Personal Advice definition

Personal Advice means advice given to a consumer in relation to the suitability of a specific financial product or service for the consumer taking into account their financial objectives, needs and capacity.
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Personal Advice means financial product advice that is given or directed to a person (including by electronic means) in circumstances where:
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Personal Advice has the meaning given to that term in subsection 766B(3) of the Act;
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Examples of Personal Advice in a sentence

  • Personal Financial Advice - under Personal Advice we provide you with advice which takes into account your personal objectives, goals, financial situations and needs.

  • In respect of both Personal Advice and General Advice GPS Wealth does not guarantee the performance of any investment product, nor is GPS Wealth liable in any way for shortfall or loss of any kind (whether direct or indirect and whether reasonably foreseeable or not) arising out of the default by any other client or dealer, clearer or any other person (whether by contract, indemnity, negligence, fiduciary duty or otherwise), except to the extent required by law.

  • FinEx will never provide Personal Advice to you.Your FSP has engaged FinEx to provide execution services and to arrange for the distribution of research.

  • If you are a Retail Client and we give you Personal Advice, commission amounts will be provided in any SoA or (where an SoA is not required to be provided) included with any relevant invoices.

  • If you are a new Retail Client purchasing Personal Accident or Sickness insurance and obtain Personal Advice, that is, advice that takes into account your particular circumstances, we will give you a Statement of Advice (SOA) that sets out the advice, the basis for the advice and our remuneration should you purchase the product.


More Definitions of Personal Advice

Personal Advice has the same meaning as given to it in the Act.
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Personal Advice is as defined in the Corporations Xxx 0000 (Cth) as it may vary from time to time;
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Personal Advice means personal advice as that term is defined in section 766B(3) of the Corporations Xxx 0000 (Cth) which MFAAPL provides to a Member in relation to their superannuation benefit in the Fund, the scope of which is described in Schedule 2.
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Personal Advice. This consists of advice for a specific user (customer). Here they can view a line chart based on their data and query it from a specific date to another specific date regarding a selected variable (see Figure 8). It is planned to add specific advice, a map, and pdf report here the same way it will be available for the general advice page.
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Personal Advice means has the meaning given to that term pursuant to section 766B (3) of the Corporations Act.
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Personal Advice means any recommendation or statement of opinion intended to influence a person to make a decision in relation to a Policy where one or more of the person’s objectives, financial situation or needs have been considered or a reasonable person might expect those matters to have been considered.
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Personal Advice means financial product advice that is given or directed to a person (including by electronic
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