Fiduciary Requirement definition

Fiduciary Requirement means any fiduciary requirement imposed by applicable Law or an Investment Advisory Arrangement with respect to the services performed for a Client pursuant to such Investment Advisory Arrangement, including but not limited to such fiduciary requirements with respect to compliance with investment guidelines.
Fiduciary Requirement means any requirement imposed by Applicable Law or an Investment Advisory Arrangement regarding the services performed for a Client pursuant to such Investment Advisory Arrangement including but not limited to compliance with investment guidelines. “Filings” has the meaning set forth in Section 3.16(h). “Final Closing Balance Sheet” has the meaning set forth in Section 5.16(d). “Former BlackRock Employee” means any individual who is, on the date of this Agreement, a former employee, officer, director or consultant of a BlackRock Company. “Former MLIM Employee” means any individual who is, on the date of this Agreement, a former employee, officer, director or consultant in respect of the MLIM Business or any MLIM Business Entity that, after giving effect to the MLIM Restructuring, will be a MLIM Transferred Entity or a Controlled Affiliate of a MLIM Transferred Entity. “Fully Diluted” has the meaning ascribed to the term “Diluted” in Statement of Financial Accounting Standards No. 123. “Fund” means any Public Fund or Private Fund. For the purposes of Article III, the term Fund shall not include any MLIM Sub-Advised Fund. “Fund Board” means the board of directors or trustees (or Persons performing similar functions) of a Fund. “Fund Financial Statements” means (a) with respect to each Public Fund, the audited financial statements of each such Public Fund for the three most recently completed fiscal years (or, if a shorter period, since the inception of such Public Fund), together with reports on such year-end statements by each such Fund’s independent public accountants, including, in each case, for each investment portfolio thereof, a statement of net assets or statement of assets and liabilities and schedule of investments, a statement of operations and a statement of changes in net assets and (b) with respect to each Private Fund, the financial statements of each such Private Fund for the three most recently completed fiscal years (or, if a shorter period, since the inception of such Private Fund). “GAAP” shall mean U.S. generally accepted accounting principles in effect at the time any applicable financial statements were prepared or any act requiring the application of GAAP was performed. “Governmental Approval” means any Consent of, with or to any Governmental Authority. Annex A-8 Table of Contents

Examples of Fiduciary Requirement in a sentence

  • A Fiduciary Under ERISA Should Satisfy the Fiduciary Requirement Under § 523(a)(4)The next step to implementing this proposal is to establish that a fiduciary under ERISA is a fiduciary under the Bankruptcy Code.

  • Housing Development Partnerships exempted from this Policy in the past shall remain exempt, but voluntary compliance is strongly recommended, subject to the Fiduciary Requirement.

  • A Fiduciary Under ERISA Should Satisfy the Fiduciary Requirement Under § 523(a)(4) 26 Conclusion 29 Introduction The year was 1963.

  • A Fiduciary Under ERISA Should Satisfy the Fiduciary Requirement Under § 523(a)(4) 26 CONCLUSION 29 INTRODUCTION The year was 1963.

  • Annual Plan Review & Due Diligence Checklist (continued)Communicate to Participants (continued) Fiduciary Requirement How to ComplyHave You Complied?Required Under ERISA Section 404(c)Provide a description of any restrictions, redemption fees and other transaction fees associated with the purchase,sale or transfer of investment options by participants.This information is generally provided by your recordkeeper.

  • New Fiduciary Requirement to Designate a Manageable Number of Plan Investment Options - In Q&A-30, the Department expresses a number of troubling views.

  • Annual Plan Review & Due Diligence Checklist (continued)Communicate to Participants Fiduciary Requirement How to ComplyHave You Complied?Required Under ERISA Section 404(c)Provide participants with a Summary Plan Description (SPD).

  • Members remarked that they thought the cells were small but had better sanitation than other prisons such as Peterhead.

  • Annual Plan Review & Due Diligence Checklist (continued)Manage Administrative Responsibilities Fiduciary Requirement How to ComplyHave You Complied?Required Under ERISA Section 404(c)Give participants the opportunity to change their investment options at least quarterly.Decide on investment change timing when writing your plan document with your Third-Party Administrator.

  • Andreas Televantos, ‘Losing the Fiduciary Requirement for Equitable Tracing Claims (2017) 133 Law Quarterly Review 492-515, 492.

Related to Fiduciary Requirement

  • Fiduciary has the meaning set forth in ERISA Sec. 3(21).

  • Fiduciary Account means an account in which the lawyer deposits fiduciary property.

  • Mandatory Requirements means those requirements described herein, which shall be fully satisfied in order for any Proposal to be considered by the City as a qualified Proposal.

