Reports and Voting Clause Samples

Reports and Voting. (a) Subject to the requirements of Applicable Laws, Manulife and the Nominee shall have no duty or obligation to exercise the voting rights or other elective rights of the investments subscribed/ acquired or received/held for you. (b) Under such circumstance, you agree that Manulife and the Nominee shall be exempted from any duty and obligation in respect of notification and delivery of any proxy or other document issued to you, unless otherwise provided in Applicable Laws.
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Reports and Voting. 6.1 Subject to the requirements of the Applicable Regulations, the Company and the custodian shall have no duty or obligation to exercise the voting rights or other elective rights of any Units subscribed or acquired, or received or held for the Client, except upon the prior written Instructions of the Client or any Authorised Person in such form and by such time as prescribed by the Company from time to time, and then only upon such terms, conditions, indemnities, fees and charges as agreed upon between the Company and the Client. 6.2 In the absence of such Instructions and agreements, the Company and the custodian shall be entitled to, but not obliged to, exercise the voting rights or other elective rights of any Fund (if any). Under such circumstance, the Client agrees that the Company and the custodian may be exempted from any duty and obligation in respect of notification and delivery of any proxy or other document issued to the Client, unless otherwise provided in the Applicable Regulations.
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Reports and Voting. (a) Subject to the requirements of the applicable law, we and any appointed custodian shall have no duty or obligation to exercise the voting rights or other elective rights of any Units subscribed or acquired, or received or held for you, except upon your prior written instructions (or instructions from an Authorised Person) in such form and by such time as prescribed by us from time to time, and then only upon such terms, conditions, indemnities, fees and charges as agreed. (b) In the absence of such instructions and agreements, we and any appointed custodian shall be entitled to, but not obliged to, exercise the voting rights or other elective rights of any Fund (if any). Under such circumstance, you agree that we and any appointed custodian may be exempted from any duty and obligation in respect of notification and delivery of any proxy or other document issued to you, unless otherwise provided in Applicable Regulations.
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Reports and Voting. (a) Subject to the requirements of Applicable Laws, Fidelity and the Nominees shall have no duty or obligation to exercise the voting rights or other elective rights of the investments Fidelity Group Company involved in any such promotion may not maintain any licenses, authorisations or registrations outside Hong Kong. Any issue of Shares will not take effect until a valid subscription is received in accordance with the Fund Offering Documents in Hong Kong.
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Reports and Voting. 5.1 Subject to the requirements of the Applicable Regulations, the Bank and the custodian shall have no duty or obligation to exercise the voting rights or other elective rights of any Units subscribed or acquired, or received or held for the Customer, except upon the prior written Instructions of the Customer in such form and by such time as prescribed by the Bank from time to time, and then only upon such terms, conditions, indemnities, fees and charges as agreed upon between the Bank and the Customer. 5.2 In the absence of such Instructions and agreements, the Bank and the custodian shall be entitled to, but not obliged to, exercise the voting rights or other elective rights of any Fund (if any). Under such circumstance, the Customer agrees that the Bank and the custodian may be exempted from any duty and obligation in respect of notification and delivery of any proxy or other document issued to the Customer, unless otherwise provided in the Applicable Regulations.
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Reports and Voting. (a) Subject to the requirements of the applicable law, we and any appointed custodian shall have no duty or obligation to exercise the voting rights or other elective rights of any Units subscribed or acquired, or received or held for you, except upon your prior written instructions (or instructions from an Authorised Person) in such form and by such time as prescribed by us from time to time, and then only upon such terms, conditions, indemnities, fees and charges as agreed. (b) In the absence of such instructions and agreements, we and any appointed custodian shall be entitled to, but not obliged to, exercise the voting rights or other (a) Upon termination of the Client Services Agreement or termination of the Fund Subscription Services, in the absence of any other arrangement mutually agreed between you and FUTU AU, we are authorised, at our discretion to: (i) cause any Units then held by the custodian for your account to be redeemed or otherwise dealt with on the effective date of termination of the Fund Account, or if that day is not a dealing day or is after the latest time for dealing as specified in the offering document of such Fund, on the next dealing day (‘Effective Date’) and for the redemption or dealing proceeds thereof (after settling any outstanding liabilities, costs and expenses owed to us or the Futu Group) to be remitted to you and/or settle any liability incurred by you, FUTU AU or any custodian; (ii) cause any Units then held by the custodian for your account to be transferred by the custodian on the Effective Date directly to you (if applicable); and (iii) cancel any unexecuted transactions. You (or, in this Schedule 2, the ‘Client’) should read these risk disclosure statements carefully. These statements form an integral part of this agreement. By executing this agreement, the Client acknowledges that it has received and read these statements and confirms its understanding of the risks which may arise in connection with the investments and transactions relating to the accounts. The products and services whose risks are outlined within this Schedule are available only at the discretion of FUTU AU and may not necessarily be made available or offered in certain countries. Nothing in this Schedule shall be considered or construed as an offer, invitation, solicitation or inducement by FUTU AU to enter into any particular investment or transaction nor as a holding out by FUTU AU that it is conducting business in activities involving such...
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Reports and Voting. The Trustee will deliver to each Participant, as promptly as practicable, by mail or otherwise, all notices of meetings, forms of proxy, statements and other material distributed by the Company to holders of Shares. There is no charge to Participants for the Trustee’s retention of certificates representing the Shares, or in connection with notices or other such material. Whole Shares allocated to a Participant’s Account shall be voted by the Trustee in accordance with the directions, if any, of the Participant.
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Related to Reports and Voting

