CIMA Rules definition

CIMA Rules means the Securities Investment Business Law (as amended) of the Cayman Islands, all regulations, rules and statements of guidance, the Proceeds of Crime Law (as amended) of the Cayman Islands, the Money Laundering Regulations and the guidance notes on the prevention and detection of money laundering and terrorist financing in the Cayman Islands, each as amended, replaced, varied and/or updated from time to time.
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CIMA Rules means the Law which provides for the regulation of persons carrying on securities investment business, including market makers, broker- dealers, securities arrangers, securities advisors and securities managers, in or from the Cayman Islands, and for the Provision of Investment Services, the Exercise of Investment Activities, the Operation of Regulated Markets and other related matters, the Prevention and Suppression of Money Laundering Activities Law, the Directives, Circulars and all other regulations issued pursuant to these Laws and all guidance notes, administrative notices, newsletters and rules published by Cayman Islands Monetary Authority.
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CIMA Rules means means the Cayman Islands Securities Investment Business Law 2015 Revision), , related Regulations, Rules and Statements of Guidance, the Proceeds of Crime Law (2018 Revision), the Anti-Money Laundering Regulations (2018 Revision) and the Guidance Notes on the Prevention and Detection of Money Laundering and Terrorist Financing in the Cayman Islands, each as amended, revised, replaced, varied and/or updated from time to time;
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Examples of CIMA Rules in a sentence

  • Unless otherwise stated in the relevant Supplemental Terms, we will provide you with best execution as required by the CIMA Rules.

  • Unless we notify you and you agree otherwise, we will classify you as a Private Client for the purpose of CIMA Rules.

  • We will comply with CIMA Rules or any other applicable rule which may apply to this transfer.

  • We are obliged by CIMA Rules to ensure that you understand the risks that you are exposing yourself to.

  • However, if you do request such different categorization and we agree to such categorization, the protection afforded by certain CIMA Rules and the other Applicable Regulations may be reduced.

  • We will categorize you according to CIMA Rules and the Applicable Regulations and you will be informed via e-mail.

  • Subject to the CIMA Rules and any restrictions contained in these Terms, we will deal with you in CFDs and FX.

  • In Schedule 2 you are provided with a General Risk Disclosure Notice in compliance with CIMA Rules.

  • By entering into any Transaction you are not acting in any way which is intended to or may be considered to be “Insider Dealing” or “Market Abuse” a defined term in the Act, nor are you acting with the intention of contravening any other provision of the Act, the CIMA Rules, or any other Applicable Regulation.

  • Regulated Market You acknowledge and agree that by executing the Client Account Application that you have given us your prior express consent to execute all Orders on an Over The Counter (OTC) basis outside a regulated Market (as such terms are defined by CIMA Rules).


More Definitions of CIMA Rules

CIMA Rules means the rules and regulations issued by the CIMA from time to time.
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CIMA Rules means together the Securities Investment Business Law and the Statements of Guidance, Statements of Principle, Regulatory Policies and Regulatory Procedures;
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Related to CIMA Rules

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • SIFT Rules means the provisions of the Tax Act, including those contained in sections 104, 122 and 122.1 of the Tax Act, which apply to the taxation of a “specified investment flow through trust” and its unitholders.

  • House Rules means written and posted rules governing house activities in the AFH-DD. These rules may not conflict with the AFH Bill of Rights.

  • Club Rules means such rules and regulations set down by the Manager (with the approval of the Owners’ Committee, if and when it is formed) from time to time with specific application to the Club House and the use and enjoyment thereof;

  • Relevant Rules means, at any time, the laws, regulations, requirements, guidelines and policies relating to capital adequacy (including, without limitation, as to leverage) then in effect in the United Kingdom including, without limitation to the generality of the foregoing, as may be required by CRD IV or BRRD or any applicable successor legislation or any delegated or implementing acts (such as regulatory technical standards) adopted by the European Commission and applicable to the Issuer from time to time and any regulations, requirements, guidelines and policies relating to capital adequacy adopted by the Relevant Regulator from time to time (whether or not such requirements, guidelines or policies are applied generally or specifically to the Issuer or to the Issuer and any of its holding or subsidiary companies or any subsidiary of any such holding company).