Services Provided by Underwriters and Underwriting Fee Sample Clauses

Services Provided by Underwriters and Underwriting Fee. In consideration for the Underwriters’ services in assisting in the preparation of the Shelf Prospectuses, the Prospectus Supplements, the Registration Statement and any Prospectus Amendments, in distributing the Underwritten Units, both directly and to other registered dealers as brokers, and in performing administrative work in connection with the distribution of the Underwritten Units, the Trust agrees to pay to the Underwriters the Underwriting Fee. The Underwriting Fee shall be payable as provided for in subparagraph 6(a). The Underwriting Fee shall be payable by way of set-off of the amount of the Underwriting Fee against, and deduction of the Underwriting Fee from, the Purchase Price.
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Services Provided by Underwriters and Underwriting Fee. In return for the Underwriters’ services in acting as underwriters in connection with the offering of Securities, the Corporation agrees to pay the Underwriters, at the Closing Time and the Option Closing Time, as the case may be, the Underwriting Fee and to issue the Compensation Warrants. The Underwriting Fee shall be payable as provided for in paragraph 7.
Sample 1
Services Provided by Underwriters and Underwriting Fee. In consideration for the Underwriters' services in assisting in the preparation of the Preliminary Prospectuses, the Final Prospectuses, the Registration Statement and any Prospectus Amendments, in distributing the Underwritten Shares, both directly and to other registered dealers as brokers, and in performing administrative work in connection with the distribution of the Underwritten Shares, the Corporation agrees to pay to the Underwriters the Underwriting Fee. The Underwriting Fee shall be payable as provided for in Subparagraph 6(a). The Underwriting Fee shall be payable by way of set-off of the amount of the Underwriting Fee against, and deduction of the Underwriting Fee from, the Purchase Price.
Sample 1
Services Provided by Underwriters and Underwriting Fee. (a) In consideration of the Underwriters' agreement herein to purchase the Treasury Shares and the Secondary Shares and, if applicable, the Additional Treasury Shares and the Additional Secondary Shares, and in consideration of the services to be rendered by the Underwriters in connection with the underwriting of such Securities: (i) the Company agrees to pay to the Underwriters a fee of $0.69 (exclusive of any goods and services tax or similar tax) per Treasury Share and, if applicable, per Additional Treasury Share purchased by the Underwriters from the Company; (ii) the Selling Shareholders agree to pay to the Underwriters a fee of $0.69 (exclusive of any goods and services tax or similar tax) per Secondary Share purchased by the Underwriters from the Selling Shareholders; and (iii) if applicable, the Selling Shareholders (other than the Jaxii Selling Shareholder) agree to pay to the Underwriters a fee of $0.69 (exclusive of any goods and services tax or similar tax) per Additional Secondary Share purchased by the Underwriters from such Selling Shareholders, (collectively, the "Underwriting Fee"). CIBC, Jefferies and RBC will also be entitled to a work fee equal to 9.0% of the Underwriting Fee, which shall be extracted from the gross Underwriting Fee. The work fee will be allocated as follows: 33.4% to CIBC, 33.3% to Jefferies and 33.3% to RBC. (b) The Underwriting Fee shall be payable as provided for in Section 16.
Sample 1
Services Provided by Underwriters and Underwriting Fee. (a) In consideration of the agreement of the Underwriters to purchase the Firm Shares and, if applicable, the Option Shares, and to offer such Offered Shares to the public, the Company hereby agrees to pay or cause to be paid to the Underwriters at the Closing Time, an aggregate cash fee of $2,760,000, (exclusive of federal goods and services tax, harmonized sales tax and provincial sales tax, if any) being an aggregate fee equal to 5.0% of the aggregate purchase price for the Firm Shares, and the Company hereby agrees to pay to the Underwriters at the Option Closing Time, an aggregate fee of up to $414,000, being a fee equal to 5.0% of the aggregate purchase price for the Option Shares purchased at the Option Closing Time, if any. (b) In consideration of the agreement of the Underwriters to act as agent of the Company in connection with the Concurrent Private Placement, the Company hereby agrees to pay or cause to be paid to the Underwriters at the Closing Time, an aggregate fee of $300,000, (exclusive of federal goods and services tax, harmonized sales tax and provincial sales tax, if any) being an aggregate fee equal to 1.0% of the aggregate gross proceeds of the Concurrent Private Placement.
Sample 1
Services Provided by Underwriters and Underwriting Fee. In return for the Underwriters' agreement to purchase the Firm Shares which will result from the acceptance of this offer by the Corporation and in consideration of the services to be rendered by the Underwriters in connection therewith, including, without limitation, acting as financial advisors to the Corporation, in assisting in the preparation of documentation relating to the Firm Shares, including the Registration Statement and the Prospectuses (and any amendments therefor supplements thereto), in advising on the final terms and conditions of the Firm Shares, in performing and managing banking, selling or other groups for the sale of the Firm Shares, in distributing the Firm Shares, both directly and to other registered dealers and brokers, co-ordinating sales in the United States through the U.S. Dealers and in performing administrative work in connection with the distribution of the Firm Shares, the Corporation agrees to pay the Underwriters at the Closing Time a fee of 6.5% of the aggregate purchase price set forth in subparagraph 7(a) below (the "Underwriting Fee") out of the general funds of the Corporation and, if any Additional Shares are purchased by the Underwriters pursuant to paragraph 2(b) hereof, an additional fee of 6.5% of the aggregate purchase price of the Additional Shares out of the general funds of the Corporation (the "Additional Underwriting Fee"). Such fees shall be payable as provided for in subparagraph 7(a). The Underwriters will be permitted to appoint other registered investment dealers and brokers (or other investment dealers and brokers duly qualified in their respective jurisdictions) as their agents to assist in offering the Purchased Shares and the Underwriters may determine the remuneration payable by the Underwriters to such other investment dealers and brokers appointed by them.
Sample 1
Services Provided by Underwriters and Underwriting Fee. In return for the Underwriters' services in acting as financial advisors to the Fund, assisting in the preparation of the Prospectus (and any Prospectus Amendments), advising on the final terms and conditions of the Units, performing and managing banking, selling or other groups for the sale of the Units, distributing the Units, both directly and to other registered dealers as brokers, and performing administrative work in connection with the distribution of the Units, the Fund agrees to cause AcquisiCo to pay the Underwriting Fee at the Closing Time and, if applicable, the Option Closing Time against delivery of the Units and, if applicable, the Additional Units. The Underwriting Fee shall be payable as provided for in section 11.
Sample 1
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Services Provided by Underwriters and Underwriting Fee. In return for the Underwriters’ services including but not limited to acting as financial advisors to the Company with respect to the Offering, assisting in the preparation of the Offering Documents, and performing administrative work in connection with the sales of the Units the Company will pay to the Underwriters a fee of 6% of the Purchase Price in respect of the Units (including the Offered Units, the Pre-Emptive Units and the Additional Units) except in respect of up to an aggregate of 5,470,000 Units purchased by Shareholders who have entered into a founder’s waiver and indemnity agreement in form and substance acceptable to the Underwriters (collectively, the “Underwriting Fee”). The Underwriting Fee shall be payable by way of set-off of the amount of the Underwriting Fee against, and deduction of the Underwriting Fee from, the Purchase Price at the Closing Time.
Sample 1

