Advisory Contract definition

Advisory Contract means any existing investment advisory, sub-advisory, investment management, trust or similar agreement with any Customer of the Company or any Subsidiary.

Split View

AI-Powered Contracts

Draft, Review & Redline at the Speed of AI

Get StartedSchedule a Demo

Advisory Contract means any agreement between an Adviser Subsidiary and any Person pursuant to which an Adviser Subsidiary agrees to provide investment advisory services to such Person.

Advisory Contract means any written agreement pursuant to which the IA Subsidiary provides investment advisory, investment management, commodity trading or collateral management services (including subadvisory services) to a Client.

Examples of Advisory Contract in a sentence

• Each Victory Advisory Contract includes all provisions required by, and has been performed in accordance with, the Advisers Act and all other requirements under Securities Laws applicable to the respective Victory Adviser except as would not have a Buyer Material Adverse Effect.

• Each Company Direct Client for which negative consent is permitted under the applicable Advisory Contract is listed on Section ‎6.4(d) of the Company Disclosure Schedule.

• Each Victory Client’s account is being managed and has been managed since the date that is three years prior to the date hereof, in material compliance with applicable Securities Laws, the Victory Client’s respective Victory Advisory Contract and the Victory Client’s written investment objectives, policies and restrictions, in each case except as would not have a Buyer Material Adverse Effect.

• No Victory Adviser is in default under any Victory Advisory Contract except as would not have a Buyer Material Adverse Effect.

• The Negative Consent notice shall specify that consent for the deemed assignment of such Advisory Contract will be deemed to have been granted if no such written consent or approval is received from such party or, if applicable, corresponding Fund Investor, prior to 45 days (or for such longer period as set forth in Section ‎6.4(d) of the Company Disclosure Schedule) since the sending of the Negative Consent Notice (the “Negative Consent Period”).

More Definitions of Advisory Contract

Advisory Contract means any existing investment advisory, sub-advisory, investment management, trust or similar agreement between HDV Holdings or any of its Subsidiaries and any Person where HDV Holdings or such Subsidiary acts as investment adviser, manager, sub-advisor, sub-manager, or in another similar capacity to such Person.

Advisory Contract means any Contract pursuant to which the Company or any of its Subsidiaries provides Investment Management Services to any Person, excluding the Management Agreement.

Advisory Contract means any contract relating solely to the provision of investment advisory services:

Advisory Contract means each contract for such services provided by an Advisory Entity; “Advisory Client” means each party to an Advisory Contract other than the applicable Advisory Entity; “Fund Client” means each Advisory Client that is registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”); and “Sponsored” means, when used with reference to any Fund Client, any such Fund Client, a majority of the officers of which are employees of it or any of its Subsidiaries, or of which it or any of its Subsidiaries or Affiliates holds itself out as the sponsor.

Advisory Contract has the meaning set forth in Section 4.13(c).

Advisory Contract means each contract for services provided by the Advisory Entity.

Advisory Contract means a Contract, including, where applicable, the governing agreement of a Sponsored Fund, under which the Management Company or General Partner Entity provides investment advisory, investment management, investment sub-advisory or similar services for compensation, and the recipient of such services (including, for the avoidance of doubt, any Sponsored Fund), a “Client”.