Examples of EEA firm in a sentence
IJL agrees to furnish to Wachovia all information concerning IJL, its Subsidiaries, officers, directors and stockholders as may be reasonably requested in connection with the foregoing.
When in the Temporary Permissions Regime, the EEA firm will face a choice regarding how to leave the regime.
Assuming your principal is not an EEA firm, you are required to be registered on the Financial Services Register before you provide payment services.
If the applicant does not have right to work status and the vacancy is difficult to recruit to the Trust may within defined parameters apply for a Certificate of Sponsorship.
You will not be able to provide payment services in the UK on behalf of an EEA firm unless it has also complied with the relevant requirements for the exercise of its passport rights.You may act for more than one principal, but each principal must register you as its agent.An agent can only provide its principal’s payment services; the agent cannot provide or purport to provide the services in its own right.
The requirements of section 243(5) and (5A) and 261D(5) of FSMA and regulation 15(8)(a) of the Open-Ended Investment Companies Regulations 2001(11), as amended from time to time, do not apply to a qualifying EEA firm until the end of the period determined in accordance with regulation 17 (period during which regulation 8 or 11 is to apply) of the EEA Passport Rights (Amendment, etc., and Transitional Provisions) (EU Exit) Regulations 2018 1B.
If the services within your paragraph 1(g) permission are also of the type described in paragraph 1(c), under the transitional provisions in regulation 152 of the PSRs 2017 you will be treated as an authorised payment institution, subject to the requirement to provide us (or your home state competent authority if you are an EEA firm) with evidence, by 13 January 2020, that you hold the required own funds.
GThe application of ■ SUP 3.10 to the auditor of an incoming EEA firm with atop-up permission is qualified in ■ SUP 3.10.3 R.
In relation to an incoming EEA firm exercising an EEA right, or an incoming Treaty firm exercising a Treaty right, the effect is to reserve to the Home State regulator the assessment of the fitness and propriety of a person performing a function in the exercise of that right.
In circumstances prescribed in regulations by the Treasury, the regulator must also consult the home state regulator of any EEA firm in the applicant’s or the authorised person’s group (except where the EEA firm is an insurance intermediary or a reinsurance intermediary).