Covered Accounts definition

Covered Accounts means all persons, entities and accounts which you, your spouse or minor children own, or over which you exercise or substantially influence investment decisions.
Covered Accounts as defined at 16 CFR §681.2 (the “Red Flags Rule”); (g) credit and debit card numbers and/or access codes or other cardholder data and sensitive authentication data as those terms are defined in the Payment Card Industry Data Security Standards (“PCI DSS”);

Examples of Covered Accounts in a sentence

  • All employees of Jennison Associates are prohibited from profiting in Covered Accounts from the purchase and sale, or the sale and purchase of the same or equivalent securities within 60 calendar days.

  • Access Persons must strictly comply with the following policies and procedures regarding personal securities transactions in Covered Accounts.

  • Access Persons who are not Advisory Persons are generally permitted to maintain their Covered Accounts at Neuberger Berman, or with prior approval from the Legal and Compliance Department, at Fidelity Investments (“Fidelity”).

  • Except in particular cases in which Jennison’s Compliance Department has determined in advance that proposed transactions would not conflict with the foregoing policy, the following rules shall govern all transactions (and recommendations) by all Jennison employees for their Covered Accounts.

  • The following Covered Accounts may be maintained away from an Authorized Broker without obtaining prior approval.


More Definitions of Covered Accounts

Covered Accounts means any securities accounts registered in any covered persons name, where they receive any direct or indirect beneficial ownership interest (including spouse, dependents in the same household, or persons under direct or indirect control).
Covered Accounts means each of the Collection Account, the Pre-Funding Account and the Custodian Account.
Covered Accounts has the meaning set forth in Section 3.14(b).
Covered Accounts means all persons, entities and accounts which you or a member of your Immediate Family own, or over which you exercise or substantially influence investment decisions.
Covered Accounts means the aggregate of an Access Person’s and his or her Covered Person’s Reportable Accounts.
Covered Accounts means: 3.1 any account/securities held by you, or your family, while an employee; 3.2 accounts/securities held by you for the benefit of your spouse, significant other, or any children or relatives who share your home; 3.3 accounts/securities for which you have or share, directly or indirectly, through any contract, arrangement, understanding, relationship, or otherwise:
Covered Accounts means all accounts that contain, or may contain, Reportable Securities that are not Discretionary Accounts or Blind Pool Accounts, for a Supervised Person or their Immediate Family.