PIMCO Persons definition

PIMCO Persons means the Investment Adviser and affiliated persons of the Investment Adviser (as defined in Section 2(a)(3) of the 1940 Act).
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PIMCO Persons means the Investment Manager or any affiliated person of the Investment Manager (as defined in Section 2(a)(3) of the 0000 Xxx) (other than the Fund, in the case of a redemption or purchase of the RVMTP Shares which are to be cancelled within ten (10) days of purchase by the Fund).
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PIMCO Persons means the Investment Manager or any affiliated person of the Investment Manager (as defined in Section 2(a)(3) of the 1940 Act) (other than the Issuer, in the case of a redemption or purchase of the RVMTP Shares which are to be cancelled within ten (10) days of purchase by the Issuer).
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Examples of PIMCO Persons in a sentence

  • Certain persons (PIMCO Persons, RCM Persons and RCM AP Persons) who would otherwise be subject to this Code are officers or employees of PIMCO, RCM or RCM AP and are subject to the Code of Ethics of PIMCO (the PIMCO Code), RCM (the RCM Code) or RCM AP (the RCM AP Code, and collectively, the PIMCO-RCM-RCM AP Code), respectively, adopted pursuant to Rule 17j-1 under the Act.

  • It is expected that all Access Persons of the Funds other than the Independent Trustees/Directors will either be Allianz Persons, PIMCO Persons, RCM Persons or RCM AP Persons and, therefore, only the Independent Trustees/Directors will be subject to this Code.

  • It is expected that all Access Persons of the Funds other than the Independent Trustees will either be Allianz Persons, PIMCO Persons, NACM Persons, RCM Persons or AGIAG Persons and, therefore, only the Independent Trustees will be subject to this Code.

  • Certain persons (PIMCO Persons, NACM Persons, RCM Persons and AGIAG Persons) who would otherwise be subject to this Code are officers or employees of PIMCO, NACM, RCM or AGIAG and are subject to the Code of Ethics of PIMCO (the PIMCO Code), NACM (the NACM Code), RCM (the RCM Code) or AGIAG (the AGIAG Code, and collectively, the PIMCO-NACM-RCM-AGIAG Code), respectively, adopted pursuant to Rule 17j-1 under the Act.

  • Any changes to the AGIA Code will be reported to the Board promptly after the effectiveness of such change.Certain persons (Dresdner Persons and PIMCO Persons) who would otherwise be subject to this Code are officers or employees of Dresdner or PIMCO and are subject to the Code of Ethics of Dresdner (the Dresdner Code) or PIMCO (the PIMCO Code, and collectively, the Dresdner-PIMCO Code), respectively, adopted pursuant to Rule 17j-1 under the Act.

  • Certain persons (PIMCO Persons and NACM Persons) who would otherwise be subject to this Code are officers or employees of PIMCO or NACM and are subject to the Code of Ethics of PIMCO (the PIMCO Code) or NACM (the NACM Code, and collectively, the PIMCO-NACM Code), respectively, adopted pursuant to Rule 17j-l under the Act.

  • It is expected that all Access Persons of the Funds other than the Independent Trustees will either be Allianz Persons, PIMCO Persons or NACM Persons and, therefore, only the Independent Trustees will be subject to this Code.

  • It is expected that all Access Persons of the Trust other than the Independent Trustees will either be Allianz Persons, Dresdner Persons or PIMCO Persons and, therefore, only the Independent Trustees will be subject to this Code.QuestionsQuestions regarding this Code should be addressed to the Trust’s Chief Legal Officer or the Trust’s Chief Compliance Officer, or, if you are an Independent Trustee, to counsel to the Independent Trustees.


More Definitions of PIMCO Persons

PIMCO Persons means the Investment Adviser and affiliated persons of the Investment Adviser (as defined in Section 2(a)(3) of the 1940 Act). "Prospectus" shall mean the final prospectus (including the statement of additional information incorporated therein by reference) as filed by the Fund
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PIMCO Persons means the Investment Adviser and affiliated persons of the Investment Adviser (as defined in Section 2(a)(3) of the 1940 Act). "Prospectus" shall mean the final prospectus (including the statement of additional information incorporated therein by reference) as filed by the Fund withthe Commission (i) pursuant to Rule 497(h) under the Securities Act on or before the second Business Day after the earlier of the date of the determination of the offering price or the date it is first used after effectiveness in connection with a Public Offering or sales (or such other time as may be required under the Securities Act) or (ii) pursuant to Rule 497(b) under the Securities Act on or before the fifth Business Day after the effective date of a registration statement or the commencement of a public offering after the effective date of a registration statement, whichever occurs later (or such earlier time as may be required under the Securities Act), or, if no such filing is required, the final prospectus (including the final statement of additional information) included in the Registration Statement at the Effective Time.
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Related to PIMCO Persons

  • Affiliated Persons or "AFFILIATES" means

  • Entities means event and competition organisers/promoters/managers, land and track owners/managers/administrators/lessees, CAMS affiliated clubs, state and territory governments and insured listed in CAMS’ public/product/professional indemnity insurance policies and each of their related bodies corporate (including their related bodies corporate) and each of their organs and agencies, officers/president/directors/executives, employees, servants, agents, partners, providers, members, competitors, drivers, co-drivers, navigators, officials, crew members, pit crew, delegates, licence holders, representatives, commissions, committees, advisers, trustees, councils, panels, shareholders, volunteers, officials, appointees, delegated bodies and sponsors.

