, defenses, personal or otherwise, or rights of setoff whatsoever with respect to the Credit Agreement or any other Loan Document. Borrower hereby agrees that this Amendment in no way acts as a release or relinquishment of the Liens and rights securing payments of the Obligations. The Liens and rights securing payment of the Obligations are hereby ratified and confirmed by Borrower in all respects.

  • Reports and Records The Custodian shall: 11.1 create and maintain records relating to the performance of its obligations under this Agreement; 11.2 make available to the Fund, its auditors, agents and employees, upon reasonable request and during normal business hours of the Custodian, all records maintained by the Custodian pursuant to Section 11.1 above, subject, however, to all reasonable security requirements of the Custodian then applicable to the records of its custody customers generally; and 11.3 make available to the Fund all Electronic Reports; it being understood that the Custodian shall not be liable hereunder for the inaccuracy or incompleteness thereof or for errors in any information included therein except to the extent that such inaccuracy, incompleteness or errors are the result of the Custodian's negligence, bad faith or willful misconduct. All such reports and records shall, to the extent applicable, be maintained and preserved in conformity with the 1940 Act and the rules and regulations thereunder. The Fund shall examine all records, howsoever produced or transmitted, promptly upon receipt thereof and notify the Custodian promptly of any discrepancy or error therein. Unless the Fund delivers written notice of any such discrepancy or error within a reasonable time after its receipt thereof, such records shall be deemed to be true and accurate. It is understood that the Custodian now obtains and will in the future obtain information on the value of assets from outside sources which may be utilized in certain reports made available to the Fund. The Custodian deems such sources to be reliable but it is acknowledged and agreed that the Custodian does not verify nor represent nor warrant as to the accuracy or completeness of such information and accordingly shall be without liability in selecting and using such sources and furnishing such information as long as the Custodian has shown due diligence in attempting to receive complete and accurate information.

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