Right to Deal with Securities Sample Clauses

Right to Deal with Securities. At any time while you are indebted to ATBSI, ATBSI may, without notice, use the securities and credit balances in the account(s) from time to time in the conduct of ATBSI business, and without limiting this right, ATBSI may: combine or intermingle any securities or credit balances in the account(s) with the property of ATBSI, its clients or both; pledge any of the securities as security for its own indebtedness; borrow any of the securities in the account(s) or credit balances in the account(s) for its own purposes; or use any of the securities in the account(s) for making delivery against sale, whether a short sale or otherwise, and whether such sale is for the account(s) or for the account(s) of any other client of ATBSI. If:
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Right to Deal with Securities. BBVI Inc. is a licensed and registered Broker Dealer with the International Financial Services Commission holding license number IFSC/60/278/TS/00.Xx any time BBVI may, without notice, use securities and credit balances in the Account from time to time in the conduct of BBVI business, and, without limiting the generality of this right, BBVI may combine or intermingle any securities or credit balances in the Account with the property of BBVI, its Customers or both; pledge any of the securities as security for its own indebtedness, borrow any of the securities in the Account or credit balances in the Account for its own purposes, or use any of the securities in the Account for making delivery against a sale, whether a short sale or otherwise, and whether such sale is for the Account or for the account of any other Customer of BBVI.
Right to Deal with Securities. Subject to Section 3.10, at any time while the Client is indebted to Xxxxxx Xxxxxxx, Xxxxxx Xxxxxxx and/or Canaccord Genuity in its capacity as carrying broker for Xxxxxx Xxxxxxx may, without notice, use the Securities and credit balances in the Account from time to time in the conduct of Xxxxxx Xxxxxxx’x business, and, without limiting the generality of this right, Xxxxxx Xxxxxxx and/or Canaccord Genuity in its capacity as carrying broker for Xxxxxx Xxxxxxx, may combine or intermingle any Securities or credit balances in the Account with the property of Xxxxxx Xxxxxxx and/or Canaccord Genuity in its capacity as carrying broker for Xxxxxx Xxxxxxx, its clients or both, pledge any of the Securities as security for its own indebtedness, borrow any of the Securities in the Account or credit balances in the Account for its own purposes, or use any of the Securities in the Account for making delivery on a sale, whether a short sale or otherwise, and whether such sale is for the Account, for the account of any other client of the Agent, for the Agent’s own account or for any account in which the Agent or any director of the Agent, is directly or indirectly interested. The Client agrees that Xxxxxx Xxxxxxx and/or Canaccord Genuity in its capacity as carrying broker for Xxxxxx Xxxxxxx, is hereby authorized, without notice to the Client, to take any of the following actions with respect to any of the Client’s accounts or securities in the margin credit portion of any of the Client accounts: (i) to hold and re-register such securities in our name or in any name other than yours, (ii) to pledge, re- pledge, hypothecate, re- hypothecate, sell, assign, lend, commingle or otherwise transfer or use such securities in our business, separately from or together with all attendant rights of ownership (including the right to vote any such securities or receive dividends) and (iii) to use or invest any cash resulting from our pledging, re-pledging, hypothecating, re- hypothecating, selling, assigning, lending, commingling, transferring or otherwise using such securities at our own risk. The Client agrees that Xxxxxx Xxxxxxx and/or Canaccord Genuity in its capacity as carrying broker for Xxxxxx Xxxxxxx, may exercise these rights without notice to the Client and may do so in connection with transactions involving amounts that may be greater than the amount of the Client’s loans. The Client agrees that our use of the securities in the margin credit portion of the Client’s Account ...
Right to Deal with Securities. At any time while you are indebted to SFI, SFI may, without notice, use the Securities and credit balances in the Account from time to time in the conduct of SFI’s business, and, without limiting the generality of this right, SFI may combine or intermingle any Securities or credit balances in the Account with the property of SFI, its clients or both, pledge any of the Securities as security for its own indebtedness, borrow any of the Securities in the Account or credit balances in the Account for its own purposes, or use any of the Securities in the Account for making delivery against a sale, whether a short sale or otherwise, and whether such sale is for the Account or for the account of any other client of SFI.
Right to Deal with Securities. At any time while you are indebted to ATBSI, ATBSI may, without notice, use the securities and credit balances in the account from time to time in the conduct of ATBSI business, and without limiting this right, ATBSI may: combine or intermingle any securities or credit balances in the account with the property of ATBSI, its clients or both; pledge any of the securities as security for its own indebtedness; borrow any of the securities in the account or credit balances in the account for its own purposes; or use any of the securities in the account for making delivery against sale, whether a short sale or otherwise, and whether such sale is for the account or for the account of any other client of ATBSI. If:

Related to Right to Deal with Securities

  • Right to Receive Documentation of Transfers If you arrange to have direct deposits made to your Account at least once every sixty (60) days from the same person or company, you can call your Financial Advisor to verify such deposits. In addition, you will receive a periodic account statement (in accordance with Section 16 of the Client Agreement) that will show all activity in your Account, including any Transfer.

  • RIGHT TO DEVELOP AIRPORT It is covenanted and agreed that Authority reserves the right to further develop or improve the Airport and all landing areas and taxiways as it may see fit, regardless of the desires or views of Company or its subcontractors and without interference or hindrance.