Related to Services Provided by Underwriters and Underwriting Fee

  • INFORMATION PROVIDED BY UNDERWRITERS The Company and the Underwriters acknowledge and agree that the only information furnished or to be furnished by the Underwriters to the Company for inclusion in the Registration Statement, any Preliminary Prospectus, any Issuer Free Writing Prospectus or the Prospectus consists of the information set forth in the third and eighth through tenth paragraphs under the caption “Underwriting” in the Prospectus.

  • Information Furnished by Underwriters The statements set forth in the last paragraph of the cover page and under the caption "Underwriting" in any Preliminary Prospectus and in the Prospectus constitute the written information furnished by or on behalf of the Underwriters referred to in Section 2 and Section 6 hereof.

  • Relationship Among Underwriters and Selected Dealers We shall have full authority to take such actions as we deem advisable in all matters pertaining to any Offering under this Master SDA. You are not authorized to act as an agent for us, any Underwriter or the Issuer or other Seller of any Securities in offering Securities to the public or otherwise. Neither we nor any Underwriter will be under any obligation to you except for obligations assumed hereby or in any Wire from us in connection with any Offering, and no obligations on our part as the Manager will be implied hereby or inferred herefrom. Nothing contained in this Master SDA or any Wire shall constitute the Selected Dealers an association or partners with us or any Underwriter or with one another, and the obligations of you and each of the other Selected Dealers or any of the Underwriters are several and not joint. If the Selected Dealers, among themselves, with us or with the Underwriters, should be deemed to constitute a partnership for federal income tax purposes, then you elect to be excluded from the application of Subchapter K, Chapter 1, Subtitle A of the Internal Revenue Code of 1986 and agree not to take any position inconsistent with such election. You authorize the Manager, in its discretion, to execute on your behalf such evidence of such election as may be required by the U.S. Internal Revenue Service. In connection with any Offering, you will be liable for your proportionate share of the amount of any tax, claim, demand or liability that may be asserted against you alone or against one or more Selected Dealers participating in such Offering, or against us or the Underwriters, based upon the claim that the Selected Dealers, or any of them, constitute an association, an unincorporated business or other entity, including, in each case, your proportionate share of the amount of any expense (including attorneys’ fees and expenses) incurred in defending against any such tax, claim, demand or liability.

  • Information Furnished by the Underwriters The statements set forth in the last paragraph on the cover page, the stabilization legend on the inside cover page, and the statements in the first and third paragraphs under the caption "Underwriting" in any Prepricing Prospectus and in the Prospectus, constitute the only information furnished by or on behalf of the Underwriters through you as such information is referred to in Sections 7(b) and 9 hereof.

  • Underwriter Agreements The Company is not a party to any agreement with an agent or underwriter for any other “at-the-market” or continuous equity transaction.

  • Other Underwriting Agreements The Company is not a party to any agreement with an agent or underwriter for any other “at the market” or continuous equity transaction.

  • Representation of Underwriters The Representatives will act for the several Underwriters in connection with this financing, and any action under this Agreement taken by the Representatives will be binding upon all the Underwriters.

  • Price and Underwriting Discounts In the case of an underwritten Demand Registration or Underwritten Takedown requested by Holders pursuant to this Agreement, the price, underwriting discount and other financial terms of the related underwriting agreement for the Registrable Securities shall be determined by the Holders representing a majority of the Registrable Securities included in such underwritten offering.

  • Information Provided by the Underwriters The Underwriters severally confirm and the Company acknowledges that the statements with respect to the public offering of the Securities by the Underwriters set forth under the caption “Underwriting” in the Time of Sale Disclosure Package and in the Prospectus are correct and constitute the only information concerning such Underwriters furnished in writing to the Company by or on behalf of the Underwriters specifically for inclusion in the Registration Statement, any Preliminary Prospectus, the Time of Sale Disclosure Package, the Prospectus or any issuer free writing prospectus.

  • Offering by Underwriters It is understood that the several Underwriters propose to offer the Securities for sale to the public as set forth in the Prospectus.

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