Examples of IPO Securities in a sentence
Consequently Front-Office Access Persons (including Household Family Members) must wait to purchase newly- issued IPO Securities until the next business (trading) day following the offering date of the IPO.6.3 INVESTMENT CLUB BANFront-Office Access Persons (including Household Family Members) are prohibited from participating or holding an interest in any Investment Club.
Consequently Front-Office Access Persons (including Household Family Members) must wait to purchase newly-issued IPO Securities until the next business (trading) day following the offering date of the IPO.
IPO Securities and Derivative Litigation, 986 F.Supp.2d 428, 455–47 (S.D.N.Y. 2013) (holding that an exchange is not immune for statements made touting its technology and trading platforms because they did not relate to its delegated responsibilities).And though the SEC approved some of Cboe’s actions, which shows that the SEC acted in its capacity to regulate Cboe, it does not follow that Cboe’s conduct was regulatory.
In the event of a Qualified IPO, but subject to the closing of such Qualified IPO, if the Requisite Holders timely deliver an IPO Conversion Election as set forth in Section 3(b)(i), the outstanding Note Obligations Amount shall convert in full on the closing date of such Qualified IPO into a number of IPO Securities equal to (x) the outstanding Note Obligations Amount on such closing date, divided by (y) the applicable IPO Conversion Price.
In the event of a Non-Qualified IPO, but subject to the closing of such Non-Qualified IPO, if the Requisite Holders timely deliver an IPO Conversion Election as set forth in Section 3(b)(i), the Note Obligations Amount will convert in full on the closing date of such Non-Qualified IPO into a number of IPO Securities equal to (a) the outstanding Note Obligations Amount on such closing date, divided by (b) the applicable IPO Conversion Price.