Transfer, etc of Notes. The Company shall keep at its office or agency maintained as provided in Section 9(a) a register in which the Company shall provide for the registration of this Note and for the registration of transfer and exchange of this Note (the "Register"). The Holder may, at its option, and either in person or by its duly authorized attorney, surrender the same for registration of transfer or exchange at the office or agency of the Company maintained as provided in Section 9(a) and, without expense to such Holder (except for taxes or governmental charges imposed in connection therewith), receive in exchange therefor a Note or Notes each in such denomination or denominations as such Holder may request, dated as of the date to which interest has been paid on the Note or Notes so surrendered for transfer or exchange, for the same aggregate principal amount as the then unpaid principal amount of the Note or Notes so surrendered for transfer or exchange, and registered in the name of such person or persons as may be designated by such Holder. Every Note presented or surrendered for registration of transfer or exchange shall be duly endorsed, or shall be accompanied by a written instrument of transfer, satisfactory in form to the Company, duly executed by the Holder or its attorney duly authorized in writing. Every Note so made and delivered in exchange for such Note shall in all other respects be in the same form and have the same terms and legends thereon as such Note. No transfer or exchange of any Note shall be valid unless (x) made in the foregoing manner at such office or agency and (y) registered under the Securities Act of 1933, as amended, or any applicable state securities laws or unless an exemption from registration is available.
Transfer, etc. 8.1 Any Employee Stock Options which have not been exercised in accordance with the provisions above at the expiration of the Exercise Period will lapse, entailing that the Stock Option Holder’s possibility to exercise them to acquire shares – as well as other rights connected to them – will lapse. The same shall apply if the Employee Stock Options lapse due to other provision of this agreement or if the Stock Option Holder has not fulfilled his/her payment obligation in due time. If the Employee Stock Options lapse according to this agreement, the Stock Option Holder has no right to compensation.
8.2 The Stock Option Holder is not entitled to transfer, pledge or in any other manner dispose of the Employee Stock Options or the rights and obligations pursuant to this agreement.
8.3 If the Stock Option Holder disposes of some or all of the Employee Stock Options in violation of the conditions in this agreement, all of the Employee Stock Options will lapse, entailing that the Company will no longer have an obligation to deliver shares according to this agreement.
Transfer, etc. (a) The Company will maintain a register containing the names and addresses of the Registered Holders of this Warrant. Any Registered Holder may change its or his address as shown on the warrant register by written notice to the Company requesting such change.
(b) Subject to the provisions of Section 4 hereof, this Warrant and all rights hereunder are transferable, in whole or in part, upon surrender of this Warrant with a properly executed assignment (in the form of Exhibit II hereto) at the principal office of the Company.
(c) Until any transfer of this Warrant is made in the warrant register, the Company may treat the Registered Holder of this Warrant as the absolute owner hereof for all purposes; provided, however, that if and when this Warrant is properly assigned in blank, the Company may (but shall not be obligated to) treat the bearer hereof as the absolute owner hereof for all purposes, notwithstanding any notice to the contrary.
Transfer, etc. A fund agreement may not be transferred, in whole or in part, from one fund manager to another fund manager without the written consent of the Swedish Fund Selection Agency. Such consent may be given, for example, if the fund agreement is transferred to another company (acquiring fund manager) within the fund manager's (transferring fund manager's) Group of Companies. Consent is given only on condition that the acquiring fund manager is covered by a fund agreement entered into before June 20, 2022, and otherwise meets the requirements and conditions imposed on the transferring fund manager and that the transition is not expected to entail any significant changes in other respects, e.g. regarding the management of the fund. A joint request for consent in accordance with the above shall be submitted to the Swedish Fund Selection Agency from the transferring and acquiring fund managers in sufficient time to give the Swedish Fund Selection Agency a reasonable amount of time to decide whether or not to grant consent. The acquiring fund manager undertakes, jointly and severally with previous fund manager of the fund, to fulfil all obligations relating to the fund and its management under previous fund agreement. The Swedish Fund Selection Agency or the Swedish Pensions Agency may transfer all or part of its rights and obligations under this fund agreement to another organizational unit within the Swedish state. Before such a transfer is made, the fund manager shall be informed of the transfer and the organizational unit(s) to which it is made. Regarding the Swedish Fund Selection Agency and its tasks, reference is made to the Introduction to the Fund Agreement in its current wording, last paragraph.
