Financial Services Company definition

Financial Services Company means a bank, bank holding company, savings and loan association, building and loan association, savings and loan holding company, insurance company, investment banking, or securities company, or other financial services company, other than Key or any of its Subsidiaries.
Financial Services Company means any person, including a body of persons corporate or unincorporated, authorised by or registered with the Financial Conduct Authority’;
Financial Services Company means a business enterprise that engages in any of the following services (itself or through an affiliate or subsidiary), regardless of whether such services are the principle strategy or revenue-generating activity: • commercial or retail banking, including, but not limited to, commercial, institutional and personal trust, custody and/or lending and processing services, internet banking, originating and servicing mortgages, issuing and servicing credit cards, payment servicing or processing or merchant services, • insurance, including but not limited to, guaranteeing against loss, harm, damage, illness, disability or death, providing and issuing annuities, acting as principal, agent or broker for purpose of the forgoing, • financial, investment or economic advisory services, including but not limited to, investment banking services (such as advising on mergers or dispositions, underwriting, dealing in, or making a market in securities or other similar activities), brokerage services, investment management services, asset management services, foreign exchange services, interbank networks and hedge funds, • issuing, trading or selling instruments representing interests in pools of assets or in derivatives instruments, • financial technology companies, such as those selling blockchain services, or offering or selling financial products/services, • advising on, or investing in, private equity or real estate funds or ventures, or • any similar activities that the Director of Human Resources or nominee determines in his or her sole discretion constitute financial services.

Examples of Financial Services Company in a sentence

  • Each Trust (if it has no series) and each Trust on behalf of each Fund (if it has series) has entered into an investment advisory agreement with Massachusetts Financial Services Company or an affiliate thereof ("MFS") pursuant to which MFS, subject to the general supervision of the Board of Trustees of the Trust, provides portfolio management services.

  • Capital Markets shall execute such directions directly or through its affiliate, National Financial Services Company ("NFSC").

  • Please note that this firm Spire Solicitors LLP has a fifty percent shareholding in a Financial Services Company known as ‘Overburys Financial Services Limited’.

  • Until April 2017, he was the Managing Director & CEO of IndoStar Capital Finance Limited, a Non-Banking Financial Services Company (NBFC) since its inception in 2011.

  • MFS® Total Return Series – Service Class; Massachusetts Financial Services Company Seeks total return.


More Definitions of Financial Services Company

Financial Services Company means any corporation, partnership, sole proprietorship or other entity engaged in the provision to unaffiliated customers of financial services, including, without limitation, retail or commercial banking, lending, lease financing, trade financing or other extension of credit, rate risk management products, loan servicing, credit card processing, investment banking, brokerage services, investment management or advisory services, sponsorship, administration or management of mutual funds or other collective investment vehicles, cash management, foreign exchange, fiduciary or custodial services, employee benefit plan administration, benefits consulting services, stock transfer services or underwriting or sale of insurance.
Financial Services Company means a business enterprise that employs you in any capacity (as an employee, contractor, consultant, advisor, self-employed individual, etc. whether paid or unpaid) and engages in: • commercial or retail banking, including, but not limited to, commercial, institutional and personal trust, custody and/or lending and processing services, originating and servicing mortgages, issuing and servicing credit cards; • insurance , including but not limited to, guaranteeing against loss, harm damage, illness, disability or death, providing and issuing annuities, acting as principal, agent or broker for purpose of the forgoing; • financial, investment or economic advisory services, including but not limited to, investment banking services (such as advising on mergers or dispositions, underwriting, dealing in, or making a market in securities or other similar activities), brokerage services, investment management services, asset management services, and hedge funds; • issuing, trading or selling instruments representing interests in pools of assets or in derivatives instruments; • advising on, or investing in, private equity or real estate, or • any similar activities that JPMorgan Chase determines in its sole discretion constitutes financial services.
Financial Services Company means a business enterprise that employs you in any capacity (such as an employee, contractor, consultant, advisor, or self-employed individual, whether paid or unpaid) and engages in: • commercial or retail banking, including, but not limited to, commercial, institutional and personal trust, custody and/or lending and processing services, originating and servicing mortgages, issuing and servicing credit cards, payment servicing or processing or merchant services, • insurance, including but not limited to, guaranteeing against loss, harm, damage, illness, disability or death, providing and issuing annuities, acting as principal, agent or broker for purpose of the forgoing, • financial, investment or economic advisory services, including but not limited to, investment banking services (such as advising on mergers or dispositions, underwriting, dealing in, or making a market in securities or other similar activities), brokerage services, investment management services, asset management services, and hedge funds, • issuing, trading or selling instruments representing interests in pools of assets or in derivatives instruments, • advising on, or investing in, private equity or real estate, or • any similar activities that the Director of Human Resources or nominee determines in his or her sole discretion constitute financial services.
Financial Services Company means any Person that is engaged in or operates a financial services business including, without limitation, banks (including savings, commercial, merchant, and investment banks and credit unions), Securities Brokers, Dealers, investment managers, investment funds or partnerships, clearing organizations, Securities trading rooms and Securities exchanges. A Person shall be deemed to be engaged in or operate a financial services business for purposes of the foregoing sentence if such Person is a member of a group of related or affiliated companies where a majority portion measured in terms of revenues or capitalization of such group is attributable to activities constituting or relating to a financial services business; provided, however, that any such member of such a group of related or affiliated companies that itself is not engaged in or does not operate a financial services business shall not be considered a Financial Services Company if such member agrees in writing not to provide access to any Licensed Products or Licensed Services to or for the benefit of any other member of such group that is or is deemed to be a Financial Services Company. A Person that is engaged in a financial services business that is merely incidental to the operation of that Person or its Affiliates shall not by reason of such incidental activity be considered a “Financial Services Company.”
Financial Services Company or ‘captive finance source’ means any finance source that provides automotive‑related loans, or purchases retail installment contracts or lease contracts for motor vehicles and is, directly or indirectly, owned, operated, or controlled, in whole or in part, by a manufacturer, a distributor, a wholesaler, a distributor branch or division, a factory branch or division, or a wholesale branch or division.
Financial Services Company means a business enterprise that employs you in any capacity (such as an employee, contractor, consultant, advisor, or self-employed individual, whether paid or unpaid) and engages in:
Financial Services Company means any company that –