ETF Adviser definition

ETF Adviser means the person appointed in the role of investment manager or investment adviser of the ETF.
Sample 1Sample 2Sample 3
ETF Adviser means, in respect of an Underlying ETF Share and the related ETF, any person so specified in the Applicable Final Terms or, if no person is so specified, any person appointed in the role of discretionary investment manager or non-discretionary investment adviser (including a non-discretionary investment adviser to a discretionary investment manager or to another non-discretionary investment adviser) for such ETF.
Sample 1Sample 2Sample 3
ETF Adviser means, in respect of an ETF Share and the related ETF, any person appointed in the role of discretionary investment manager or non-discretionary investment adviser (including a non-discretionary investment adviser to a discretionary investment manager or to another non- discretionary investment adviser) to such ETF in respect of such ETF Share, or any successor;
Sample 1Sample 2Sample 3

Examples of ETF Adviser in a sentence

  • In its day-to-day operations and its investment strategy, an ETF will rely on the ETF Adviser, the investment adviser, the management company and/or on third parties providing services such as safekeeping of assets or acting as counterparty to derivatives or other instruments used by such ETF to employ its investment strategy.

  • In its day-to-day operations and its investment strategy, an ETF will rely on the ETF Adviser, the investment advisor, the management company and/or on third parties providing services such as safekeeping of assets or acting as counterparty to derivatives or other instruments used by such ETF to employ its investment strategy.

  • Any relevant ETF Adviser, ETF Administrator or sponsor of an ETF will have no involvement in the offer and sale of the Notes and will have no obligation to any investor in such Notes.

  • If the Share is an ETF, the occurrence of any of the following events: (i) an Adjustment to the ETF Underlying Index, (ii) a Change of Investment Policy, (iii) a Liquidation, (iv) a Redemption of Shares, (v) a Restriction on Shares or (vi) a Termination of ETF Adviser and/or ETF Administrator.

  • Any such ETF Adviser, ETF Administrator or sponsor of an ETF may take any actions in respect of such ETF without regard to the interests of the Warrantholders, and any of these actions could adversely affect the market value of the Warrants.

  • Any relevant ETF Adviser, ETF Administrator or sponsor of an ETF will have no involvement in the offer and sale of the Warrants and will have no obligation to any investor in such Warrants.

  • The entities comprising the Companies are: DoubleLine Group LP (“Group”) DoubleLine Capital LP (“Adviser”, “DoubleLine”, “Capital”) DoubleLine Equity LP (“Adviser”, “DoubleLine”, “Equity”) DoubleLine Alternatives LP (“Adviser”, “DoubleLine”, “Alternatives”) DoubleLine ETF Adviser LP (“Adviser,””DoubleLine”, “ETF Adviser”) DoubleLine Opportunistic Credit Fund (“DBL”) DoubleLine Funds Trust (“DFT”) DoubleLine Income Solutions Fund (“DSL”) DoubleLine Investment Management Asia Ltd.

  • A notice of termination shall be delivered or mailed by registered mail, postage prepaid, to the other party at the address indicated below: If to the Trust: DoubleLine ETF Trust 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Los Angeles, California 90071 Attn: President and Board of Trustees If to the Manager: DoubleLine ETF Adviser LP 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000 Los Angeles, California 90071 Attn: President Termination of this Agreement pursuant to this Section 5 shall be without the payment of any penalty.

  • The entities comprising the Companies are: DoubleLine Group LP (“Group”) DoubleLine Capital LP (“Adviser”, “DoubleLine”, “Capital”) Alternatives LP (“Adviser”, “DoubleLine”, “Alternatives”) DoubleLine ETF Adviser LP (“Adviser,” “DoubleLine”, “ETF Adviser”) DoubleLine Opportunistic Credit Fund (“DBL”) DoubleLine Funds Trust (“DFT”) DoubleLine Income Solutions Fund (“DSL”) DoubleLine Investment Management Asia Ltd.

  • These affiliated ETF Adviser fee reimbursements are not available for recoupment.


More Definitions of ETF Adviser

ETF Adviser means, with respect to an ETF, any person appointed in the role of discretionary investment manager or non-discretionary investment manager (including a non-discretionary investment manager to a discretionary investment manager or to another non-discretionary investment manager), as provided in the related ETF Documents;
Sample 1Sample 2Sample 3
ETF Adviser means any person or entity appointed in the role of discretionary investment manager or non-discretionary investment adviser (including a non-discretionary investment adviser to a discretionary investment manager or to another non-discretionary investment adviser).
Sample 1Sample 2Sample 3
ETF Adviser means the person appointed in the role of investment manager or investment adviser of the ETF as determined by the Calculation Agent, subject to adjustment from time to time in accordance with the provisions as set out in Condition 14.5.
Sample 1Sample 2
ETF Adviser means, in respect of any ETF, the person appointed in the role of investment manager or investment adviser of such ETF specified as such in the applicable Pricing Supplement, subject to adjustment from time to time in accordance with the provisions as set out in Condition (f) (Particular Provisions) below.
Sample 1
ETF Adviser means the person appointed in the role of investment manager or investment adviser of the ETF specified as such in the applicable Final Terms, subject to adjustment from time to time in accordance with the provisions as set out in Condition 18(f) (Particular Provisions) below.
Sample 1

Related to ETF Adviser

  • Sub-Adviser means Nuveen Asset Management, LLC, the Fund’s sub-adviser, which is a subsidiary of the Investment Adviser.

  • portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the investment fund or with the manager of the investment fund;

  • Independent Adviser means an independent financial institution of international repute or an independent financial adviser with appropriate expertise appointed by the Issuer under Condition 5(j)(i).

  • Adviser/Subadviser means the Adviser or a Subadviser, if any, of the Fund or both as the context may require.

  • Sub-Advisor shall include the Sub-Advisor and/or any of its affiliates and the directors, officers and employees of the Sub-Advisor and/or any of its affiliates.

  • Independent Advisor means a reputable accounting, appraisal or nationally recognized investment banking, engineering or consulting firm (a) which does not, and whose directors, officers and employees or Affiliates do not, have a direct or indirect material financial interest in the Company and (b) which, in the judgment of the Board of Directors of the Company, is otherwise disinterested, independent and qualified to perform the task for which it is to be engaged.

  • Advisor or “ADVISORS” means the Person or Persons, if any, appointed, employed or contracted with by the Company pursuant to Section 8.1 hereof and responsible for directing or performing the day-to-day business affairs of the Company, including any Person to whom the Advisor subcontracts all or substantially all of such functions.

  • Adviser/Subadviser means the Adviser or a Subadviser, if any, of the Fund or both as the context may require.

  • Independent Board Member means a trustee of the Fund who is neither an “interested person” of the Fund as defined in Section 2(a)(19) of the Investment Company Act of 1940, as amended, nor a party to the Proceeding with respect to which indemnification or advances are sought.

  • Independent Manager shall refer to a member of the Board that meets the standards of an “independent director” set forth in NASDAQ Marketplace Rule 4200(a)(15) (on any successor rule) with respect the Company, the Administrator and their respective affiliates. In the event a Special Committee is formed, the term “Independent Manager” shall, as the context requires, refer generically to each Independent Manager.

  • Independent Director/Trustee means any; (i) director or trustee of an Invesco Mutual Fund who is not an “interested person” (as defined in Section 2(a)(19) of the Investment Company Act) of an Invesco Mutual Fund; (ii) director or trustee of an Invesco ETP who is not an “interested person” (as defined in Section 2(a)(19) of the Investment Company Act) of an Invesco ETP; or (iii) member of the Invesco Canada Independent Review Committee, Invesco Canada Funds Advisory Board or Board of Directors of Invesco Corporate Class Inc. who has no other executive responsibilities or engagement in an Invesco Canada Fund or Invesco NA’s day-to-day activities beyond the scope of their duties as director/trustee.

  • Adviser means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Invesco Advisers, Inc. s -affiliated Broker-dealer” means Invesco Distributors, Inc. or Invesco Capital Markets, Inc. or their successors.

  • Subadviser shall include any affiliates of the Subadviser performing services for the Corporation or the Fund contemplated hereby and the partners, shareholders, directors, officers and employees of the Subadviser and such affiliates.

  • Independent Manager Fee is defined in Section 4.01(a) of the LLC Agreement.

  • Independent Director/Trustee means any; (i) director or trustee of an Invesco Mutual Fund who is not an “interested person” (as defined in Section 2(a)(19) of the Investment Company Act) of an Invesco Mutual Fund; (ii) director or trustee of an Invesco ETP who is not an “interested person” (as defined in Section 2(a)(19) of the Investment Company Act) of an Invesco ETP; or (iii) member of the Invesco Canada Independent Review Committee, Invesco Canada Funds Advisory Board or Board of Directors of Invesco Corporate Class Inc. who has no other executive responsibilities or engagement in an Invesco Canada Fund or Invesco NA’s day-to-day activities beyond the scope of their duties as director/trustee.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Fund Adviser means any entity that acts as a manager, adviser or sub-adviser to a Legg Mason Fund.

  • Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.

  • Independent Board Committee means the independent board committee of the Company

  • Advisory Board Member means a member of an “Advisory Board” as defined in Section 2(a)(1) of the 1940 Act.

  • Transaction Advisor means appointed advisor / consultant by BSNL to assist them in works related to bid process management and conclusion of transactions related to the Said Land Parcel. The Transaction Advisor for Said Land Parcel is Delhi Integrated Multi-Modal Transit System Ltd.

  • Investment Facilitators/Advisors means an individual, firm, corporate or other entity appointed by the Management Company to identify, solicit and assist investors in investing in the Scheme. The investment facilitator/advisor is not authorized to perform the Distribution Functions. The Management Company shall compensate the Investment Facilitators.

  • Sub-Manager Any Person with which the Property Manager or the Special Servicer has entered into a Sub-Management Agreement.

  • Independent Directors means the members of the Board of Directors who are not officers or employees of the Manager.

  • OPSI Advisory Committee means the committee established under Tariff, Attachment M, section III.G.