CIMA Rules definition

CIMA Rules means the Securities Investment Business Law (as amended) of the Cayman Islands, all regulations, rules and statements of guidance, the Proceeds of Crime Law (as amended) of the Cayman Islands, the Money Laundering Regulations and the guidance notes on the prevention and detection of money laundering and terrorist financing in the Cayman Islands, each as amended, replaced, varied and/or updated from time to time.
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CIMA Rules means the Law which provides for the regulation of persons carrying on securities investment business, including market makers, broker- dealers, securities arrangers, securities advisors and securities managers, in or from the Cayman Islands, and for the Provision of Investment Services, the Exercise of Investment Activities, the Operation of Regulated Markets and other related matters, the Prevention and Suppression of Money Laundering Activities Law, the Directives, Circulars and all other regulations issued pursuant to these Laws and all guidance notes, administrative notices, newsletters and rules published by Cayman Islands Monetary Authority.
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CIMA Rules means means the Cayman Islands Securities Investment Business Law 2015 Revision), , related Regulations, Rules and Statements of Guidance, the Proceeds of Crime Law (2018 Revision), the Anti-Money Laundering Regulations (2018 Revision) and the Guidance Notes on the Prevention and Detection of Money Laundering and Terrorist Financing in the Cayman Islands, each as amended, revised, replaced, varied and/or updated from time to time;
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Examples of CIMA Rules in a sentence

  • However, if you do request such different categorization and we agree to such categorization, the protection afforded by certain CIMA Rules and the other Applicable Regulations may be reduced.

  • We will categorize you according to CIMA Rules and the Applicable Regulations and you will be informed via e-mail.

  • Regulated Market You acknowledge and agree that by executing the Client Account Application that you have given us your prior express consent to execute all Orders on an Over The Counter (OTC) basis outside a regulated Market (as such terms are defined by CIMA Rules).

  • She represents and advises companies in international commercial disputes conducted under the auspices of a variety of rules such as the ICC, LCIA, AAA, SCC, CIETAC, and CIMA Rules.

  • The CIMA Rules on segregation of assets for both regulated mutual funds and registered private funds were amended on 10 September 2020.

  • The Company reserves the right to choose whether to provide Services under the requested categorisation following its assessment of the criteria required under the CIMA Rules and in accordance with the Statement of Guidance in relation to the Classification of Clients– Securities Investment Business.

  • Private Clients are afforded the highest regulatory protection under the applicable CIMA Rules and the Statement of Guidance in relation to the Classification of Clients– Securities Investment Business.

  • Account information will usually include Confirmations with ticket numbers, purchase and sale rates, used margin, amounts available for margin trading, statements of profits and losses, current open and pending positions and any other information as required by CIMA Rules.


More Definitions of CIMA Rules

CIMA Rules means the rules and regulations issued by the CIMA from time to time.
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CIMA Rules means together the Securities Investment Business Law and the Statements of Guidance, Statements of Principle, Regulatory Policies and Regulatory Procedures;
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Related to CIMA Rules

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • AAA Rules has the meaning set forth in Section 11.2.

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation, operation or amendment of this Plan or the Options granted from time to time hereunder including, without limitation, those of the applicable Regulatory Authorities.

  • SIFT Rules means the provisions of the Income Tax Act providing for a tax on certain income earned by a “SIFT trust” or “SIFT partnership” as those terms are defined in the Income Tax Act.

  • Market Rules means the rules, regulations, customs and practices from time to time of any exchange, clearing house or other organization or market involved in the conclusion, execution or settlement of a Contract any exercise by any such exchange, clearing house or other organization or market of any power or authority conferred on it.

  • Scheme Rules means the applicable SEPA direct debit or credit transfer scheme rules of the European Payments Council as amended from time to time.