  • Reports and Filings Assist in the preparation of (but not pay for) all periodic reports by the Fund to its shareholders and all reports and filings required to maintain the registration and qualification of the Funds and Fund shares, or to meet other regulatory or tax requirements applicable to the Fund , under federal and state securities and tax laws.

  • Reports and Notices a. The Custodian shall keep adequate records of transactions it is required to perform hereunder. After the close of each calendar year, the Custodian shall provide to the depositor or his or her legal representative a written report or reports reflecting the transactions effected by it during such year and the assets and liabilities of the custodial account at the close of the year. b. All communications or notices shall be deemed to be given upon receipt by the Custodian at: U.S. Bank, N.A., P.O. Box 701, Milwaukee, Wisconsin 53201- 0701 or the depositor at his most recent address shown in the Custodian’s records. The depositor agrees to advise the Custodian promptly, in writing, of any change of address.

  • Reports and Records The Custodian shall: 11.1 create and maintain records relating to the performance of its obligations under this Agreement; 11.2 make available to the Fund, its auditors, agents and employees, upon reasonable request and during normal business hours of the Custodian, all records maintained by the Custodian pursuant to Section 11.1 above, subject, however, to all reasonable security requirements of the Custodian then applicable to the records of its custody customers generally; and 11.3 make available to the Fund all Electronic Reports; it being understood that the Custodian shall not be liable hereunder for the inaccuracy or incompleteness thereof or for errors in any information included therein except to the extent that such inaccuracy, incompleteness or errors are the result of the Custodian's negligence, bad faith or willful misconduct. All such reports and records shall, to the extent applicable, be maintained and preserved in conformity with the 1940 Act and the rules and regulations thereunder. The Fund shall examine all records, howsoever produced or transmitted, promptly upon receipt thereof and notify the Custodian promptly of any discrepancy or error therein. Unless the Fund delivers written notice of any such discrepancy or error within a reasonable time after its receipt thereof, such records shall be deemed to be true and accurate. It is understood that the Custodian now obtains and will in the future obtain information on the value of assets from outside sources which may be utilized in certain reports made available to the Fund. The Custodian deems such sources to be reliable but it is acknowledged and agreed that the Custodian does not verify nor represent nor warrant as to the accuracy or completeness of such information and accordingly shall be without liability in selecting and using such sources and furnishing such information as long as the Custodian has shown due diligence in attempting to receive complete and accurate information.