Investment Firms Act definition

Investment Firms Act means Act CXXXVIII of 2007 on Investment Firms and Commodity Exchange Service Providers, and Rules Concerning the Activities They Are Authorised to Pursue [befektetési vállalkozásokról és az árutőzsdei szolgáltatókról, valamint az általuk végezhető tevékenységek szabályairól szóló 2007. évi CXXXVIII. törvény]
Sample 1Sample 2Sample 3
Investment Firms Act means Act CXXXVIII of 2007 on Investment Firms and Commodity Exchange Service Providers, and Rules Concerning the Activities They Are Authorised to Pursue
Sample 1Sample 2

Examples of Investment Firms Act in a sentence

  • The intermediary shall be subject to the provisions set out in Sections 111–116, 123(1)(e), 123(4)(a) and 159(2)–(4) of the Investment Firms Act.

  • The transmission of the data shall be subject to the provisions of the Banking Act concerning bank secrets, those of the Investment Firms Act and the Capital Market Act concerning securities secrets, and those of the Insurance Act concerning insurance secrets, as applicable.

  • The Bank may pursue the activities specified in Sections I.3.3.1 and I.3.3.2 in respect of any and all financial instruments specified in the Investment Firms Act.

  • Regarding disputes falling under the jurisdiction of administrative courts, the assistance to arbitrations located abroad is rendered by the administrative court with territorial jurisdiction in accordance with paragraph 5 of this article, to be applied with the necessary adjustments to the regime of administrative courts.

  • Poly(ethylene glycol)-containing hydrogels for oral protein delivery applications.

  • The Bank assigns Clients into different client types set up on the basis of the Investment Firms Act (client categories).

  • The T&Cs shall provide a general overview of Global Markets services without making distinctions as to the Business Partner rating of service recipients based on the Customer rating as per the Investment Firms Act.

  • Pursuant to Section 28 (1)k) of the Investment Firms Act, the business plan must be attached to the application.

  • The Registrar may require a deposit taking co-operative to give to a depositor, within such time as the Registrar may determine, a document of a kind referred to in clause 4 (a) of this Regulation.

  • If OTP Bank Plc.’s right of satisfaction in connection with the Securities Deposit accrues, it shall be entitled to access said Securities Deposit in conformity with the Investment Firms Act and the Civil Code, the related legal regulations, this T&Cs and the associated documents.

Related to Investment Firms Act

  • investment firm means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis;

  • Investment Company Act means the Investment Company Act of 1940, as amended.

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.