Examples of Key Management Person in a sentence
This policy shall be distributed to all Key Management Personnel and it is the responsibility of each Key Management Person to comply with this policy.
Notwithstanding the above, no dealing in the Company’s securities will be permitted at any time if that Key Management Person possesses (or is deemed to possess) any price sensitive information which is not generally available.
SCHEDULE IIFitness and Propriety of a Key Management Person of a Market Intermediary General interpretation 1.
Adherence to these Rules shall be a continuous requirement and the compliance officer of a Market Intermediary shall immediately inform the board of directors of any matter that may disqualify the appointment or the continuation in office of a Key Management Person and the board of directors shall immediately notify the Commission the decision made in respect of such matter.
I affirm/state that I have not been a Key Management Person of a company, partnership or other organization whose licence has been suspended or cancelled by the Commission for violating any provision of the SEC Act, any rules or regulations made thereunder.
No dealing in Catapult’s securities may be undertaken before the employee or Key Management Person receives the written approval of the Designated Officer (which may be refused or given subject to any conditions the Designated Officer determines necessary to comply with this policy).
I affirm/state that I have not been a Key Management Person of a body corporate which has been found guilty / held responsible by a court of law in Sri Lanka or abroad for the commission of any criminal offence/ capital market offence, proved to have been committed with the knowledge or involvement or negligence attributable to me.
No Dealing in Catapult’s Securities may be undertaken before the employee or Key Management Person receives the written approval of the Designated Officer (which may be refused or given subject to any conditions the Designated Officer determines necessary to comply with this policy).
However, a Key Management Person must first give the Chairman notice of their intention to seek independent legal advice in relation to such matters.
Signature of named Key Management Person: ……...........................................................................