Minor Rule Violation definition

Minor Rule Violation means a violation of the institution’s code of conduct that is not a threat to safety, security or order which does not require due process and may be resolved without the imposition of serious penalties.
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Minor Rule Violation means a violation of the facility’s rules of conduct that does not require due process.
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Minor Rule Violation means a violation of the EPN Rules for which a fine may be assessed against the Interested Person in an amount not to exceed $5,000. See Article V, EPN Rule 7, Section 2, supra note 5.
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Examples of Minor Rule Violation in a sentence

  • Failure to attend Exchange-mandated continuing educational classes may subject Trading Permit Holders and persons associated with Trading Permit Holders to sanctions pursuant to the Exchange’s Minor Rule Violation Plan provided in Exchange Rule 13.15.

  • As a result of a Minor Rule Violation, Plaintiffs and Class members may be limited from using or fully restricted from using the area or items involved in the violation.

  • The CHX proposes to amend the rules relating to the composition of the CHX’s Minor Rule Violation Panel (‘‘Panel’’).

  • An ‘action’ means a Letter of Acceptance, Waiver and Consent (AWC), a settled case, a Minor Rule Violation Plan Letter, or a fully litigated case” (Guidelines, at p.

  • The Exchange proposes to amend Amex Rule 590, Minor Rule Violation Fine Systems.

  • The Exchange believes that these violations are suitable for incorporation into the Exchange’s Minor Rule Violation Rule because they are generally technical in nature.

  • Know days, consumer in developed countries make purchase decision based on health reasons, are interested in healthy food, and/or believe that foods can have health promoting features (Niva & Mäkelä, 2005).

  • Relating to its Minor Rule Violation Plan.December 29, 1998.Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934(‘‘Act’’) 1 and Rule 19b–4 thereunder, 2notice is hereby given that on December 9, 1998, the Boston Stock Exchange, Inc.

  • Codified in Amex Rule 590, the Minor Rule Violation Fine Plan has three distinct sections: Part 1 (‘‘General Rule Violations’’), which covers more substantive matters; Part 2 (‘‘Floor Decorum’’), which covers Floor Decorum and operational matters; and Part 3 (‘‘Reporting Violations’’), which covers the late submission of routine reports.The Exchange’s Enforcement Department and MFVDC 3 currently divide responsibility for administering Part 1 of Amex Rule 590.

  • Subsequent offenses will be referred to CFE’s Business Conduct Committee.Account Type IdentificationCFE is proposing to modify its Minor Rule Violation Rule to cover violations of Account Type Identification requirements.


More Definitions of Minor Rule Violation

Minor Rule Violation means a violation of the facility’s rules of conduct that is not a threat to safety, security, or order which does not require due process and can be resolved without the imposition of serious penalties. Minor infractions do not violate any state or federal statutes and may be resolved informally by reporting staff.
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Related to Minor Rule Violation

  • Minor violation means a violation that is not the result of the purposeful, reckless or criminally negligent conduct of the alleged violator; and/or the activity or condition constituting the violation has not been the subject of an enforcement action by any authorized local, county or state enforcement agency against the violator within the immediately preceding 12 months for the same or substantially similar violation.

  • Serious traffic violation means a conviction when operating a commercial motor vehicle of:

  • Serious violation means OCC has made a valid finding when assessing a serious complaint that alleges:

  • Market Violation means a tariff violation, violation of a Commission-approved order, rule or regulation, market manipulation, or inappropriate dispatch that creates substantial concerns regarding unnecessary market inefficiencies, as defined in 18 C.F.R. § 35.28(b)(8).

  • OVI or OVUAC violation means a violation of section 4511.19 of the Revised Code or a violation of an existing or former law of this state, any other state, or the United States that is substantially equivalent to section 4511.19 of the Revised Code.

  • Wildlife violation means any cited violation of a statute, law, regulation, ordinance, or administrative rule developed and enacted for the management of wildlife resources and the uses thereof.

  • Repeat violation means a violation of the same regulation in any location by the same person for which voluntary compliance previously has been sought within two years or a notice of civil violation has been issued

  • Remedy a Violation means to bring the structure or other development into compliance with state and community floodplain management regulations, or, if this is not possible, to reduce the impacts of its noncompliance. Ways that impacts may be reduced include protecting the structure or other affected development from flood damages, implementing the enforcement provisions of the ordinance or otherwise deterring future similar violations, or reducing federal financial exposure with regard to the structure or other development.

  • Behavioral violation means a student’s behavior that violates the district’s discipline policies.

  • integrity violation means any act which violates the anticorruption policy including corrupt, fraudulent, coercive, or collusive practice, abuse, and obstructive practice;

  • Sexually violent predator means a person who:

  • Technical violation means a noncriminal violation of the conditions of parole. This rule is intended to implement Iowa Code section 905.7.

  • Environmental Violation means, with respect to the Property, any activity, occurrence or condition that violates or results in non-compliance with any Environmental Law.

  • Restrictive Covenant Violation means the Participant’s breach of the Restrictive Covenants listed on Appendix A or any covenant regarding confidentiality, competitive activity, solicitation of the Company’s vendors, suppliers, customers, or employees, or any similar provision applicable to or agreed to by the Participant.

  • Public nuisance means a building that is a menace to the public health, welfare, or safety, or that is structurally unsafe, unsanitary, or not provided with adequate safe egress, or that constitutes a fire hazard, or is otherwise dangerous to human life, or that in relation to the existing use constitutes a hazard to the public health, welfare, or safety by reason of inadequate maintenance, dilapidation, obsolescence, or abandonment. “Public nuisance” includes buildings with blighting characteristics as defined by Iowa Code section 403.2.

  • Governmental Rule means any law, rule, regulation, ordinance, order, code interpretation, judgment, decree, directive, guidelines, policy or similar form of decision of any Governmental Authority.

  • Regulated NSR pollutant means the following:

  • Deportation or forcible transfer of population means forced displacement of the persons concerned by expulsion or other coercive acts from the area in which they are lawfully present, without grounds permitted under international law;

  • Prohibited Transactions means a personal securities transaction prohibited by this Code.

  • Violation means the failure of a structure or other development to be fully compliant with the community's floodplain management regulations. A structure or other development without the elevation certificate, other certifications, or other evidence of compliance required in Articles 4 and 5 is presumed to be in violation until such time as that documentation is provided.

  • Flood or flooding means a general and temporary condition of partial or complete inundation of normally dry land areas from:

  • Governmental Requirement means any law, statute, code, ordinance, order, determination, rule, regulation, judgment, decree, injunction, franchise, permit, certificate, license, rules of common law, authorization or other directive or requirement, whether now or hereinafter in effect, of any Governmental Authority.

  • Intimidating, threatening, abusive, or harming conduct means, but is not limited to, conduct that does the following:

  • Single event permit means a permit issued in accordance with Chapter 9, Part 3, Single Event Permit.