  • Regulatory Requirement means any law, regulation or court order, or any rule, direction, guideline, code, notice or restriction (whether or not having the force of law) issued by any regulatory authority, governmental agency (including tax authority), clearing or settlement bank or exchange, or industry or self-regulatory body, whether in or outside Hong Kong, to which HKICL, we or any other Participant or the respective affiliates or group companies, or you are subject or are expected to comply with from time to time.

  • Statutory Requirements means all approvals, consents, permits, or licences necessary for the purposes of the Project from the State, any government department, authority, instrumentality or local government authority, and includes, without limiting the generality of the foregoing, all approvals, consents, permits, and licences, for engineering drawings, construction plans, earthworks and structures necessary for the purposes of the Project;

  • Program Requirements means that Partner has to fulfill certain program requirements as described in detail in the applicable SAP PartnerEdge Model and the PartnerEdge Program Guide.

  • Segregation means sorting and separate storage of various components of solid waste namely biodegradable wastes including agriculture and dairy waste, non biodegradable wastes including recyclable waste, non- recyclable combustible waste, sanitary waste and non recyclable inert waste, domestic hazardous wastes, and construction and demolition wastes ;

  • Requirements means and include schedules, details, description, statement of technical data, performance characteristics, standards (Indian as well as International) as applicable and specified in the Contract.

  • Minimum Participation Requirements means a set of minimum training, risk management, communication and capital or collateral requirements required for Participants in the PJM Markets, as set forth herein and in the Form of Annual Certification set forth as Tariff, Attachment Q, Appendix 1. Participants transacting in FTRs in certain circumstances will be required to demonstrate additional risk management procedures and controls as further set forth in the Annual Certification found in Tariff, Attachment Q, Appendix 1.

  • Requirement means a specification that a Contractor’s product and/or service must perform during the term of the contract. These specifications will be distinguished by using the term “shall” or “must” in the requirement.

  • Regulatory Requirements means all applicable federal and state statutes, regulations, regulatory guidance, judicial or administrative rulings, requirements of Governmental Contracts and standards and requirements of any accrediting or certifying organization, including, but not limited to, the requirements set forth in a Product Attachment.

  • Risk Retention Requirements means the credit risk retention requirements of Section 15G of the Exchange Act (15 U.S.C. §78o-11), as added by Section 941 of the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act.

  • Patriot Act Offense means any violation of the criminal laws of the United States of America or of any of the several states, or that would be a criminal violation if committed within the jurisdiction of the United States of America or any of the several states, relating to terrorism or the laundering of monetary instruments, including any offense under (A) the criminal laws against terrorism; (B) the criminal laws against money laundering, (C) the Bank Secrecy Act, as amended, (D) the Money Laundering Control Act of 1986, as amended, or (E) the Patriot Act. “Patriot Act Offense” also includes the crimes of conspiracy to commit, or aiding and abetting another to commit, a Patriot Act Offense.

  • FILOT Act Minimum Investment Requirement means, with respect to the Project, an investment of at least $2,500,000 by the Company, or of at least $5,000,000 by the Company and any Sponsor Affiliates in the aggregate, in Economic Development Property.

  • Prohibited Items means any items which we or any Authorised Person deem to be dangerous or inappropriate including (without limitation) those items specified in sub-paragraphs 27(b)(c) and (d) of these Conditions and any further items listed at www.snowbombing.com from time to time;

  • Privacy Requirements shall have the meaning set forth in Section 3.19.

  • Parent-subsidiary relationship means a relationship that exists when one corporation directly or indirectly owns shares possessing more than 50 percent of the voting power of another corporation.

  • Family relationship means a relationship between a person and another person within the third degree by consanguinity or the second degree by affinity, as those terms are defined by Subchapter B, Chapter 573, Texas Government Code.

  • Deportation or forcible transfer of population means forced displacement of the persons concerned by expulsion or other coercive acts from the area in which they are lawfully present, without grounds permitted under international law;

  • Mandatory City Requirements means those City laws set forth in the San Francisco Municipal Code, including the duly authorized rules, regulations, and guidelines implementing such laws that impose specific duties and obligations upon Contractor.

  • Authority Requirements means the operational requirements, functions and characteristics of the Framework set out in Schedule 1 (Statement of Requirements)

  • Minimum Requirements means the minimum requirements for available commercial structures. The minimum requirements may be found at this link: https://portlandgeneral.com/energy- choices/renewable-power/green-future-impact The minimum requirements may be updated from time to time to reflect PGE’s criteria from its latest Commission accepted renewable request for proposals.

  • Prohibited Transferee means any Person who is a:

  • Qualification Requirements means the qualification requirements as set forth in Section-2, Clause 2.1 of this RFP;

  • U.S. Patriot Act means the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), as amended.