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EEA firm definition

EEA firm means a firm which is established in an EEA State (its “home State”) and is authorised by its home State regulator to carry on a regulated activity in that State;
EEA firm means a firm of the kind mentioned in paragraph 5(d) of Schedule 3 to the Financial Services and Markets Act 2000; and
EEA firm means any of the following if it does... 5A In paragraph 5, “ relevant office ” means—

Examples of EEA firm in a sentence

  • IJL agrees to furnish to Wachovia all information concerning IJL, its Subsidiaries, officers, directors and stockholders as may be reasonably requested in connection with the foregoing.

  • When in the Temporary Permissions Regime, the EEA firm will face a choice regarding how to leave the regime.

  • Assuming your principal is not an EEA firm, you are required to be registered on the Financial Services Register before you provide payment services.

  • If the applicant does not have right to work status and the vacancy is difficult to recruit to the Trust may within defined parameters apply for a Certificate of Sponsorship.

  • You will not be able to provide payment services in the UK on behalf of an EEA firm unless it has also complied with the relevant requirements for the exercise of its passport rights.You may act for more than one principal, but each principal must register you as its agent.An agent can only provide its principal’s payment services; the agent cannot provide or purport to provide the services in its own right.

  • The requirements of section 243(5) and (5A) and 261D(5) of FSMA and regulation 15(8)(a) of the Open-Ended Investment Companies Regulations 2001(11), as amended from time to time, do not apply to a qualifying EEA firm until the end of the period determined in accordance with regulation 17 (period during which regulation 8 or 11 is to apply) of the EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018 1B.

  • If the services within your paragraph 1(g) permission are also of the type described in paragraph 1(c), under the transitional provisions in regulation 152 of the PSRs 2017 you will be treated as an authorised payment institution, subject to the requirement to provide us (or your home state competent authority if you are an EEA firm) with evidence, by 13 January 2020, that you hold the required own funds.

  • GThe application of ■ SUP 3.10 to the auditor of an incoming EEA firm with atop-up permission is qualified in ■ SUP 3.10.3 R.

  • In relation to an incoming EEA firm exercising an EEA right, or an incoming Treaty firm exercising a Treaty right, the effect is to reserve to the Home State regulator the assessment of the fitness and propriety of a person performing a function in the exercise of that right.

  • In circumstances prescribed in regulations by the Treasury, the regulator must also consult the home state regulator of any EEA firm in the applicant’s or the authorised person’s group (except where the EEA firm is an insurance intermediary or a reinsurance intermediary).


More Definitions of EEA firm

EEA firm means an undertaking that has its head office or registered office in an EEA State and is regulated under the law of that State which is equivalent to the Principal Act or an enactment in sub-paragraph (3)(b); and

Related to EEA firm

  • EEA Member Country means any of the member states of the European Union, Iceland, Liechtenstein, and Norway.

  • EEA State means a State which is a Contracting Party to the EEA Agreement;

  • EEA Resolution Authority means any public administrative authority or any person entrusted with public administrative authority of any EEA Member Country (including any delegee) having responsibility for the resolution of any EEA Financial Institution.

  • EEA Agreement means the Agreement on the European Economic Area signed at Oporto on 2nd May 1992 as adjusted by the Protocol signed at Brussels on 17th March 1993;

  • Resolution Authority means an EEA Resolution Authority or, with respect to any UK Financial Institution, a UK Resolution Authority.

  • EEA national means a national of one of the following countries:

  • EEA means the European Economic Area.

  • Advisory Firm means an accounting firm that is nationally recognized as being expert in Covered Tax matters, selected by the Corporation.

  • Independent Firm means a nationally recognized accounting firm; provided, however, that such term shall not include any accounting firm that performs or has preformed audit services with respect to Parent or Cal Dive.

  • Certification Authority means an entity that certifies the generation, characteristics or Delivery of a REC, or the qualification of a Renewable Energy Facility or Renewable Energy Source under an Applicable Program, may include, as applicable, the Administrator, a GIS, a Governmental Authority, the Verification Provider, one or both of the Parties, an independent auditor, or other third party, and should include (i) if no Applicable Program is specified, the Seller, or the generator of the RECs if the Seller is not the generator, (ii) if the RECs are to be Delivered pursuant to an Applicable Program, the Administrator of the Applicable Program, or such other person or entity specified by the Applicable Program to perform Certification, or (iii) such other person or entity specified by the Parties.

  • CPA Firm has the meaning set forth in Section 2.3(c).

  • EEA migrant worker (“gweithiwr mudol AEE”) means an EEA national who is a worker, other than an EEA frontier worker, in the United Kingdom;

  • Dispute Period shall have the meaning specified in Section 9.3(a).

  • daily firm demand means the peak aggregate daily demand for gas by the Licensee's consumers from time to time which might reasonably be expected after the Licensee had interrupted or reduced the supply of gas toeach consumer to the extent that (otherwise than

  • CFIUS means the Committee on Foreign Investment in the United States.

  • Expedited Dispute Timetable means the accelerated timetable for the resolution of disputes as set out in paragraph 2.6;

  • EEA Regulations means the Immigration (European Economic Area) Regulations 2006.

  • Expert Determination has the meaning set out in Article 19.2.1.

  • Tax Advisor means a United States tax counsel or accountant of recognized national standing.

  • Audit Firm means an audit firm as defined in point (3) of Article 2 of Directive 2006/43/EC;

  • UK Resolution Authority means the Bank of England or any other public administrative authority having responsibility for the resolution of any UK Financial Institution.

  • Advisory Firm Letter means a letter, that has been prepared by the Advisory Firm used by the Corporation in connection with the performance of its obligations under this Agreement, which states that the relevant Schedules, notices or other information to be provided by the Corporation to the Members, along with all supporting schedules and work papers, were prepared in a manner that is consistent with the terms of this Agreement and, to the extent not expressly provided in this Agreement, on a reasonable basis in light of the facts and law in existence on the date such Schedules, notices or other information were delivered by the Corporation to the Members.

  • Relevant UK Resolution Authority means any authority with the ability to exercise a UK Bail-in Power.

  • Valuation Firm means a nationally recognized independent investment banking or valuation firm with expertise in the oil and gas sector.

  • Independent Accounting Firm means such nationally recognized, independent accounting firm as is mutually appointed by Seller and Purchaser for purposes of this Agreement.

  • Relevant Resolution Authority means the resolution authority with the ability to exercise any Bail-in Powers in relation to the relevant Underwriter.