  • Registration and Registration of Transfer of Residual Certificates (a) Xxxxxx Mae shall cause to be kept at the office or agency to be maintained by it pursuant to Section 5.05 hereof, a register (the “Certificate Register”) in which, subject to such reasonable regulations as it may prescribe, Xxxxxx Xxx shall provide for the registration of the Residual Certificates and the registration of transfers of the Residual Certificates. Xxxxxx Mae hereby initially appoints State Street Bank and Trust Company at its Corporate Trust Office as Certificate Registrar and Transfer Agent for the purpose of registration of the Residual Certificates and transfers thereof, as provided herein. Upon any resignation of any Certificate Registrar or Transfer Agent, Xxxxxx Xxx shall promptly appoint a successor or, in the absence of such appointment, assume the duties of Certificate Registrar or Transfer Agent, as the case may be.

  • Funds that Qualify as Exempt Beneficial Owners The following Entities shall be treated as Non-Reporting Finnish Financial Institutions and as exempt beneficial owners for purposes of sections 1471 and 1472 of the U.S. Internal Revenue Code.

  • Right to Refuse to Cross Picket Lines All employees covered by this Agreement shall have the right to refuse to cross a picket line arising out of a dispute as defined in the Labour Relations Code of British Columbia. Any employee failing to report for duty shall be considered to be absent without pay. Failure to cross a picket line encountered in carrying out the Employer's business shall not be considered a violation of this Agreement nor shall it be grounds for disciplinary action.

  • Right to Refuse to Cross Picket Lines‌ All employees covered by this agreement shall have the right to refuse to cross a picket line arising out of a dispute as defined in the Labour Relations Code of British Columbia. Any employee failing to report for duty shall be considered to be absent without pay. Failure to cross a picket line encountered in carrying out the Employer's business shall not be considered a violation of this agreement nor shall it be grounds for disciplinary action.

  • YOUR BILLING RIGHTS - KEEP THIS NOTICE FOR FUTURE USE This notice tells you about your rights and our responsibilities under the Fair Credit Billing Act.

  • Rights of Teachers to Representation No reprisals of any kind shall be taken by the Superintendent or by any member or representatives of the administration or the Board against any aggrieved person, any party in interest, any member of the Association or any other participant in the grievance procedure by reason of such participation.

  • Registration, Registration of Transfer and Exchange The Company shall cause to be kept at the Corporate Trust Office of the Trustee a register (the register maintained in such office and in any other office or agency of the Company in a Place of Payment being herein sometimes collectively referred to as the "Security Register") in which, subject to such reasonable regulations as it may prescribe, the Company shall provide for the registration of Securities and of transfers of Securities. The Trustee is hereby appointed "Security Registrar" for the purpose of registering Securities and transfers of Securities as herein provided. Upon surrender for registration of transfer of any Security of a series at the office or agency of the Company in a Place of Payment for that series, the Company shall execute, and the Trustee shall authenticate and deliver, in the name of the designated transferee or transferees, one or more new Securities of the same series, of any authorized denominations and of like tenor and aggregate principal amount. At the option of the Holder, Securities of any series may be exchanged for other Securities of the same series, of any authorized denominations and of like tenor and aggregate principal amount, upon surrender of the Securities to be exchanged at such office or agency. Whenever any Securities are so surrendered for exchange, the Company shall execute, and the Trustee shall authenticate and deliver, the Securities which the Holder making the exchange is entitled to receive. All Securities issued upon any registration of transfer or exchange of Securities shall be the valid obligations of the Company, evidencing the same debt, and entitled to the same benefits under this Indenture, as the Securities surrendered upon such registration of transfer or exchange. Every Security presented or surrendered for registration of transfer or for exchange shall (if so required by the Company or the Trustee) be duly endorsed, or be accompanied by a written instrument of transfer in form satisfactory to the Company and the Security Registrar duly executed, by the Holder thereof or his attorney duly authorized in writing. No service charge shall be made for any registration of transfer or exchange of Securities, but the Company may require payment of a sum sufficient to cover any tax or other governmental charge that may be imposed in connection with any registration of transfer or exchange of Securities, other than exchanges pursuant to Section 304, 906 or 1107 not involving any transfer. If the Securities of any series (or of any series and specified tenor) are to be redeemed in part, the Company shall not be required (A) to issue, register the transfer of or exchange any Securities of that series (or of that series and specified tenor, as the case may be) during a period beginning at the opening of business 15 days before the day of the mailing of a notice of redemption of any such Securities selected for redemption under Section 1103 and ending at the close of business on the day of such mailing, or (B) to register the transfer of or exchange any Security so selected for redemption in whole or in part, except the unredeemed portion of any Security being redeemed in part. The provisions of Clauses (1), (2), (3) and (4) below shall apply only to Global Securities:

  • Right to Representation Upon request, an employee will have the right to representation at all levels on any matter adversely affecting the employee’s conditions of employment. The exercise of this right shall not unreasonably delay or postpone a meeting. Representation will not apply to discussions with an employee in the normal course of duty, such as giving instructions, assigning work, informal discussions, delivery of paperwork, staff or work unit meetings or other routine communications with an employee.

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