Transfer, etc by the Pledgor. Without the prior written consent of the Company, the Pledgor will not sell, assign, transfer or otherwise dispose of, grant any option with respect to, or pledge or grant any security interest in or otherwise encumber or restrict any of the Stock Collateral or any interest therein, except for the pledge thereof and security interest therein provided for in this Agreement.
Transfer, etc. (a) This Warrant may not be transferred without the consent of the Company; provided, however, that that the Initial Holder may assign all or any portion of this Warrant to one or more designated controlled Affiliates of X. X. Xxxxxxx Corporation, a Delaware corporation, by execution of the form of assignment attached hereto or a substantially equivalent assignment form. Until this Warrant is transferred on the books of the Company, the Company may treat the registered Holder of this Warrant as he or it appears on the Company's books at any time as the Holder for all purposes. The Company shall permit any Holder of a Warrant or his duly authorized attorney, upon written request during ordinary business hours, to inspect and copy or make extracts from its books showing the registered holders of Warrants.
(b) This Warrant may not be sold, transferred, assigned or hypothecated by the Holder except in compliance with the provisions of the Securities Act of 1933 and the applicable state securities "blue sky" laws, and is so transferable only upon the books of the Company which it shall cause to be maintained for such purpose.
(c) All Warrants issued upon the transfer or assignment of this Warrant or part thereof or upon a partial exercise, exchange or purchase of this Warrant will be dated the same date as this Warrant, and all rights of the holder thereof shall be identical to those of the Holder.
(d) The Company shall not be required to pay any tax or taxes which may be payable in respect of any transfer involved in the issue of any certificates for Warrants in a name other than that of the registered Holder of a Warrant surrendered upon the exercise or transfer of a Warrant and the Company shall not be required to issue or deliver such certificates for Warrants unless and until the Person or Persons requesting the issuance thereof shall have paid to the Company the amount of such tax or shall have established to the satisfaction of the Company that such tax has been paid or are not due and owing.
(e) In connection with any transfer, the Holder will deliver to the Company such certificates and other information as the Company may reasonably require to confirm that the transfer complies with the foregoing restrictions.
Transfer, etc by Companies. Without the prior written consent of the Agent, the Companies will not sell, assign, transfer or otherwise dispose of, grant any option with respect to, or pledge or grant any security interest in or otherwise encumber or restrict any of the Stock Collateral or any interest therein, except for the pledge thereof and security interest therein provided for in this Agreement.
Transfer, etc. Neither party may assign this Agreement or any of such party's rights and obligations hereunder to any third party without the prior written consent of the other party, which consent shall not be unreasonably withheld. Either party may assign this Agreement, and its rights and obligations hereunder, to any third party that purchases substantially all of the assigning party's stock or assets relating to that portion of such party's business that is related to the subject of this Agreement without approval of the other party, however, the assigning party shall provide the other party prior written notification of the assignment. Any attempted assignment, delegation or transfer in contravention of this Agreement shall be null and void.
Transfer, etc. A fund agreement cannot be transferred from one fund manager to another fund manager. A Fund Manager who, through agreement, merger, or otherwise take over the administration of a fund covered by, and which shall continue to be covered by, a fund agreement must therefore in due time prior to the transfer apply to enter into a fund agreement with respect to the fund so the agency will have time to evaluate the application before the transfer is completed. The transferee fund manager undertakes to, jointly and severally with previous fund managers of the fund, be liable for all liabilities pertaining to the fund and its management under previous fund agreement. The Swedish Pensions Agency may transfer all or parts of their rights and obligations under this fund agreement to another organisational unit within the government. Prior to such transfer, the Fund Manager shall be notified of the transfer and to which organisational unit or units the transfer is made.
Transfer, etc. Neither party may assign, transfer or delegate this Agreement or any such party's right and obligation hereunder to any third party hereto, without the consent of the other party, which consent shall not be unreasonably withheld. Each party may assign this Agreement and such party's rights and obligations hereunder to a subsidiary or affiliate so long as such party remains primarily liable for its obligations hereunder. In addition, either party may assign this Agreement, and its rights and obligations hereunder, to any party that acquires substantially all of such party's stock or assets relating to that portion of such party's business that is related to the subject of this Agreement. Any attempted assignment, delegation, or transfer in contravention of this Agreement shall be null and void.
