Transmission of Instructions. For purposes of this Section 1.1, Company shall be the designee of the Fund for receipt of purchase orders and redemption requests based on instructions from each Account (collectively, “Instructions”) and receipt by such designee shall constitute receipt by the Fund; provided that Company receives the Instructions in proper form from an Account no later than the close of regular trading on the New York Stock Exchange (“NYSE”) (ordinarily by 1:00 p.m. PT). For each Fund and for each Account maintained by the Company with such Fund, prior to 8:30 a.m. Eastern Time on each Business Day, the Company shall transmit to the Fund, its transfer agent or as otherwise directed by the Fund or the Adviser a single aggregate purchase or redemption order that reflects the “net” effect of all purchase or redemptions of Shares based upon Instructions received prior to close of regular trading on the NYSE on the preceding Business Day.
Transmission of Instructions. (a) On each Business Day, MHRS shall transmit to Company or Company’s agent the Instructions received prior to the close of trading on the NYSE that day (the “Trade Date”) and the Instructions received after the close of trading on the NYSE on the immediately preceding Business Day. MHRS shall transmit such Instructions no later than 5:00 A.M. Eastern Time on the next Business Day (“Trade Date + 1”) without modification, except for netting and/or aggregation, via the NSCC’s Defined Contribution Clearing and Settlement (“DCC&S”) Fund/SERV system. Notwithstanding the foregoing, to the extent Instructions are not transmitted to Company or Company’s agent via the DCC&S Fund/SERV system, MHRS shall notify Company or Company’s agent and such Instructions shall be either (i) estimated and transmitted via facsimile or (ii) resubmitted via the DCC&S Fund/SERV system by no later than 8:30 A.M. Eastern Time on Trade Date + 1.
(b) Instructions transmitted pursuant to Section 5(a) will receive the NAV for each Fund calculated on the Trade Date. The parties acknowledge and agree that as of the date of this Agreement there are not any loads, fees or restrictions that will be applicable in connection with the Plans transactions in the Funds hereunder. The Company agrees to notify MHRS as soon as reasonably practicable in the event any loads, fees and/or restrictions will become applicable in relation to the Plans transactions in the Funds. The parties further acknowledge and agree that any requirement that an Instruction be accompanied by a signature guarantee is waived.
(c) MHRS agrees to make a reasonable business effort to provide the Company with advance notice of all large trade estimates that it has received advance notice of from an applicable Plan, including orders relating to transactions outside the ordinary course of a Plan estimated to exceed $1 million.
Transmission of Instructions. The procedures to be followed for purchases, redemptions, and exchanges of the shares of the Portfolios.
Transmission of Instructions. Firstrust agrees to use its best efforts to act upon all instructions received via Online Banking with regard to your account(s) and to use any means that Firstrust, in its sole discretion, may consider suitable for the transmission of funds transfer requests, or other Services provided by Firstrust through Online Banking. You assume full and sole responsibility for all authorized requests and instructions made via Online Banking with regard to your account(s). We may, at our sole option (but not obligation), verify instructions by calling you at the telephone number(s) specified by you on the Application. You may change this telephone number(s) by updating it via My Profile in online banking system. You agree that you shall be solely responsible for liability, loss, or damage, if any, resulting from Firstrust's actions, directly or indirectly, in accordance with requests and instructions received by Firstrust via Online Banking when access to your account(s) is gained via Online Banking by use of your Password and you further indemnify and forever hold harmless Firstrust from any and all such liability, loss or damage. You authorize us to honor and act upon all requests and instructions, which we receive via Online Banking with regard to your account(s). You agree to assign no responsibility whatsoever to us beyond the duty to exercise ordinary care, and you agree that we shall be conclusively deemed to have exercised ordinary care when we follow the instructions received via Online Banking and pursuant to the procedures stated therein. You agree to release Firstrust from responsibility or liability for any inaccuracy, interruption, delay or failure in transmission. Our sole responsibility for an error in a transfer or transaction will be to correct the error, but in no case shall we be liable for any indirect, special or consequential, economic or other damages.
Transmission of Instructions. 4.1 The Customer may make offers of Premium Accounts to Citibank in person or by telephone, facsimile or electronic media.
4.2 Citibank may respond to offers by the Customer for Premium Accounts in person, or by telephone, facsimile or electronic media.
4.3 By prior written instructions to Citibank, the Customer may instruct Citibank to hold all mail of the Customer relating to Premium Accounts. A hold mail Customer will be deemed to have received the Premium Account Order and the Premium Account Order Confirmation.
