Stock Records. The Secretary or agent having charge of the stock transfer books shall make, at least ten (10) days before each meeting of stockholders, a complete list of the stockholders entitled to vote at such meeting or any adjournment thereof, arranged in alphabetical order and showing the address of and the number and class and series, if any, of shares held by each. Such list, for a period of ten (10) days prior to such meeting, shall be kept at the principal place of business of the Corporation or at the office of the transfer agent or registrar of the Corporation and such other places as required by statute and shall be subject to inspection by any stockholder at any time during usual business hours. Such list shall also be produced and kept open at the time and place of the meeting and shall be subject to the inspection of any stockholder at any time during the meeting.
Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through it.
Stock Records. The Company's transfer agent for its Common Stock is Interwest Transfer Co., Inc. The stock transfer books and stock ledgers of the Company are in good order, complete, accurate, up-to-date, and with all necessary signatures, and set forth all stock and securities issued, transferred, and surrendered, including duplicate certificates. No transfer has been made without surrender of the proper certificate of the Company, duly endorsed, and the Company has cancelled and retained such certificates in its stock records.
Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through it. Unless otherwise required by law, Pershing shall have no obligation to maintain, or make available to Broker, such books and records after termination of this Agreement. If, however, Pershing does make such books and records available to Broker after the termination of this Agreement, Broker shall reimburse Pershing for its costs and expenses in retrieving such books and records.
Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through it on a basis consistent with generally accepted practices in the securities industry and with applicable laws and rules governing clearing brokers. Pershing shall maintain, and make available to Broker, such books and records after termination of this Agreement for so long as Pershing is required to maintain such books and records as required by and in accordance with applicable law. To the extent not required by law, Pershing will make such books and records available to Broker after the termination of this Agreement upon Broker’s reasonable request so long as Pershing has retained such books and records set forth above. Broker shall reimburse Pershing for its costs and expenses in retrieving such books and records.
Stock Records. Clearing Agent shall maintain stock records and other prescribed books and records of all transactions executed or cleared through it. Unless otherwise required by law, Clearing Agent shall have no obligation to maintain, or make available to Introducing Firm, such books and records after termination of this Agreement. If, however, Clearing Agent does make such books and records available to Introducing Firm after the termination of this Agreement, Introducing Firm shall reimburse Clearing Agent for its costs and expenses in retrieving such books and records.
Stock Records. First Clearing shall maintain, in compliance with SEC Rules, stock records and other prescribed books and records of all transactions executed or cleared through it. Unless otherwise required by law, First Clearing shall have no obligation to maintain, or make available to Broker, such books and records after termination of this Agreement. If, however, First Clearing does make such books and records available to Broker after the termination of this Agreement, Broker shall reimburse First Clearing for its costs and expenses, if any, in retrieving such books and records. At the sole expense of Broker, First Clearing agrees to provide for a limited number (six or fewer) of Broker’s operations employees with access to client data for a period of 60 days following a conversion of accounts to a successor clearing firm
Stock Records. 4.1. The Contractor shall maintain records of all Residual Assets received from the sites. As a minimum, those records shall show the following information, provided this information has been made available to the Contractor: NSN/part number/DMC Qty Description Condition (whether A1 (new), A2 (used), E/0 (unserviceable)) Consignor MOD Issue Voucher number Stock Location Transaction history
Stock Records. 5 Section 2.6
Stock Records. The stock record book of the Company is complete and correct in all material respects. No shares of capital stock of the Company are currently reserved for issuance for any purpose or upon the occurrence of any event or condition. The Shares constitute all of the outstanding capital stock of the Company. The Sellers are the true and lawful owners of the Shares. Schedule 2.5 sets forth the total number of authorized shares of capital stock for the Company, and the number of Shares held of record by each of the Sellers.