  • Nuveen Persons means the Investment Adviser or any affiliated person of the Investment Adviser (as defined in Section 2(a)(3) of the 1940 Act) (other than the Fund, in the case of a redemption or purchase of MFP Shares which are to be cancelled within ten (10) days of purchase by the Fund).

  • Controlling Persons means the natural persons who exercise control over an Entity. In the case of a trust, such term means the settlor, the trustees, the protector (if any), the beneficiaries or class of beneficiaries, and any other natural person exercising ultimate effective control over the trust, and in the case of a legal arrangement other than a trust, such term means persons in equivalent or similar positions. The term “Controlling Persons” shall be interpreted in a manner consistent with the Financial Action Task Force Recommendations.

  • Professional Persons means all Persons retained by order of the Bankruptcy Court in connection with the Reorganization Cases, pursuant to sections 327, 328, 330 or 1103 of the Bankruptcy Code, excluding any ordinary course professionals retained pursuant to order of the Bankruptcy Court.

  • interested persons and "Assignment" shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the Commission under the 1940 Act or any interpretations of the Commission staff.

  • Excluded Persons means (A) the Company or any Regency Entity; (B) a trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Regency Entity; (C) an underwriter temporarily holding securities pursuant to an offering of such securities; or (D) a corporation owned, directly or indirectly, by the shareholders of the Company in substantially the same proportions as their ownership of stock in the Company.

  • Designated Persons means a person or entity (a) listed in the annex to, or otherwise subject to the provisions of, any Executive Order; (b) named as a “Specially Designated National and Blocked Person” (“SDN”) on the most current list published by OFAC at its official website or any replacement website or other replacement official publication of such list (the “SDN List”) or is otherwise the subject of any Sanctions Laws and Regulations; (c) in which an entity or person on the SDN List has 50% or greater ownership interest or that is otherwise controlled by an SDN.

  • Promoter Group means such persons and entities constituting the promoter group as per Regulation 2(1)(pp) of the SEBI ICDR Regulations.

  • Local Personnel means such professionals and support staff who at the time of being so provided had their domicile inside the Government’s country.

  • Politically Exposed Persons means:

  • Specified Persons means the Directors, connected persons, the insiders, the Designated Employees and the promoters and immediate relatives are collectively referred to as Specified Persons.

  • Associated Persons means the directors, employees (whether full-time, part-time or casual), Related Bodies Corporate, agents, contractors, advisors and owners of Tabcorp and the Venue Operator, respectively, (as is applicable).

  • Affiliated Entities means any legal entity, including any corporation, limited liability company, partnership, not-for-profit corporation, estate planning vehicle or trust, which is directly or indirectly owned or controlled by the Stockholder or his or her descendants or spouse, of which such Stockholder or his or her descendants or spouse are beneficial owners, or which is under joint control or ownership with any other person or entity subject to a lock-up agreement regarding the Common Stock with terms substantially identical to this Agreement.

  • Releasing Persons means the Plaintiff, on behalf of himself and the Settlement Class Members, and each and every Settlement Class Member, as well as their respective spouses, heirs, executors, successors, representatives, agents, parents, mandataries, tutors, curators and assigns;

  • Individuals means the person(s) who is the subject of PHI and includes a person who qualifies as a personal representative in accordance with 45 CFR 164.502(g).

  • Investor Parties has the meaning set forth in the Preamble.

  • U.S. Persons means such persons as defined in Regulation S of the United States Securities Act of 1933 and particularly includes residents of the United States as well as American stock corporations and private companies.

  • Purchaser Personnel means the Purchasers’, and each Purchaser’s Affiliates’, officers, directors (or their equivalent), employees, agents, and contractors of any kind.

  • Qualified personnel means personnel who meet the statutory or regulatory qualifications for each respective profession currently applicable in this state.

  • Members means the persons who are duly registered as the holders from time to time of shares in the register including persons who are jointly so registered.

  • Released Plaintiff Persons means Plaintiff and any and all of her respective current and former employers, parent entities, controlling persons, owners, members, principals, affiliates, or subsidiaries, and each and all of their respective past or present officers, directors, managers, partners, stockholders, representatives, employees, attorneys, financial or investment advisors, consultants, accountants, investment bankers, commercial bankers, agents, heirs, executors, trustees, personal representatives, estates, administrators, predecessors, successors, assigns, insurers, and reinsurers.

  • Excluded Employees has the meaning set forth in Section 14.1.

  • SpinCo Entities means the entities, the equity, partnership, membership, limited liability, joint venture or similar interests of which are set forth on Schedule IV under the caption “Joint Ventures and Minority Investments.”

  • Indemnified Persons has the meaning assigned to such term in Section 7.12(c).

  • Professional person means a mental health professional,