Transmission of Instructions. The procedures to be followed for purchases, redemptions, and exchanges of shares of the Portfolios are as follows. On any given Business Day, the Company shall accept instructions in proper form from the Contract holders (collectively, “Instructions”) up to the Close of Trading, but in no event shall the Company accept Instructions that have been received by the Company or its designee after the Close of Trading on such Business Day (“Trade Date”). Instructions received in proper form by the Company after the Close of Trading on any Business Day shall be treated as if received on the next following Business Day. The Fund hereby appoints the Company as a designee of the Fund for the limited purpose of receipt of purchase and redemption orders on behalf of the Accounts for shares of the Portfolios listed on Schedule 1.1, and receipt by the Company as designee shall constitute receipt by the Fund; provided that the Fund receives notice of such order by the transmission deadlines described in this Section 1.1. “Close of Trading”
Transmission of Instructions. Xxxxx shall agree to receiving instructions that have been transmitted only through the Trading Platform(s) or other electronic means determined by the Company at the outset of the Agreement. Sanus shall, under certain circumstances, accept instructions by telephone or in person, provided that it is fully satisfied of (i) the Client’s identity and (ii) clarity of instructions; for further details read the ‘Recordings of Telephone Calls’ section of the Agreement. Sanus shall, at its discretion, confirm the instruction(s) received by the Client if it deems that to be necessary.
Transmission of Instructions. The procedures to be followed for purchases, redemptions, and exchanges pursuant to Sections 4 and 5 of this Schedule A shall be as set forth in this Section 6. The purchase price for Shares shall be either the applicable net asset value of such Shares or the applicable net asset value of such Shares plus any applicable fees, as described in the then current prospectus for the Fund. For each Fund and for each Fund Account maintained by the Sub-Administrator with such Fund, the Sub-Administrator shall transmit to NSCC (which shall forward the information to the transfer agent for each Fund), no more than two aggregate purchase orders as follows:
(i) a purchase order for Plans expressed in dollars (sent via NSCC’s DCC&S System); and
(ii) a purchase order for Plans expressed in shares (sent via NSCC’s DCC&S System); and no more than two aggregate redemption orders as follows:
(1) a redemption order for Plans expressed in dollars (sent via NSCC’s DCC&S System); and
(2) a redemption order for Plans expressed in shares (sent via NSCC’s DCC&S System);
Transmission of Instructions. For purposes of this Section 1.1, the Sub-Administrator shall be the designee of the Company for receipt of purchase orders and redemption requests based on instructions from each Plan (collectively, “Instructions”) and receipt by such designee shall constitute receipt by the Company; provided that the Sub-Administrator receives the Instructions in proper form from a Plan no later than the close of regular trading on the New York Stock Exchange (“NYSE”) (ordinarily by 4:00 p.m. ET). For each Fund and for each Account maintained by the Company with such Fund, prior to 7:30 a.m. Eastern Time on each Business Day, the Sub-Administrator shall transmit to the Company, its transfer agent or as otherwise directed by the Company or Dimensional a single aggregate purchase or redemption order that reflects the “net” effect of all purchase or redemptions of Shares based upon Instructions received prior to close of regular trading on the NYSE on the preceding Business Day. Instructions received in proper form by the Sub-Administrator after to close of regular trading on the NYSE on any Business Day shall be treated as if accepted on the next following Business Day. Each transmission of an order by the Sub-Administrator will constitute a representation that all purchase and redemption orders from the Plans were received by the Sub-Administrator prior to 4:00 p.m. Eastern Time or the close of the NYSE, whichever is earlier, on the Business Day on which the purchase or redemption orders are transmitted, in accordance with Rule 22c-1 under the Investment Company Act of 1940, as amended (the “1940 Act”). The Sub-Administrator may purchase Fund shares for its own account, subject to: (a) receipt of prior written approval by Dimensional; and (b) such purchases being in accordance with the then current prospectus(es) of the Company that describe the Funds. Payment for purchases shall be made in U.S. dollars and in immediately available funds on the same Business Day that the Sub-Administrator communicates the orders to Company in accordance with the procedures set forth in this Section 1.1.
Transmission of Instructions. 7.7.14.1. The Client hereby declares that he has all the required information, including with respect to the Stock Exchange trading technique.
7.7.14.2. Transmission of Conditional and/or Complex Instructions -
